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Company | Arrow Search Partners |
Address | New York, NY, United States |
Employment type | FULL_TIME |
Salary | |
Category | Financial Services,Accounting |
Expires | 2023-06-21 |
Posted at | 11 months ago |
About The Company
- Conduct compliance reviews, testing, and monitoring of compliance policies and procedures
- Support Compliance department as it relates to general administrative related functions
- Schedule meetings, maintain calendars, prepare departmental invoices, and prepare expense reports for reimbursement
- Assist with administration of the firm’s personal trading policy, including monitoring employee personal trading activities, resolving exceptions, and maintaining satisfactory records using an automated personal trading system
- Coordinate and arrange travel and handle incoming mail
- Update weekly email counts and perform electronic message review
- Experience with order management systems a plus
- 1-3 years of experience in a compliance administrative/generalist role
- Series 7 required
- Bachelor’s degree required
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