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Regulatory Compliance Specialist Jobs in New York

Sr. Compliance Officer (Us Banking Regulatory Compliance)
By Right Executive Search, LLC At New York, NY, United States
· Strong written, verbal, and interpersonal skills, including ability to communicate effectively with senior level management.
· Identify and professionally escalate matters requiring management attention.
Remote, East Coast hours (NYC/NJ/PA/FL based) 90% remote
Responsibilities of the Sr. Compliance Officer:
Qualifications of the Senior Compliance Officer:
· Bachelor’s degree in Finance/Banking/Accounting or related field is required.
Regulatory Compliance Officer Jobs
By Boulo Solutions At New York, NY, United States
Experience with MS PowerPoint,, Excel, etc, as well as electronic document management systems is helpful.
Oversight and management of typical compliance needs for an investment advisor / fund manager
5+ years of experience with regulatory compliance legal work with investment manager regulatory issues
Strong communication and interpersonal skills will be key to working in this small and dynamic team.
Responsibilities Of The Regulatory Compliance Officer Position
Requirements for the Regulatory Compliance Officer position
Regulatory Compliance Specialist Jobs
By BCforward At New York, NY, United States
• Bachelor's degree required or equivalent experience ( - law degree/qualification would be an advantage)
• Support the definition of control requirements and control standards appropriate for the relevant regulations:
• 5+ years minimum relevant experience
• Prior experience in regulatory driven remediation e.g., MRA, Consent Order etc. and advantage
Title : Regulatory Compliance Lead
o 12 USC 24 (Seventh);
Legal & Compliance - Regulatory Marketing Compliance, Avp
By Blackstone At New York, NY, United States
4+ years of prior experience at a law firm and/or investment management firm
Manage the L&C relationship with several lines of business
Develop educational materials and trainings for business professionals with respect to marketing and fundraising regulations and protocols
Prior experience in a compliance role and/or J.D. required
Strong attention to detail and analytical skills
Strong drafting and organizational skills
Regulatory/Qa Specialist Jobs
By Key Corporate Services, LLC At Florida, United States
Our client offers a competitive salary along with full benefits and 401K match
2+ years of experience in the Pharma/Biotech space
2+ years of experience in a Quality or Regulatory position
Role reports directly to the VP of Lab Operations who fosters an environment of learning and growth for their team
Join a stable company that has been in business for over 30 years
BS or higher in a relevant scientific field
Regulatory Specialist Jobs
By Indenovo Global Search & Selection At New York City Metropolitan Area, United States
Detail-oriented with exceptional organizational and time management skills.
5 years of regulatory affairs experience in the [industry] sector.
Knowledge of current US & Global regulations pertaining to flavor & fragrance industries
Knowledge of WERCS, Oracle, AS/400
Proven ability to interpret and implement regulatory requirements.
Excellent communication, analytical, and problem-solving skills.
Regulatory Complaints Compliance Analyst
By Jobot At Brooklyn, NY, United States
Strong knowledge of regulatory requirements and standards
2+ years of experience in regulatory compliance; must have directly performed investigative process
Experience with complaints investigation and resolution
Excellent research and analytical skills
Excellent communication skills, both written and verbal
Investigate and resolve complaints from regulatory agencies, including the BBB, CFPB, and Attorney General
Quality, Regulatory & Compliance Manager
By Pret A Manger At New York City Metropolitan Area, United States

Pret is an equal opportunity employer.

Compliance Associate -- Regulatory
By The Goodkind Group, LLC At New York, NY, United States

   Great organization located in downtown Manhattan is looking for a 2-5 yrs. Compliance Associate to join their Regulatory Group.  This role will performs a variety of compliance activities in ...

Senior Regulatory Specialist Jobs
By Cerberus Capital Management At New York, NY, United States
Must have intermediate to advanced excel skills; macro experience is preferred
Research new regulatory developments and reporting requirements
Must be analytical, detail oriented and have excellent communication skills
Experience with Accounting preferred but not required
Analyze the various data components within our SAP Business Objects proprietary Datawarehouse
Prepare regulatory filings with multiple government agencies including Form PF, Form SLT, Form Tic-B, Form PQR, Canadian filings, Annex IV
Fsrm Advisor, Regulatory Compliance (Financial Crimes Compliance) - Fso - Manager - M.p - 1408353
By EY At , New York, 10001, Ny $175,240 a year
Continuous learning: You’ll develop the mindset and skills to navigate whatever comes next.
The exceptional EY experience. It’s yours to build.
Success as defined by you: We’ll provide the tools and flexibility, so you can make a meaningful impact, your way.
Transformative leadership: We’ll give you the insights, coaching and confidence to be the leader the world needs.
Ernst & Young U.S. LLP, New York, NY.
Success as defined by you:

Are you looking for an exciting opportunity to help ensure regulatory compliance in a fast-paced environment? We are looking for a Regulatory Compliance Specialist to join our team and help us stay ahead of the ever-changing regulatory landscape. If you have a passion for compliance and a keen eye for detail, this could be the perfect job for you!

Overview A Regulatory Compliance Specialist is responsible for ensuring that an organization complies with all applicable laws and regulations. They are responsible for researching, interpreting, and implementing laws and regulations, as well as developing and maintaining compliance programs. They also monitor and audit compliance activities and provide guidance and advice to management on compliance issues. Detailed Job Description A Regulatory Compliance Specialist is responsible for researching, interpreting, and implementing laws and regulations, as well as developing and maintaining compliance programs. They must ensure that the organization complies with all applicable laws and regulations. They must also monitor and audit compliance activities and provide guidance and advice to management on compliance issues. They must be able to identify potential areas of non-compliance and develop strategies to address them. They must be able to communicate effectively with all levels of the organization and with external stakeholders. Job Skills Required
• Knowledge of applicable laws and regulations
• Ability to interpret and implement laws and regulations
• Ability to develop and maintain compliance programs
• Ability to monitor and audit compliance activities
• Ability to identify potential areas of non-compliance
• Ability to develop strategies to address non-compliance
• Excellent communication skills
• Excellent organizational skills
• Ability to work independently
Job Qualifications
• Bachelor’s degree in law, business, or a related field
• Relevant experience in regulatory compliance
• Knowledge of applicable laws and regulations
• Ability to interpret and implement laws and regulations
• Ability to develop and maintain compliance programs
• Ability to monitor and audit compliance activities
• Ability to identify potential areas of non-compliance
• Ability to develop strategies to address non-compliance
• Excellent communication skills
• Excellent organizational skills
• Ability to work independently
Job Knowledge A Regulatory Compliance Specialist must have a thorough understanding of applicable laws and regulations, as well as the ability to interpret and implement them. They must also have knowledge of compliance programs and the ability to develop and maintain them. They must be able to identify potential areas of non-compliance and develop strategies to address them. Job Experience A Regulatory Compliance Specialist should have at least two years of experience in regulatory compliance. They should have experience in researching, interpreting, and implementing laws and regulations, as well as developing and maintaining compliance programs. They should also have experience in monitoring and auditing compliance activities and providing guidance and advice to management on compliance issues. Job Responsibilities
• Research