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Regulatory Reporting Jobs

Regulatory Reporting Analyst - Remote | Wfh
By Get It Recruit - Finance At Santa Clara, CA, United States

Join a Leading Fintech Innovator! Are you passionate about finance, compliance, and regulations? Do you thrive in a dynamic and collaborative work environment? If so, we have an exciting opportunity ...

Svp, Head Of Finance, Billing & Regulatory Reporting Technology
By State Street At , Clifton $225,000 - $337,500 a year
Manage technology agenda and delivery for the Finance organization, including partnering on global redesign and implementing process design across Finance systems.
A smart, challenging and energetic leader, with a passion and deep understanding of program management across Global organizations.
Manage Financial Regulatory Reporting, ensuring accuracy, timeliness, and consistency. Help define and drive enterprise target state Reg Reporting Data Lake solutions.
Execute the global Oracle Finance Cloud implementation, including process transformation implementation
Design a multi-year plan to drive target state convergence of duplicate systems, such as Expense
Partner with FRIBS organization to optimize prioritization queues and agile team availability
Business Analyst (Regulatory Reporting)
By Sterrofox At Charlotte, NC, United States
Must be able to translate regulatory requirements into actionable requirements / mapping documents for developers
Position: BUSINESS ANALYST (REGULATORY REPORTING)
Location: CHARLOTTE, NC (HYBRID MODE)
Must be able to read and write basic SQL
Regulatory Reporting Analyst - Remote
By PayNearMe At Santa Clara, CA, United States
Minimum of 3-5 years experience in Accounting/Finance (experience with gaming and/or regulatory reporting preferred)
Bachelor’s degree in Accounting/Finance required
Great Attention to Detail, strong analytical and organizational skills
Strong interpersonal and communication skills
Great compensation package plus extensive benefits
High level degree of proficiency in Microsoft Excel and database systems used in financial reporting
Coordinator, Reporting Jobs
By Dallas College At Dallas-Fort Worth Metroplex, United States
Associates degree with two (2) years of work-related experience. Official transcripts required when applicable.
Explore data and submit data requests.
Work collaboratively with internal and external stakeholders.
Regulatory Advisor Jobs
By Omnitrans At New York City Metropolitan Area, United States
Must have strong classification and appraisement skills, having 2 or more years’ experience in this area.
Completion of University degree or equivalent experience.
Ability to multitask; very organized, high degree of communication and analytical skills.
Candidate must have excellent writing skills.
5+ years of comparable Customs Operations experience.
Excellent working knowledge of Title 19 of the Code of Federal Regulations and United States Code.
Cat And 606 Regulatory Reporting Analyst
By DASH Financial Technologies At Chicago, IL, United States
At least 3 years’ experience in the financial industry dealing with Options and Equities.
Proficiency in CAT and CAIS requirement specification.
Must have at least 2 years’ hand-on experience with CAT.
Strong Excel and SQL skills
Knowledge of Financial Information Exchange FIX protocol.
Excellent verbal and written communication skills.
Regulatory Reporting - Assistant Vice President
By Deutsche Bank At Jacksonville, FL, United States
Well-developed organizational, analytical, and problem-solving skills, aligned with excellent attention to detail and time management
Demonstrate business/product knowledge, understanding of organizational structure, general knowledge of accounting/reporting requirements
Possess knowledge of FBO regulatory requirements. In-depth understanding of banking regulatory reporting rules and regulations
Knowledge of the regulatory reporting tools (e.g., Axiom), general ledgers, offered products, and its related activities is a plus
A hybrid working model, allowing for in-office / work from home flexibility, generous vacation, personal and volunteer days
Competitive compensation packages including health and wellbeing benefits, retirement savings plans, parental leave, and family building benefits
Reporting Coordinator Jobs
By The Timothy Initiative At Raleigh, NC, United States

Position Summary: The primary function of the Reporting Coordinator is to manage TTI's partner reporting process and provide administrative assistance to the International Reporting and Research ...

Inspector - Regulatory Jobs
By Maricopa County At Phoenix, AZ, United States
A combination of post-secondary education and/or job-related experience may substitute for the minimum qualifications on a year-for-year basis
MSHA Mine Safety Class and Certification or ability to obtain certification within two months
Perform work with a greater purpose
Opportunities for growth and development within Maricopa County
Exceptional work-life balance, with hybrid and alternative work schedule options
Low-cost, high-value healthcare for you and your qualifying dependents
Senior Business Analyst - Regulatory Reporting (Open To H1B/C2C)
By InvestM Technology LLC At New York City Metropolitan Area, United States
7+ years of experience as a Regulatory Business Analyst in an Investment Management or Investment Banking firm or consulting firm
Open (All rates commensurate with experience are welcome)
At least 2 full-cycle implementation experiences related to Consolidated Audit Trail (CAT) regulations
MBA degree or CFA qualification
Coordinate the remediation of reporting anomalies (raise JIRAs, document requirements, perform checkout, etc.)
Client needs 2 full-cycle implementation experience with Consolidated Audit Trail (CAT) regulatory projects.
Regulatory Reporting Officer Jobs
By CEX.IO At United States
3+ years of experience in relevant finance/accounting/audit positions
Ensure the business regulatory requirements are completed within the set timescales, ensuring deadlines are met
Assist in the timely, accurate, and complete preparation of financial reporting
Quarterly call reports for NMLS
Uniform authorized agent report for NMLS
Business license filings to the Secretary of State
Senior Regulatory Reporting Analyst
By KeyBank At United States
Adhere to compliance procedures and internal/operational risk controls in accordance with applicable regulatory standards, requirements, and policies.
Perform special projects, and additional duties and responsibilities as required.
Bachelor’s Degree (Finance, Accounting, MIS or related field).
5+ years of financial institution experience, emphasis on financial reporting
Experience with information systems (i.e., Oracle, Workday Financials, AxiomSL, Reg Reporter, Wdesk, Tableau, Excel, PowerPoint, Word, etc.).
Serves as key liaison to external and internal auditors, and examiners.
Business Analyst Regulatory Reporting
By ABCO COMPUTERS PVT.LTD At New York, NY, United States
Extensive Experience in project management, leadership skills and communication skills are important.
Business Analyst / Change Management experiences in the financial services sector.
Business Analyst / Change Management experiences in the
Help co-ordinate the technical requirements gathering, estimating and planning for single or multiple projects or work streams.
Support the data and systems analysis activities within the project, identifying the business and technical requirements and acceptance criteria.
Excellent written and verbal communication skills.
Regulatory Reporting Quality Assurance Analyst
By Regions Bank At Birmingham, AL, United States
Implements new filing requirements as initiated by regulators
Bachelor's degree in Accounting, Finance, or directly related field
Three (3) years of experience in public accounting or in the accounting industry with reporting, policy, or financial analysis experience
Experience in the financial services industry
Strong verbal, written communication, and organizational skills
Medical, Dental and Vision Benefits
Vp, Financial Reporting Analyst (Sec, And Bank Regulatory Reporting)
By Metropolitan Commercial Bank At New York City Metropolitan Area, United States
Excellent time management, organizational, and project management skills.
Preferred experience, education, and qualifications:
Strong technical knowledge of bank U.S. GAAP and SEC reporting requirements.
Maintain the Company's GAAP checklist and ensure the company's financial statements remain current with latest requirements.
Help to support SOX 404 compliance requirements and appropriate process for SOX 404 reporting.
Bachelor's Degree in Accounting or Finance and CPA qualified.
Global Markets Regulatory Reporting And Surveillance Analyst
By UBS At , New York, Ny $88,750 - $106,250 a year
A degree in any discipline will be considered, but preferably in Finance / Economics / Business Management / Business Analytics.
Lead integral governance efforts and develop Management Information (MI) to assist in the Firm’s compliance efforts.
lead integral governance efforts and develop Management Information (MI) to assist in the Firm’s compliance efforts.
Support ongoing regulatory reporting requirements, focused primarily on the Consolidated Audit Trail (CAT) requirements.
Ensure completeness, accuracy, and timeliness requirements for CAT reporting.
Financial Industry experience with expertise with the Consolidated Audit Trail (“CAT”) regulatory reporting obligations.
Operations-Dallas-Analyst-Regulatory Reporting - Trade Level
By Goldman Sachs At , Dallas, 75201, Tx
Preferred experience with securities trading flows, regulatory obligations and project/JIRA management
Perform effective risk management in reporting time sensitive regulatory reporting accurately, completely and timely
Effective time management and risk awareness
SKILLS & EXPERIENCE WE’RE LOOKING FOR
Preferred 1-2 years work experience in the Financial or Business Industry
Problem solving and documentation skills with an ability to understand complex workflows
Regulatory Designer - Actalent
By Actalent At Holtsville, NY, United States
Preferred Education: Associates degree in graphic design or related field, or equivalent experience
Effectively manages projects of moderate scope including planning, control, and delivery against timeline and budget metrics
Documents progress against the project plan throughout the project. Formulates status reports and presents to the team and immediate manager.
Preferred Work Experience (years): 1-2 years of experience
Possess strong written and oral communication skills
Intermediate presentation skills to cross functional audience.
Sr. Manager - Regulatory & Reporting
By V-Soft Consulting Group, Inc. At Illinois, United States
Gain and nurture support for the program through the creation of business cases and apprising senior and executive management.
Sr. Manager - Regulatory & Reporting - Remote
Execute and deliver on initiatives with agility and quality.
Will lead the execution of detailed Risk and Control Self-Assessments, reporting of risks and coordination with impacted stakeholders.
Help us complete ad hoc and urgent requests from internal and external partners and recommend new controls to reduce risks.

Are you looking for an exciting opportunity to work in Regulatory Reporting? We are looking for a motivated individual to join our team and help us ensure compliance with all regulatory requirements. You will be responsible for preparing and submitting reports to regulatory bodies, analyzing data, and providing guidance on regulatory matters. If you have a passion for regulatory compliance and are eager to make a difference, this could be the perfect job for you!

Overview of Regulatory Reporting Regulatory reporting is the process of collecting, analyzing, and submitting data to regulatory agencies in order to comply with applicable laws and regulations. Regulatory reporting is a critical component of financial services, as it helps ensure that companies are operating in a safe and compliant manner. Regulatory reporting is also used to inform investors and other stakeholders about the financial health of a company. Detailed Job Description of Regulatory Reporting Regulatory reporting professionals are responsible for ensuring that their organization is compliant with all applicable laws and regulations. This includes researching and understanding the relevant regulations, preparing and submitting reports to the relevant regulatory agencies, and monitoring changes in the regulatory environment. Regulatory reporting professionals must also be able to interpret and analyze the data they collect, and provide insights and recommendations to management. Regulatory Reporting Job Skills Required
• Knowledge of applicable laws and regulations
• Ability to interpret and analyze data
• Excellent communication and interpersonal skills
• Attention to detail
• Ability to work independently and as part of a team
• Proficiency in Microsoft Office Suite
Regulatory Reporting Job Qualifications
• Bachelor’s degree in finance, accounting, or a related field
• Relevant professional certifications (e.g. CPA, CFA, etc.)
• Previous experience in regulatory reporting or a related field
• Knowledge of financial reporting standards (e.g. GAAP, IFRS, etc.)
Regulatory Reporting Job Knowledge
• Knowledge of applicable laws and regulations
• Understanding of financial reporting standards
• Ability to interpret and analyze data
• Understanding of risk management principles
• Knowledge of financial markets and instruments
Regulatory Reporting Job Experience
• Previous experience in regulatory reporting or a related field
• Experience in financial analysis or auditing
• Experience in risk management
• Experience in financial markets and instruments
Regulatory Reporting Job Responsibilities
• Research and understand applicable laws and regulations
• Prepare and submit reports to regulatory agencies
• Monitor changes in the regulatory environment
• Interpret and analyze data
• Provide insights and recommendations to management
• Ensure compliance with applicable laws and regulations