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Regulatory Compliance Specialist Jobs in New York, New York

Sr. Compliance Officer (Us Banking Regulatory Compliance)
By Right Executive Search, LLC At New York, NY, United States
· Strong written, verbal, and interpersonal skills, including ability to communicate effectively with senior level management.
· Identify and professionally escalate matters requiring management attention.
Remote, East Coast hours (NYC/NJ/PA/FL based) 90% remote
Responsibilities of the Sr. Compliance Officer:
Qualifications of the Senior Compliance Officer:
· Bachelor’s degree in Finance/Banking/Accounting or related field is required.
Regulatory Compliance Officer Jobs
By Boulo Solutions At New York, NY, United States
Experience with MS PowerPoint,, Excel, etc, as well as electronic document management systems is helpful.
Oversight and management of typical compliance needs for an investment advisor / fund manager
5+ years of experience with regulatory compliance legal work with investment manager regulatory issues
Strong communication and interpersonal skills will be key to working in this small and dynamic team.
Responsibilities Of The Regulatory Compliance Officer Position
Requirements for the Regulatory Compliance Officer position
Regulatory Compliance Specialist Jobs
By BCforward At New York, NY, United States
• Bachelor's degree required or equivalent experience ( - law degree/qualification would be an advantage)
• Support the definition of control requirements and control standards appropriate for the relevant regulations:
• 5+ years minimum relevant experience
• Prior experience in regulatory driven remediation e.g., MRA, Consent Order etc. and advantage
Title : Regulatory Compliance Lead
o 12 USC 24 (Seventh);
Legal & Compliance - Regulatory Marketing Compliance, Avp
By Blackstone At New York, NY, United States
4+ years of prior experience at a law firm and/or investment management firm
Manage the L&C relationship with several lines of business
Develop educational materials and trainings for business professionals with respect to marketing and fundraising regulations and protocols
Prior experience in a compliance role and/or J.D. required
Strong attention to detail and analytical skills
Strong drafting and organizational skills
Compliance Associate -- Regulatory
By The Goodkind Group, LLC At New York, NY, United States

   Great organization located in downtown Manhattan is looking for a 2-5 yrs. Compliance Associate to join their Regulatory Group.  This role will performs a variety of compliance activities in ...

Senior Regulatory Specialist Jobs
By Cerberus Capital Management At New York, NY, United States
Must have intermediate to advanced excel skills; macro experience is preferred
Research new regulatory developments and reporting requirements
Must be analytical, detail oriented and have excellent communication skills
Experience with Accounting preferred but not required
Analyze the various data components within our SAP Business Objects proprietary Datawarehouse
Prepare regulatory filings with multiple government agencies including Form PF, Form SLT, Form Tic-B, Form PQR, Canadian filings, Annex IV
Fsrm Advisor, Regulatory Compliance (Financial Crimes Compliance) - Fso - Manager - M.p - 1408353
By EY At , New York, 10001, Ny $175,240 a year
Continuous learning: You’ll develop the mindset and skills to navigate whatever comes next.
The exceptional EY experience. It’s yours to build.
Success as defined by you: We’ll provide the tools and flexibility, so you can make a meaningful impact, your way.
Transformative leadership: We’ll give you the insights, coaching and confidence to be the leader the world needs.
Ernst & Young U.S. LLP, New York, NY.
Success as defined by you:
Regulatory/Qa Specialist Jobs
By Key Corporate Services, LLC At Florida, United States
Our client offers a competitive salary along with full benefits and 401K match
2+ years of experience in the Pharma/Biotech space
2+ years of experience in a Quality or Regulatory position
Role reports directly to the VP of Lab Operations who fosters an environment of learning and growth for their team
Join a stable company that has been in business for over 30 years
BS or higher in a relevant scientific field
Regulatory Specialist Jobs
By Indenovo Global Search & Selection At New York City Metropolitan Area, United States
Detail-oriented with exceptional organizational and time management skills.
5 years of regulatory affairs experience in the [industry] sector.
Knowledge of current US & Global regulations pertaining to flavor & fragrance industries
Knowledge of WERCS, Oracle, AS/400
Proven ability to interpret and implement regulatory requirements.
Excellent communication, analytical, and problem-solving skills.
Regulatory Complaints Compliance Analyst
By Jobot At Brooklyn, NY, United States
Strong knowledge of regulatory requirements and standards
2+ years of experience in regulatory compliance; must have directly performed investigative process
Experience with complaints investigation and resolution
Excellent research and analytical skills
Excellent communication skills, both written and verbal
Investigate and resolve complaints from regulatory agencies, including the BBB, CFPB, and Attorney General
Quality, Regulatory & Compliance Manager
By Pret A Manger At New York City Metropolitan Area, United States

Pret is an equal opportunity employer.

Healthcare Regulatory Compliance Manager
By Ascension At , Remote From $80,059 a year
3 years of leadership or management experience preferred.
Manage staff relations including performance management, staff satisfaction and conflict management.
Schedule: Full-Time, 8-hour day shift, Monday - Friday, Fully Remote
Facility: Automated Benefit Services (ABS)
Maintain compliance with federal, state, and local regulatory requirements.
Extensive knowledge of CCIIO, SERFF and CMS.
Regulatory Compliance Manager (Remote)
By Booster At Los Angeles, CA, United States
A bachelor’s degree or higher with 3-4 years of federal, state or local policy experience and/or campaign experience.
Experience building and strengthening relationships with regulators and politicians.
Excellent written and verbal communication skills required.
Start-up experience is a plus.
Paint the “Booster future” for policymakers and walk them through the journey into this future.
Support the Public Policy team by reaching out to and working with local and regional regulators
Remote Regulatory Compliance Specialist
By Comrise At Allendale, NJ, United States
Regulatory Compliance Specialist-REMOTE 6-12 months contract
1. Updating and maintaining product field action records in Trackwise electronic database (Trackwise experience preferred)
Medical Device or Pharmaceutical Industry experience preferred.
Assist with general Product Field Action execution activities, including but not limited to:
2. Contacting domestic hospital customers to confirm receipt of field action notifications, and documenting and tracking responses
3. Communicating with domestic and international Company affiliates to support execution of field actions in local markets
Regulatory, Policy, & Compliance Manager
By ZEEKR极氪 At United States
Disseminate regulatory or legal information to all levels of management as well as providing employees with accurate and timely compliance information
Ensure quality control in areas of spending, policies, oversight, and risk management
7 or more years of related experience or any combination of education and experience
What Skills & Experiences You Will Need
Identify and maintain working knowledge of applicable laws or regulations
Possess strong government (local, municipal, federal) policy knowledge
Regulatory Compliance Clerk Jobs
By IACX Energy At Dallas-Fort Worth Metroplex, United States
Possess excellent interpersonal skills to facilitate positive working relationships with all levels of management and staff
Bachelor's degree in environmental sciences, engineering, or related discipline or relevant years of experience.
3-6 years of experience in regulatory permitting or compliance in the oil and gas industry, preferably in midstream.
Working knowledge of Federal Safety Regulations under OSHA and PHMSA.
Strong verbal and written communication skills.
Detail-oriented with excellent organizational skills, able to work on multiple tasks in any given workday.
Regulatory Compliance Consultant (Us Remote Eligible)
By BlueCross BlueShield of South Carolina At South Carolina, United States
Four years of experience in job related field
Five years legal, regulatory, claims compliance administration or health insurance industry-related experience.
Excellent analytical or critical thinking and problem-solving skills.
Excellent presentation skills with a strong attention to detail.
Working experience with Microsoft Office.
3 years-working experience as in-house lawyer working in insurance and/or regulatory/compliance law dealing with insurance products.
Regulatory Compliance Specialist Jobs
By Synergis At Mountain View, CA, United States
2+ years working in a fast-paced environment that required laser-like attention to detail and organization skills
1+ year of experience assembling and/or tracking critical documentation
Excellent people skills and a can-do attitude
Experience with Adobe Acrobat and/or Illustrator
Regulatory Compliance Associate Required Experience:
Regulatory Compliance Associate Preferred Experience:
Project Manager (With Regulatory Compliance)
By Ameex Technologies At Los Angeles, CA, United States
Manage overall project organization to ensure requirements and project deliverable dates can be clearly communicated.
Provide ongoing program and project management support.
Expert communication, status reporting, plan management and execution.
Create project timelines, and manage creative, development milestones and deliverables.
Create/manage project plans in Microsoft Project, drive all tasks, holding stakeholders accountable
Minimum of 10 years’ experience leading projects within a strong Regulatory and Compliance experience.
Regulatory Compliance Specialist Jobs
By Lumen Solutions Group Inc. At Baltimore, MD, United States
Enrollment, claims, utilization management, credentialing
Works in conducting compliance incident management.
Ranging from review and analysis of policies and procedures
Development policies and procedures for Medicaid and Medicare
Monitoring enrollment in Medicare and Medicaid
Reviewing communication from Federal and State
Regulatory Compliance Analyst Jobs
By Oklahoma Department of Human Services At Oklahoma City, OK, United States
No substitution will be allowed for the required professional supervisory, managerial, consultative, or administrative experience.
Ability to work on a diverse team and directly with people from diverse backgrounds specifically racial, ethnic, socioeconomic, and disabilities.
Annual Salary $74,000 + Full State Employee Benefits
This position will serve as part of the Compliance Team in Legal Operations.
Main duties include: developing and maintaining compliance policies, practices, FAQs, and training materials;
Regulatory Compliance Analyst Jobs
By Insight Global At Cincinnati Metropolitan Area, United States
Managed vision care or managed care experience
3+ years of experience in a regulatory or compliance related role
Healthcare industry experience – including familiarity with regulations surrounding Medicaid and Medicare
Experience using regulatory research systems including - West law, lexis nexis, state link
Accurately communicates relevant and potentially sensitive information to and from others, maintaining a high level of confidentiality and exercises good judgment.
Work 2 days on site in Mason, OH
Regulatory Compliance Specialist (Healthcare)
By Bernard Nickels & Associates At United States
Work Location: Remote (United States)
• Bachelor’s Degree or equivalent work experience
• Analytical experience and advanced proficiency with translating analysis to written & oral communications.
• Strong organizational and prioritization skills, and ability to balance multiple tasks.
• 8+ years of experience in healthcare regulatory compliance.
• Extensive knowledge of healthcare industry regulations and governing laws.
Remote Regulatory Compliance Manager (Insurance Industry)
By National General At Greater Macon, United States
Serve as Subject Matter Expert (SME) for product management and other departments.
NOTES: Ideal candidate will have Property & Insurance domain experience.
Maintain expert business knowledge of product development, including new product concepts and company initiatives.
Develop and maintain policy contract, endorsements, policyholder notifications and other forms as well as requirements for implementation of forms output.
8+ years of Property and Casualty insurance industry experience.
Knowledge of industry-standard personal lines programs of insurance, including coverage concepts, rating procedures, and underwriting philosophies.

Are you looking for an exciting opportunity to help ensure regulatory compliance in a fast-paced environment? We are looking for a Regulatory Compliance Specialist to join our team and help us stay ahead of the ever-changing regulatory landscape. If you have a passion for compliance and a keen eye for detail, this could be the perfect job for you!

Overview A Regulatory Compliance Specialist is responsible for ensuring that an organization complies with all applicable laws and regulations. They are responsible for researching, interpreting, and implementing laws and regulations, as well as developing and maintaining compliance programs. They also monitor and audit compliance activities and provide guidance and advice to management on compliance issues. Detailed Job Description A Regulatory Compliance Specialist is responsible for researching, interpreting, and implementing laws and regulations, as well as developing and maintaining compliance programs. They must ensure that the organization complies with all applicable laws and regulations. They must also monitor and audit compliance activities and provide guidance and advice to management on compliance issues. They must be able to identify potential areas of non-compliance and develop strategies to address them. They must be able to communicate effectively with all levels of the organization and with external stakeholders. Job Skills Required
• Knowledge of applicable laws and regulations
• Ability to interpret and implement laws and regulations
• Ability to develop and maintain compliance programs
• Ability to monitor and audit compliance activities
• Ability to identify potential areas of non-compliance
• Ability to develop strategies to address non-compliance
• Excellent communication skills
• Excellent organizational skills
• Ability to work independently
Job Qualifications
• Bachelor’s degree in law, business, or a related field
• Relevant experience in regulatory compliance
• Knowledge of applicable laws and regulations
• Ability to interpret and implement laws and regulations
• Ability to develop and maintain compliance programs
• Ability to monitor and audit compliance activities
• Ability to identify potential areas of non-compliance
• Ability to develop strategies to address non-compliance
• Excellent communication skills
• Excellent organizational skills
• Ability to work independently
Job Knowledge A Regulatory Compliance Specialist must have a thorough understanding of applicable laws and regulations, as well as the ability to interpret and implement them. They must also have knowledge of compliance programs and the ability to develop and maintain them. They must be able to identify potential areas of non-compliance and develop strategies to address them. Job Experience A Regulatory Compliance Specialist should have at least two years of experience in regulatory compliance. They should have experience in researching, interpreting, and implementing laws and regulations, as well as developing and maintaining compliance programs. They should also have experience in monitoring and auditing compliance activities and providing guidance and advice to management on compliance issues. Job Responsibilities
• Research