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Counsel, Sales And Distribution
Company | Dimensional Fund Advisors |
Address | , Austin, Tx |
Employment type | FULL_TIME |
Salary | $220,000 - $275,000 a year |
Expires | 2023-07-24 |
Posted at | 11 months ago |
Notes to applicants:
- Most roles at Dimensional will be part of our best-of-both hybrid working model. This includes working together in the office on Tuesdays, Wednesdays and Thursdays, and choosing to work where one works best on Mondays and Fridays. This maximizes in person collaboration and interaction while simultaneously providing flexibility. This broad universal approach applies to most roles globally with a few exceptions that require more or less time in the office. Please discuss with your Recruiter to confirm the details for this specific role.
- Resumes and portfolios (when applicable) are required as part of your application. When applying from a mobile device or tablet, you may not be able to attach a resume. If you cannot include an attachment at the time of your application, you will receive a follow up email asking you to attach your resume from a computer.
- Here at Dimensional, we strive to be an inclusive workplace for all. Even if you do not match every qualification listed, if you are interested in who we are, what we do, and why we do it, we suggest and encourage you to apply.
:
Dimensional's Legal department is an in-house team of client-focused attorneys, paralegals, and legal assistants who support internal business clients and external counsel to help provide legal expertise to Dimensional entities. This role will be responsible for supporting a diverse range of day-to-day corporate legal needs of Dimensional’s global advisor, distribution, sales, client servicing, and marketing activities. This role will work with legal, compliance, and business partners at all levels of the organization with respect to international, federal, and state securities laws concerning the sale and distribution of investment advisory services and products globally. The position will be based in Austin, Texas or Charlotte, North Carolina and will report to the Vice President and Deputy General Counsel, Sales.
Primary Responsibilities:
- Assist in all manner of sales, distribution, and client service of Dimensional’s global advisory business, including the preparation and negotiation of Investment Management Agreements, RFP responses, client communications, and certifications.
- Prepare and negotiate distribution agreements.
- Work with, and oversee, outside counsel globally on a variety of legal matters, ensuring that standards for service delivery and cost are met.
- Serve as the primary liaison for inquiries associated with Dimensional’s small separate account, models, and CIT businesses, with assistance and training from the Deputy General Counsel, Sales.
Additional Responsibilities:
- Assist in the maintenance of employee long-term incentive plans and Long-Term Incentive Plan agreements.
- As necessary, assist in the review of global marketing materials as it relates to the sale of advisory services and private placement opportunities.
- Collaborate with Dimensional attorneys globally regarding legal, regulatory and compliance issues related to fund and investment adviser marketing, private placements, platforms, and other matters supported by the legal department.
Qualifications:
- Understanding of rules and regulations associated with providing investment management services and contract negotiations.
- Experience with the Investment Company Act of 1940 and the Investment Advisers Act of 1940 required; experience with various foreign investment advisor laws and regulations preferred.
- 3-5+ years of practicing law in investment management, preferably with a top-tier law firm or in the legal department of a broker-dealer and/or investment adviser.
- Self-starter who can manage multiple time-sensitive projects involving different business and support groups.
- Membership in a U.S. state bar required; member of Texas or North Carolina State Bar preferred.
- Excellent verbal and written communication skills, as well as an ability to communicate with non-lawyer business partners in a clear and understandable way.
- Demonstrated experience reviewing broker-dealer and/or investment adviser marketing materials for legal issues specific to financial services or other regulated industries.
- JD from a top law school.
- Able to work well in a team environment; experience working in a hybrid environment preferred.
#LI-Hybrid
Dimensional offers a variety of programs to help take care of you, your family, and your career, including comprehensive benefits, educational initiatives, and special celebrations of our history, culture, and growth.
It is the policy of the Company to provide equal employment opportunity for all applicants and employees. The Company does not unlawfully discriminate on the basis of race, color, religion, creed, sex, gender, gender identity, gender expression, national origin, age, disability, genetic information, ancestry, medical condition, marital status, covered veteran status, citizenship status, sexual orientation, or any other protected status. This policy applies to all areas of employment including recruitment, hiring, training, job assignment, promotion, compensation, benefits, transfer, discipline, termination, and social and recreational programs.
Job Type: Full-time
Pay: $220,000.00 - $275,000.00 per year
Benefits:
- 401(k) matching
- Dental insurance
- Paid time off
- Life insurance
- Parental leave
- Retirement plan
- Tuition reimbursement
- Referral program
- 401(k)
- Flexible schedule
- Health savings account
- Health insurance
- Professional development assistance
- Flexible spending account
- Vision insurance
Schedule:
- Monday to Friday
Supplemental pay types:
- Bonus pay
Work Location: In person
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