Senior Business Analyst - Regulatory Reporting (Open To H1B/C2C)

We are looking for Senior Business Analyst with extensive regulatory reporting experience for our large Consulting client to join them as a full-time employee.

Client needs 2 full-cycle implementation experience with Consolidated Audit Trail (CAT) regulatory projects.

Location

• New York, NY (Hybrid)

Work Authorization

• Open to H1B/TN/EAD
• No OPT/CPT
• USC & Green Card Holders

Compensation

• Open (All rates commensurate with experience are welcome)

Mandatory Qualifications

• Strong proficiency in MS Word, Excel, PowerPoint, Outlook, Visio
• Understanding of Middle Office Trade Processing
• 7+ years of experience as a Regulatory Business Analyst in an Investment Management or Investment Banking firm or consulting firm
• Understanding of trade/transaction data warehousing and reference data sourcing
• Strong understanding of the trade life cycle (Orders, Executions, Allocations) required
• Technical mindset with a basic understanding of SQL and VBA a plus
• Proficiency with Broadridge and Fidessa is preferred
• Strong understanding of financial products (Equities, Listed Derivatives, Fixed Income, and/or OTC Derivatives) and US regulatory reporting requirements such as Electronic Blue Sheets, Qualified Financial Contracts (QFC), Listed and OTC Large Options Position Reporting (LOPR), Consolidated Audit Trail (CAT), TRACE, MSRB, and others as assigned
• Bachelor’s Degree or Equivalent Required, preferably in Engineering or Business or a related subject
• At least 2 full-cycle implementation experiences related to Consolidated Audit Trail (CAT) regulations
• Understanding of complex options trading to include options allocations

Preferred Qualifications

• MBA degree or CFA qualification

Responsibilities

• Lead the development and implementation of controls to ensure the timeliness, accuracy, and completeness of reporting
• Coordinate the remediation of reporting anomalies (raise JIRAs, document requirements, perform checkout, etc.)
• Develop UAT strategy, document test cases, and execute testing of applicable regulatory, business, or control changes
• Serve as a liaison for Regulatory Services on assigned projects; ensure Regulatory Services is informed of program developments and potential impacts on existing processes and reporting logic
• Review and analyze new business, rule changes, or system changes that impact reporting processes and perform associated testing/checkouts