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Regulatory Compliance Analyst Jobs in Niagara, New York

Remote Regulatory Compliance Manager (Insurance Industry)
By National General At Buffalo-Niagara Falls Area, United States
Serve as Subject Matter Expert (SME) for product management and other departments.
NOTES: Ideal candidate will have Property & Insurance domain experience.
Maintain expert business knowledge of product development, including new product concepts and company initiatives.
Develop and maintain policy contract, endorsements, policyholder notifications and other forms as well as requirements for implementation of forms output.
8+ years of Property and Casualty insurance industry experience.
Knowledge of industry-standard personal lines programs of insurance, including coverage concepts, rating procedures, and underwriting philosophies.
Regulatory Onboarding Analyst Jobs
By Phyton Talent Advisors At New York City Metropolitan Area, United States
Have 1-2+ years of experience in banking and/or capital markets business, with a strong willingness to further expand knowledge and skills.
Excellent communication, analytical, organizational, project management, and planning skills.
Possess 2-3+ years of experience working as a regulatory onboarding analyst or in a comparable role.
Demonstrate expertise and experience with US FINCEN and US Patriot Act regulations.
Fluency in Spanish is a desirable skill.
Facilitate the efficient and compliant regulatory onboarding of clients within the US Global Banking and Markets segment, prioritizing client satisfaction.
Sr. Compliance Officer (Us Banking Regulatory Compliance)
By Right Executive Search, LLC At New York, NY, United States
· Strong written, verbal, and interpersonal skills, including ability to communicate effectively with senior level management.
· Identify and professionally escalate matters requiring management attention.
Remote, East Coast hours (NYC/NJ/PA/FL based) 90% remote
Responsibilities of the Sr. Compliance Officer:
Qualifications of the Senior Compliance Officer:
· Bachelor’s degree in Finance/Banking/Accounting or related field is required.
Senior Consultant & Business Analyst In Regulatory Technology & Compliance Analytics
By Sia Partners At New York, NY, United States
Develop, implement, and update compliance management systems, policies, and procedures based on new or updated regulatory requirements
Excellent communication, collaboration, and project management skills to communicate risks in an effective way to all levels of seniority
Enhance data quality and controls to support compliance and risk management efforts
Strong analytical skills with experience using data analytics tools and techniques
Work closely with clients to understand their regulatory compliance requirements and design solutions to meet those needs
Effectively analyze situations and apply experience and judgment to resolve issues in a timely manner
Regulatory Compliance Officer Jobs
By Boulo Solutions At New York, NY, United States
Experience with MS PowerPoint,, Excel, etc, as well as electronic document management systems is helpful.
Oversight and management of typical compliance needs for an investment advisor / fund manager
5+ years of experience with regulatory compliance legal work with investment manager regulatory issues
Strong communication and interpersonal skills will be key to working in this small and dynamic team.
Responsibilities Of The Regulatory Compliance Officer Position
Requirements for the Regulatory Compliance Officer position
Regulatory Compliance Specialist Jobs
By BCforward At New York, NY, United States
• Bachelor's degree required or equivalent experience ( - law degree/qualification would be an advantage)
• Support the definition of control requirements and control standards appropriate for the relevant regulations:
• 5+ years minimum relevant experience
• Prior experience in regulatory driven remediation e.g., MRA, Consent Order etc. and advantage
Title : Regulatory Compliance Lead
o 12 USC 24 (Seventh);
Legal & Compliance - Regulatory Marketing Compliance, Avp
By Blackstone At New York, NY, United States
4+ years of prior experience at a law firm and/or investment management firm
Manage the L&C relationship with several lines of business
Develop educational materials and trainings for business professionals with respect to marketing and fundraising regulations and protocols
Prior experience in a compliance role and/or J.D. required
Strong attention to detail and analytical skills
Strong drafting and organizational skills
Regulatory Complaints Compliance Analyst
By Jobot At Brooklyn, NY, United States
Strong knowledge of regulatory requirements and standards
2+ years of experience in regulatory compliance; must have directly performed investigative process
Experience with complaints investigation and resolution
Excellent research and analytical skills
Excellent communication skills, both written and verbal
Investigate and resolve complaints from regulatory agencies, including the BBB, CFPB, and Attorney General
Quality, Regulatory & Compliance Manager
By Pret A Manger At New York City Metropolitan Area, United States

Pret is an equal opportunity employer.

Compliance Associate -- Regulatory
By The Goodkind Group, LLC At New York, NY, United States

   Great organization located in downtown Manhattan is looking for a 2-5 yrs. Compliance Associate to join their Regulatory Group.  This role will performs a variety of compliance activities in ...

Regulatory Business Analyst Jobs
By New York Technology Partners At New York City Metropolitan Area, United States
• SQL Server management Studio or Any SQL DB tool
Qualifications we seek in you!
• CFA, MBA Finance Preferred
Must be LOCAL and Okay with Day 1 onsite
“Own” and “Drive” all activities essential for business analysis and delivery of entire engagement and impactful recommendation
• Bachelor’s Degree educated or equivalent
Regulatory Business Analyst Jobs
By Phyton Talent Advisors At New York City Metropolitan Area, United States
• Manage all phases of testing, and underlying reconciliation to source data.
• Review system data flows and be able to identify issues and offer solutions.
• Work closely with Data Group Office to identify, and document data quality issues and offer solutions.
• 10+ years financial/regulatory and/or accounting experience required.
• Knowledge of objectives and content of U.S. regulatory reporting.
• 3+ years’ experience with capital markets products.
Fsrm Advisor, Regulatory Compliance (Financial Crimes Compliance) - Fso - Manager - M.p - 1408353
By EY At , New York, 10001, Ny $175,240 a year
Continuous learning: You’ll develop the mindset and skills to navigate whatever comes next.
The exceptional EY experience. It’s yours to build.
Success as defined by you: We’ll provide the tools and flexibility, so you can make a meaningful impact, your way.
Transformative leadership: We’ll give you the insights, coaching and confidence to be the leader the world needs.
Ernst & Young U.S. LLP, New York, NY.
Success as defined by you:
Regulatory Compliance Manager – Supplements
By unybrands At Miami, FL, United States
Responsible for the full regulatory compliance requirements of the supplement brands.
Support the brand managers in dealing with any Amazon compliance issues.
Support the NPD team and brand managers in developing new products for the brands.
Full understanding of regulatory requirements in food supplements market.
Experience in selling to UK / EUROPE / USA / CANADA
Experience in working with Amazon preferable.
Regulatory Analyst Jobs
By Dice At North Haven, CT, United States

Dice is the leading career destination for tech experts at every stage of their careers. Our client, IMR Soft LLC, is seeking the following. Apply via Dice today! Provide regulatory expertise on new ...

Compliance Analyst, Regulatory Complaints
By Credit Acceptance At United States
Minimum 2 years' of recent and relevant experience within a compliance oriented, research and investigative environment
Experience in financial services industry or legal field
Experience with quickly learning and becoming a subject matter expert in new systems/processes
Insightful by cultivating innovation, accumulating business and role specific knowledge, demonstrating self-awareness and making quality decisions
Timely and accurately perform investigations of regulatory complaints. This includes:
Engaging consumers, dealers, or third parties over the telephone in a professional, but direct manner;
Healthcare Regulatory Compliance Manager
By Ascension At , Remote From $80,059 a year
3 years of leadership or management experience preferred.
Manage staff relations including performance management, staff satisfaction and conflict management.
Schedule: Full-Time, 8-hour day shift, Monday - Friday, Fully Remote
Facility: Automated Benefit Services (ABS)
Maintain compliance with federal, state, and local regulatory requirements.
Extensive knowledge of CCIIO, SERFF and CMS.
Intern, Regulatory & Legal Compliance
By Live Nation At , San Francisco, 94108
Monitor and research compliance related laws, regulations and legislative updates pertaining to Live Nation Entertainment
Proactively identify and discuss emerging compliance issues with the Compliance team, while also developing and preparing compliance reporting as necessary.
Assist with drafting appropriate policies and practices to ensure compliance with applicable laws & regulations.
Assist with routine compliance review to ensure that regulatory and legal compliance procedures are followed, and remediated as appropriate.
Assist the Compliance team with implementing the recommendations and action items resulting from reviews and new law updates.
Bachelor's degree and current enrollment in accredited law school
Regulatory Analyst Jobs
By Workrise At Englewood, CO, United States
Ensures data quality, data management and reviews operations data for accuracy and makes corrections as necessary.
Bachelor’s degree in related field; will also consider work experience with position specific skills.
Requires advanced computer skills and knowledge of a variety of discipline specific software.
Knowledge of WellEZ, zdSCADA, Project Canary, CleanConnect AI, and Ecesis software.
3-5 years regulatory experience. (DJ Basin experience required)
Requires knowledge of petro-technical terms.
Regulatory Compliance Manager (Remote)
By Booster At Los Angeles, CA, United States
A bachelor’s degree or higher with 3-4 years of federal, state or local policy experience and/or campaign experience.
Experience building and strengthening relationships with regulators and politicians.
Excellent written and verbal communication skills required.
Start-up experience is a plus.
Paint the “Booster future” for policymakers and walk them through the journey into this future.
Support the Public Policy team by reaching out to and working with local and regional regulators
Regulatory, Policy, & Compliance Manager
By ZEEKR极氪 At United States
Disseminate regulatory or legal information to all levels of management as well as providing employees with accurate and timely compliance information
Ensure quality control in areas of spending, policies, oversight, and risk management
7 or more years of related experience or any combination of education and experience
What Skills & Experiences You Will Need
Identify and maintain working knowledge of applicable laws or regulations
Possess strong government (local, municipal, federal) policy knowledge
Remote Regulatory Compliance Manager (P&C Insurance Industry)
By National General At Ohio, United States
Serve as Subject Matter Expert (SME) for product management and other departments.
NOTES: Ideal candidate will have Property & Insurance domain experience.
Maintain expert business knowledge of product development, including new product concepts and company initiatives.
Develop and maintain policy contract, endorsements, policyholder notifications and other forms as well as requirements for implementation of forms output.
8+ years of Property and Casualty insurance industry experience.
Knowledge of industry-standard personal lines programs of insurance, including coverage concepts, rating procedures, and underwriting philosophies.
Regulatory Compliance Reviewer Jobs
By Coda Search│Staffing At Rhode Island, United States
Proficient using Mac OS, and Microsoft Products; and project management/routing program
Maintain an up to date knowledge of regulatory compliance changes as needed to perform this role
Manage various trackers and spreadsheet reports, and submit to our client for review weekly or monthly
3-5 years experience working in regulatory compliance
Strong Knowledge of current code of federal regulations
Regulatory knowledge of consumer packaged goods for edibles, beauty and healthcare categories
Regulatory Compliance Clerk Jobs
By IACX Energy At Dallas-Fort Worth Metroplex, United States
Possess excellent interpersonal skills to facilitate positive working relationships with all levels of management and staff
Bachelor's degree in environmental sciences, engineering, or related discipline or relevant years of experience.
3-6 years of experience in regulatory permitting or compliance in the oil and gas industry, preferably in midstream.
Working knowledge of Federal Safety Regulations under OSHA and PHMSA.
Strong verbal and written communication skills.
Detail-oriented with excellent organizational skills, able to work on multiple tasks in any given workday.
Regulatory Analyst Jobs
By Medix™ At Mississippi, United States
Two (2) years of clinical research regulatory, professional or related experience, one (1) year if bachelor’s degree.
2 Years of Regulatory Experience
CTEP / CTSU / NCI CIRB experience would be very helpful
Start up and ability to grow
The work will take you from the lab to the office to the board room.
Must demonstrate the ability to meet deadlines.
Remote Regulatory Compliance Manager (Insurance Industry)
By National General At Delaware, United States
Serve as Subject Matter Expert (SME) for product management and other departments.
NOTES: Ideal candidate will have Property & Insurance domain experience.
Maintain expert business knowledge of product development, including new product concepts and company initiatives.
Develop and maintain policy contract, endorsements, policyholder notifications and other forms as well as requirements for implementation of forms output.
8+ years of Property and Casualty insurance industry experience.
Knowledge of industry-standard personal lines programs of insurance, including coverage concepts, rating procedures, and underwriting philosophies.
Senior Consultant And Business Analyst In Regulatory Technology & Compliance Analytics
By Sia Partners At San Francisco, CA, United States
Develop, implement, and update compliance management systems, policies, and procedures based on new or updated regulatory requirements
Excellent communication, collaboration, and project management skills to communicate risks in an effective way to all levels of seniority
Enhance data quality and controls to support compliance and risk management efforts
Strong analytical skills with experience using data analytics tools and techniques
Work closely with clients to understand their regulatory compliance requirements and design solutions to meet those needs
Effectively analyze situations and apply experience and judgment to resolve issues in a timely manner
Regulatory Compliance Analyst-1 Jobs
By Vanderbilt University Medical Center At Nashville, TN, United States
Prepares for and facilitates committee meetings by creating and pre-reviewing agenda templates and meeting materials, incorporating regulatory education, and documenting discussions.
Manages Continuing Review notification(s) prior to expiration date of protocol.
The responsibilities listed are a general overview of the position and additional duties may be assigned.
Prepares, reviews, and processes new research proposals, amendments, and continuing review applications prior to committee meetings.
Completes and distributes Committee Action Letters and Final Approval Letters.
Performs oversight and verification of database entries.
Regulatory Compliance Analyst-Payroll/Accounting - Remote | Wfh
By Get It Recruit - Real Estate At New Augusta, IN, United States

We believe in the power of infrastructure to create opportunities for everyone. From improving daily commutes and ensuring access to clean water, to illuminating cities' skylines and fostering ...

Regulatory Compliance Consultant (Us Remote Eligible)
By BlueCross BlueShield of South Carolina At South Carolina, United States
Four years of experience in job related field
Five years legal, regulatory, claims compliance administration or health insurance industry-related experience.
Excellent analytical or critical thinking and problem-solving skills.
Excellent presentation skills with a strong attention to detail.
Working experience with Microsoft Office.
3 years-working experience as in-house lawyer working in insurance and/or regulatory/compliance law dealing with insurance products.
Project Manager (With Regulatory Compliance)
By Ameex Technologies At Los Angeles, CA, United States
Manage overall project organization to ensure requirements and project deliverable dates can be clearly communicated.
Provide ongoing program and project management support.
Expert communication, status reporting, plan management and execution.
Create project timelines, and manage creative, development milestones and deliverables.
Create/manage project plans in Microsoft Project, drive all tasks, holding stakeholders accountable
Minimum of 10 years’ experience leading projects within a strong Regulatory and Compliance experience.
Associate, Regulatory Compliance (Mhp) - Remote
By Oscar Health At United States
Knowledge of and experience with commercial and MHP rules
Bachelor’s Degree or 4 years commensurate work experience.
Prior experience working with regulators on compliance audits, reporting and other matters.
Experience managing complicated projects, keeping track of details, and staging work to complete projects on time.
Regulatory requirements to business and technical staff to capture information and.
Experience developing reporting and metrics.

Are you looking for an exciting opportunity to join a dynamic team and make a real impact? We are looking for a Regulatory Compliance Analyst to join our team and help ensure our company is compliant with all applicable laws and regulations. You will be responsible for monitoring and analyzing regulatory changes, developing and implementing compliance policies and procedures, and providing guidance and support to the organization. If you are a detail-oriented problem solver with a passion for compliance, this could be the perfect job for you!

Overview Regulatory Compliance Analysts are responsible for ensuring that organizations comply with all applicable laws and regulations. They are responsible for researching and interpreting laws and regulations, developing and implementing compliance programs, and monitoring compliance with applicable laws and regulations. Detailed Job Description Regulatory Compliance Analysts are responsible for researching and interpreting laws and regulations, developing and implementing compliance programs, and monitoring compliance with applicable laws and regulations. They must be knowledgeable of the laws and regulations that apply to their organization and be able to identify potential areas of non-compliance. They must be able to develop and implement compliance programs that are tailored to the organization’s specific needs. They must also be able to monitor compliance with applicable laws and regulations and take corrective action when necessary. Job Skills Required
• Knowledge of applicable laws and regulations
• Ability to research and interpret laws and regulations
• Ability to develop and implement compliance programs
• Ability to monitor compliance with applicable laws and regulations
• Ability to identify potential areas of non-compliance
• Ability to take corrective action when necessary
• Excellent communication and interpersonal skills
• Excellent organizational and time management skills
• Ability to work independently and as part of a team
Job Qualifications
• Bachelor’s degree in business, law, or a related field
• Relevant experience in regulatory compliance
• Professional certification in regulatory compliance (e.g., Certified Regulatory Compliance Manager (CRCM))
Job Knowledge
• Knowledge of applicable laws and regulations
• Knowledge of compliance programs and procedures
• Knowledge of risk management principles
• Knowledge of auditing principles and practices
Job Experience
• At least two years of experience in regulatory compliance
• Experience in developing and implementing compliance programs
• Experience in monitoring compliance with applicable laws and regulations
• Experience in identifying potential areas of non-compliance
Job Responsibilities
• Research and interpret applicable laws and regulations
• Develop and implement compliance programs
• Monitor compliance with applicable laws and regulations
• Identify potential areas of non-compliance
• Take corrective action when necessary
• Prepare reports and presentations on compliance activities
• Provide guidance and advice on compliance matters
• Maintain up-to-date knowledge of applicable laws and regulations