Regulatory Reporting Officer Jobs

CEX.IO is an ecosystem of products and services connecting people to the opportunities of decentralised finance and the digital asset economy. Since 2013, millions of global customers buy, sell, trade, store, and earn digital assets using CEX.IO.

CEX.IO has been ranked as the 7th best cryptocurrency exchange by CryptoCompare. For nine years, we have led the way in innovation and services with a strong regulatory approach in the digital asset landscape.

We were first to introduce the purchase of bitcoin with a credit card back in 2014. Now, with multiple banking relationships, supported payment instruments, and markets, we bridge traditional and decentralised finance for a diverse range of users. For some, CEX.IO is their first experience with cryptocurrencies. Others take advantage of our professional and enterprise solutions.

We are looking forRegulatory Reporting Officer.

Main Responsibilities

• Collaboration with internal and external auditors, regulators, and compliance
• Uniform authorized agent report for NMLS
• Working closely with financial and accounting teams to ensure financial reporting and decision support is consistent in all future regulatory applications
• Planning, assisting with building & coordinating testing of new fixed-income trade reporting, transaction reporting, quality of execution, and investor protection reporting requirements
• Any specific state reports required within the MTL (Permissible investment reports and variances) and State Business License
• Business license filings to the Secretary of State
• Franchise tax returns
• Provide analysis and comment on testing and production flows in response to internal queries and queries from regulators, vendor partners, clients
• Quarterly call reports for NMLS
• Ensure the business regulatory requirements are completed within the set timescales, ensuring deadlines are met
• Assist in the timely, accurate, and complete preparation of financial reporting

Requirements

• At least 1-year auditing regulatory reporting
• Strong report writing skills and the ability to synthesize work products into executive summaries and/or briefs and reports, process analysis, mapping & improvement experience
• Understanding the scope of reporting for MTL companies.
• Strong understanding of IFRS and US GAAP
• Strong analytical skills
• Proficient in regulatory reporting standard software
• 3+ years of experience in relevant finance/accounting/audit positions