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Regulatory Compliance Analyst Jobs in New York

Regulatory Onboarding Analyst Jobs
By Phyton Talent Advisors At New York City Metropolitan Area, United States
Have 1-2+ years of experience in banking and/or capital markets business, with a strong willingness to further expand knowledge and skills.
Excellent communication, analytical, organizational, project management, and planning skills.
Possess 2-3+ years of experience working as a regulatory onboarding analyst or in a comparable role.
Demonstrate expertise and experience with US FINCEN and US Patriot Act regulations.
Fluency in Spanish is a desirable skill.
Facilitate the efficient and compliant regulatory onboarding of clients within the US Global Banking and Markets segment, prioritizing client satisfaction.
Sr. Compliance Officer (Us Banking Regulatory Compliance)
By Right Executive Search, LLC At New York, NY, United States
· Strong written, verbal, and interpersonal skills, including ability to communicate effectively with senior level management.
· Identify and professionally escalate matters requiring management attention.
Remote, East Coast hours (NYC/NJ/PA/FL based) 90% remote
Responsibilities of the Sr. Compliance Officer:
Qualifications of the Senior Compliance Officer:
· Bachelor’s degree in Finance/Banking/Accounting or related field is required.
Remote Regulatory Compliance Manager (Insurance Industry)
By National General At Buffalo-Niagara Falls Area, United States
Serve as Subject Matter Expert (SME) for product management and other departments.
NOTES: Ideal candidate will have Property & Insurance domain experience.
Maintain expert business knowledge of product development, including new product concepts and company initiatives.
Develop and maintain policy contract, endorsements, policyholder notifications and other forms as well as requirements for implementation of forms output.
8+ years of Property and Casualty insurance industry experience.
Knowledge of industry-standard personal lines programs of insurance, including coverage concepts, rating procedures, and underwriting philosophies.
Senior Consultant & Business Analyst In Regulatory Technology & Compliance Analytics
By Sia Partners At New York, NY, United States
Develop, implement, and update compliance management systems, policies, and procedures based on new or updated regulatory requirements
Excellent communication, collaboration, and project management skills to communicate risks in an effective way to all levels of seniority
Enhance data quality and controls to support compliance and risk management efforts
Strong analytical skills with experience using data analytics tools and techniques
Work closely with clients to understand their regulatory compliance requirements and design solutions to meet those needs
Effectively analyze situations and apply experience and judgment to resolve issues in a timely manner
Regulatory Compliance Officer Jobs
By Boulo Solutions At New York, NY, United States
Experience with MS PowerPoint,, Excel, etc, as well as electronic document management systems is helpful.
Oversight and management of typical compliance needs for an investment advisor / fund manager
5+ years of experience with regulatory compliance legal work with investment manager regulatory issues
Strong communication and interpersonal skills will be key to working in this small and dynamic team.
Responsibilities Of The Regulatory Compliance Officer Position
Requirements for the Regulatory Compliance Officer position
Regulatory Compliance Specialist Jobs
By BCforward At New York, NY, United States
• Bachelor's degree required or equivalent experience ( - law degree/qualification would be an advantage)
• Support the definition of control requirements and control standards appropriate for the relevant regulations:
• 5+ years minimum relevant experience
• Prior experience in regulatory driven remediation e.g., MRA, Consent Order etc. and advantage
Title : Regulatory Compliance Lead
o 12 USC 24 (Seventh);
Legal & Compliance - Regulatory Marketing Compliance, Avp
By Blackstone At New York, NY, United States
4+ years of prior experience at a law firm and/or investment management firm
Manage the L&C relationship with several lines of business
Develop educational materials and trainings for business professionals with respect to marketing and fundraising regulations and protocols
Prior experience in a compliance role and/or J.D. required
Strong attention to detail and analytical skills
Strong drafting and organizational skills
Regulatory Complaints Compliance Analyst
By Jobot At Brooklyn, NY, United States
Strong knowledge of regulatory requirements and standards
2+ years of experience in regulatory compliance; must have directly performed investigative process
Experience with complaints investigation and resolution
Excellent research and analytical skills
Excellent communication skills, both written and verbal
Investigate and resolve complaints from regulatory agencies, including the BBB, CFPB, and Attorney General
Quality, Regulatory & Compliance Manager
By Pret A Manger At New York City Metropolitan Area, United States

Pret is an equal opportunity employer.

Compliance Associate -- Regulatory
By The Goodkind Group, LLC At New York, NY, United States

   Great organization located in downtown Manhattan is looking for a 2-5 yrs. Compliance Associate to join their Regulatory Group.  This role will performs a variety of compliance activities in ...

Regulatory Business Analyst Jobs
By New York Technology Partners At New York City Metropolitan Area, United States
• SQL Server management Studio or Any SQL DB tool
Qualifications we seek in you!
• CFA, MBA Finance Preferred
Must be LOCAL and Okay with Day 1 onsite
“Own” and “Drive” all activities essential for business analysis and delivery of entire engagement and impactful recommendation
• Bachelor’s Degree educated or equivalent
Regulatory Business Analyst Jobs
By Phyton Talent Advisors At New York City Metropolitan Area, United States
• Manage all phases of testing, and underlying reconciliation to source data.
• Review system data flows and be able to identify issues and offer solutions.
• Work closely with Data Group Office to identify, and document data quality issues and offer solutions.
• 10+ years financial/regulatory and/or accounting experience required.
• Knowledge of objectives and content of U.S. regulatory reporting.
• 3+ years’ experience with capital markets products.
Fsrm Advisor, Regulatory Compliance (Financial Crimes Compliance) - Fso - Manager - M.p - 1408353
By EY At , New York, 10001, Ny $175,240 a year
Continuous learning: You’ll develop the mindset and skills to navigate whatever comes next.
The exceptional EY experience. It’s yours to build.
Success as defined by you: We’ll provide the tools and flexibility, so you can make a meaningful impact, your way.
Transformative leadership: We’ll give you the insights, coaching and confidence to be the leader the world needs.
Ernst & Young U.S. LLP, New York, NY.
Success as defined by you:

Are you looking for an exciting opportunity to join a dynamic team and make a real impact? We are looking for a Regulatory Compliance Analyst to join our team and help ensure our company is compliant with all applicable laws and regulations. You will be responsible for monitoring and analyzing regulatory changes, developing and implementing compliance policies and procedures, and providing guidance and support to the organization. If you are a detail-oriented problem solver with a passion for compliance, this could be the perfect job for you!

Overview Regulatory Compliance Analysts are responsible for ensuring that organizations comply with all applicable laws and regulations. They are responsible for researching and interpreting laws and regulations, developing and implementing compliance programs, and monitoring compliance with applicable laws and regulations. Detailed Job Description Regulatory Compliance Analysts are responsible for researching and interpreting laws and regulations, developing and implementing compliance programs, and monitoring compliance with applicable laws and regulations. They must be knowledgeable of the laws and regulations that apply to their organization and be able to identify potential areas of non-compliance. They must be able to develop and implement compliance programs that are tailored to the organization’s specific needs. They must also be able to monitor compliance with applicable laws and regulations and take corrective action when necessary. Job Skills Required
• Knowledge of applicable laws and regulations
• Ability to research and interpret laws and regulations
• Ability to develop and implement compliance programs
• Ability to monitor compliance with applicable laws and regulations
• Ability to identify potential areas of non-compliance
• Ability to take corrective action when necessary
• Excellent communication and interpersonal skills
• Excellent organizational and time management skills
• Ability to work independently and as part of a team
Job Qualifications
• Bachelor’s degree in business, law, or a related field
• Relevant experience in regulatory compliance
• Professional certification in regulatory compliance (e.g., Certified Regulatory Compliance Manager (CRCM))
Job Knowledge
• Knowledge of applicable laws and regulations
• Knowledge of compliance programs and procedures
• Knowledge of risk management principles
• Knowledge of auditing principles and practices
Job Experience
• At least two years of experience in regulatory compliance
• Experience in developing and implementing compliance programs
• Experience in monitoring compliance with applicable laws and regulations
• Experience in identifying potential areas of non-compliance
Job Responsibilities
• Research and interpret applicable laws and regulations
• Develop and implement compliance programs
• Monitor compliance with applicable laws and regulations
• Identify potential areas of non-compliance
• Take corrective action when necessary
• Prepare reports and presentations on compliance activities
• Provide guidance and advice on compliance matters
• Maintain up-to-date knowledge of applicable laws and regulations