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Business Compliance Analyst Jobs in New York, New York

Compliance Analyst Jobs
By PJT Partners At , New York, 10017 $75,000 - $90,000 a year
Strong research skills are preferred.
Excellent organization and execution skills with the ability to work efficiently and independently under demanding deadlines.
Advanced skills in PowerPoint, Excel and report building.
Strong analytical, written, and verbal communication skills.
Day to day responsibilities may include, but not limited to:
Continuously develop and improve the monitoring methodology and overall approach.
Business Analyst-Payroll Compliance. Jobs
By NYU Langone Health At New York, NY, United States
Create and maintain a Payroll/MyTime knowledgebase by building FAQs.
Identify data integrity issues, partner with MyTime systems team to troubleshoot and resolve.
Review timecard data to ensure that procedures are being followed, including but not limited to Attestation, missed punches, excessive overtime.
Monitor Employee attestation, follow up with leadership on rejected status, partner with Labor Relations on escalations.
Review Timecard data for compliance and to identify trends that warrant further examination.
Review/Audit Timecards for proper approvals, follow up and escalate for areas not in compliance with NYULMC Timecard approval policies.
Compliance Analyst Jobs
By Rockefeller Capital Management At New York, NY, United States
Demonstrated compliance, supervision or legal experience with a broker-dealer or registered investment advisor required, knowledge of complex products is a plus
Working knowledge and experience of Investment Advisers Act of 1940, Investment Company Act of 1940; knowledge of UCITS regulations
Skilled in Microsoft suite, including, Word, Excel, and PowerPoint and database experience
Previous experience working on a Compliance testing, internal audit or consulting firm teams
Knowledge of the securities industry, from a product, corporate governance, compliance and operational perspective
Strong business judgment compliance skills
Compliance Analyst Jobs
By PJT Partners At New York, United States
1-5 years of online compliance experience involving surveillance/monitoring and projects within a consulting firm or in the Financial Industry
Experience with the development and administration of compliance systems
Excellent organization and execution skills with the ability to work efficiently and independently under demanding deadlines
Strong analytical, written and verbal communication skills
Day to day responsibilities may include, but not limited to:
Understanding and remaining current with applicable regulations, trends, issues, and best practices to recommend and/or develop appropriate monitoring and control processes.
Compliance Analyst Jobs
By Millennium Management LLC At , New York, 10022, Ny $70,000 - $160,000 a year
Manage the Firm’s code of ethics/personal trading policies utilizing compliance software
Coordinate the Firm’s compliance certification program
Must have outstanding attention to detail and organization skills, possess the ability to spot issues, and respond timely
Outstanding verbal and written communication skills, with poise and confidence to interact with internal clients at all levels
Ability to pivot between work comfortably and navigate ambiguous or “gray” areas and learn skills
Strong Microsoft Word, PowerPoint and Excel skills
Compliance Business Analyst Jobs
By Amtex Systems Inc. At New York, NY, United States
Strong time management skills, including the ability to manage multiple cross-functional projects at once
10+ years project management/business analyst experience in IT.
Relevant experience in financial services or asset management.
Functional knowledge of Charles River Investment Management Solution
Knowledge of data management concepts, familiarity with basic SQL and
Effectively communicating your insights and plans to cross-functional team members and management.
Analyst-Compliance Jobs
By Amex At , New York $55,000 - $105,000 a year
Project management experience, especially including cross-organizational coordination on large and complex projects a plus
Strong Microsoft Office skills required
Understanding/Experience of the supervisory processes of federal bank regulators
Bachelor’s degree required, advanced degree a plus or equivalent work experience
Comprehensive medical, dental, vision, life insurance, and disability benefits
20+ weeks paid parental leave for all parents, regardless of gender, offered for pregnancy, adoption or surrogacy
Compliance Business Analyst Jobs
By Benjamin Douglas At New York City Metropolitan Area, United States
3+ years experience working with CLO and/or Fund Finance investment vehicles or equivalent
Demonstrated understanding of alternative asset (Corporate Loan, High Yield Bond, Derivatives) analytics, order management systems and pre/post trade compliance concepts
3+ years experience in analytical role(s) - writing business requirements and/or translating CLO indenture language
Attend business requirements gathering sessions to gather high level requirements, document the scope of work and contribute to the estimation process
Gather requirements and produce Business Requirement Documents (BRDs) or Design Documents for client approval and subsequent implementation by the Allvue team
Effectively communicate any product defects or enhancements to product team members for inclusion in our standard configuration offering
Compliance Analyst ($80K - $150K)
By Henderson Harbor Group At New York City Metropolitan Area, United States
Minimum of 3 years relevant residential mortgage data/collateral experience at mortgage company, asset management firm or due diligence firm.
Must have knowledge of compliance/TRID requirements related to loan originations, particularly residential loans with commercial sponsors, multifamily, Non-QM, and QM.
Manage post settlement curative side letter process with sellers/vendors.
Experience in clearing collateral, title, and compliance discrepancies.
Experience with reperforming/nonperforming residential loans.
Ability to manage servicer, custodian, and client issues daily.
Executive Director - Business Manager - Compliance
By Madison-Davis, LLC At New York City Metropolitan Area, United States
• Oversee complex cross-functional projects and initiatives
• Setting strategic priorities with the CCO to identify areas of focus and identify metrics for success
• Partner with HR to drive recruiting for full time, intern and contractor positions
Compliance Analyst Jobs
By REQ SOLUTIONS At Florida, United States
2-4 years of experience in fraud, BSA/AML, investigations of financial crimes transactions or policy violations, risk management or compliance.
Bachelor’s degree in business or equivalent work experience.
Must have experience writing and filing SARs.
Knowledge of Bank Secrecy Act, USA PATRIOT Act, Money Laundering Control Act, Office of Foreign Asset Control
Excellent communication and written skills.
Demonstrated ability to manage performance.
Compliance Analyst Jobs
By Masterworks At New York City Metropolitan Area, United States
Do you want to live at the cutting edge of finance, technology, and art?
Develop and implement policies and procedures to ensure ongoing compliance with regulatory requirements
Conduct periodic compliance reviews to ensure ongoing compliance with regulatory requirements
Provide training and education to the marketing team on compliance-related matters
Bachelor's degree in finance, law, or related field
3+ years of experience in compliance, preferably in a fintech company.
Compliance Business Analyst, Youtube Trust And Safety
By Google At San Bruno, CA, United States
Experience in information technology, business intelligence, compliance, risk management, finance, or corporate strategy.
Experience in project management and process optimization with data analytics.
Experience with data analysis, modeling, SQL, and presentations.
Experience in extracting, sampling, and the visualization of large datasets.
Experience delivering production-level metrics, insights, and actions.
Excellent written and verbal communication skills.
Senior Compliance Analyst, Business Supervision
By Zillow At United States
Apply expertise in offshore program management to coordinate contract workers and ensure compliance with regulations and requirements
5+ years demonstrated ability in program management or similar experience
Proven experience in program management environments
4+ years of real estate industry experience, including an understanding of applicable compliance requirements
2+ years of experience in real estate sales or leadership
Demonstrated experience in crafting and managing Airtable or other similar databases
Compliance Analyst Jobs
By Intuit At Mountain View, CA, United States

This position will be part of the Intuit Compliance Organization within the overall Legal Team. The compliance program is global and covers all Intuit Inc. products and services. We are a hardworking, ...

Business Analyst-Fuels Compliance 6495 Jobs
By ICSI At Houston, TX, United States
3-5 years of relevant experience
Excellent communication skills, both written and oral
Knowledge of Commercial trading/scheduling and operations businesses
Knowledge of SAP a plus
Knowledge of LCFS credits, RIN (renewable identification number) credits, and/or fuel blending activity a plus
Experience with clean products commercial operations
Compliance Analyst Jobs
By The TCW Group At Los Angeles, CA, United States
Excellent written and verbal communication skills; possess strong telephonic, data entry and proofing skills
2 to 5 years of relevant investment operations, compliance and/or paralegal experience in financial services industry related to compliance responsibilities
Exceptional analytical and investigative skills, experience partnering with business and investment colleagues and aptitude for working efficiently in large organizations
Contact employees to ensure timely filings of initial, quarterly, and annual certifications
Must have outstanding attention to detail and organization skills; possess the ability to spot issues and respond timely
Experience with fixed income and various investment products including open-end funds, closed-end funds, ETFs, and private funds
Compliance Analyst Jobs
By Qgiv At Lakeland, FL, United States
Conduct training and education sessions for employees to promote a culture of compliance
Minimum of 2 years of experience in compliance or a related field
Knowledge of laws and regulations applicable
Excellent analytical and problem-solving skills
Strong communication and interpersonal skills
Experience with compliance software and tools is a plus
Business Compliance Assistant Jobs
By VanderHouwen At Portland, Oregon Metropolitan Area, United States
Strong time management and organizational skills.
Business practices and time management skills.
Data management support with B2G Now and LCP Tracker.
Computer knowledge and efficiency, including Microsoft Office products.
Strong written and verbal communication skills.
Experience in the Construction or Engineering industry preferred.
Compliance Analyst Specialist Jobs
By FIS Global At , Brown Deer, 53223
Maintains knowledge of applicable laws and regulations.
Offers guidance on implementing regulatory changes.
Communicates detailed requirements to LOB, validate solution approach and monitor status.
Monitors LOB compliance activities to verify that regulatory compliance deadlines and requirements are met.
Comprehensive knowledge of at least one substantive area of compliance, such as banking regulations, anti-money laundering, or anti-corruption
Monitors and communicates regulatory changes that impact FIS products, services and business activities.
Compliance Analyst 1 Jobs
By Firstsource Healthcare At , Thousand Oaks
Excellent organizational skills and attention to detail.
Excellent written and verbal communication skills.
Knowledge of Microsoft Office Suite, including Excel and Outlook
Process inbound mail correspondence for all clients.
Review and process complaints, disputes, debt validation, and fraud claims for all clients.
Act as the liaison between law firms and clients to report and resolve the items listed above.
Analyst, Business Compliance Jobs
By National Grid At , Melville $78,000 - $87,400 a year
Develop and Manage a robust Workplan surrounding Federal and State Gas Requirements
A Bachelor’s degree in Business Administration, Accounting, Engineering or relevant work experience.
National Grid is hiring a Analyst for our Business Compliance Department in Melville, NY.
Communicate with Control Business Owners to Ensure Compliance
Present Findings at Monthly Meetings to Leadership
Utilize GRC Archer to Track Findings, Risks, and Recommendations.
Compliance Business Analyst (Contract)
By Wells Fargo At , Charlotte
Collaborate with product management for managing risk & compliance related backlog
Advance knowledge of and hands-on experience with ServiceNow, Confluence, JIRA.
Benefits on offer for this contract position
Proactively manage risk items & exceptions
Collaborate with application owners and tech leads in helping them manage risk & compliance related
Experience in managing risk and compliance function at a mid to large financial enterprise
Customer Compliance Analyst Jobs
By Deckers Brands At , Westlake Village, Ca
Self-driven with a high degree of autonomy, inquisitiveness, and discipline with respect to time and priority management
Knowledge of Vendor Compliance and Distribution concepts, preferably in US Retail to include footwear/apparel/accessory retailers or suppliers
Detail-oriented with strong analytical and problem-solving skills
2. Conduct research of non-compliance penalties, analyzing trends for root cause understanding, and monitoring wholesale operational performance
Excellent written and verbal communication
Proficiency in Microsoft Office, specifically with Excel for data analysis & interpretation
Compliance Analyst Specialist Jobs
By FIS Global At , Brown Deer, 53223, Wi
Maintains knowledge of applicable laws and regulations.
Offers guidance on implementing regulatory changes.
Communicates detailed requirements to LOB, validate solution approach and monitor status.
Monitors LOB compliance activities to verify that regulatory compliance deadlines and requirements are met.
Comprehensive knowledge of at least one substantive area of compliance, such as banking regulations, anti-money laundering, or anti-corruption
Monitors and communicates regulatory changes that impact FIS products, services and business activities.
Compliance Analyst Jobs
By Remitly At , Seattle, 98101, Wa $57,592 - $71,990 a year
Continuing education and corridor travel benefits
Learn and share knowledge in a global team environment
Assist your manager with projects on an ad-hoc basis
1- 2 years of experience investigating unusual activity and filing of regulatory reports related to AML, CTF, Fraud Investigations.
Substantive knowledge of AML and fraud regulations and related typologies within the fintech industry.
Experience in identifying and analysing patterns in transactional behaviour and determining if regulatory reporting is required.

Are you looking for an exciting opportunity to join a dynamic team and make a real impact? We are looking for a Business Compliance Analyst to join our team and help ensure our company is compliant with all applicable laws and regulations. You will be responsible for developing and implementing compliance policies, monitoring compliance activities, and providing guidance to business units. If you are an analytical thinker with a passion for compliance, this could be the perfect job for you!

Overview A Business Compliance Analyst is responsible for ensuring that a company’s operations and activities comply with applicable laws and regulations. They are responsible for monitoring and evaluating the organization’s compliance with applicable laws and regulations, and for developing and implementing policies and procedures to ensure compliance. Detailed Job Description A Business Compliance Analyst is responsible for ensuring that a company’s operations and activities comply with applicable laws and regulations. This includes researching and analyzing relevant laws and regulations, developing and implementing policies and procedures to ensure compliance, monitoring and evaluating the organization’s compliance with applicable laws and regulations, and providing guidance and advice to management on compliance matters. The Business Compliance Analyst is also responsible for conducting internal audits and investigations, and for preparing reports and recommendations to management on compliance issues. Job Skills Required
• Knowledge of applicable laws and regulations
• Strong analytical and problem-solving skills
• Excellent communication and interpersonal skills
• Ability to work independently and as part of a team
• Ability to manage multiple tasks and prioritize work
• Proficiency in Microsoft Office applications
Job Qualifications
• Bachelor’s degree in business, law, or a related field
• Relevant experience in a compliance or legal role
• Professional certification in compliance or a related field (e.g., Certified Compliance Professional)
Job Knowledge
• Knowledge of applicable laws and regulations
• Knowledge of corporate governance and risk management
• Knowledge of internal audit and compliance processes
• Knowledge of industry best practices
Job Experience
• At least two years of experience in a compliance or legal role
• Experience in conducting internal audits and investigations
• Experience in developing and implementing policies and procedures
Job Responsibilities
• Research and analyze applicable laws and regulations
• Develop and implement policies and procedures to ensure compliance
• Monitor and evaluate the organization’s compliance with applicable laws and regulations
• Provide guidance and advice to management on compliance matters
• Conduct internal audits and investigations
• Prepare reports and recommendations to management on compliance issues