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Compliance Analyst Jobs

Company

Millennium Management LLC
Address , New York, 10022, Ny
Employment type FULL_TIME
Salary $70,000 - $160,000 a year
Expires 2023-07-22
Posted at 11 months ago
Job Description
Compliance Analyst
With more than 3,500 employees, our firm harnesses the entrepreneurial drive of our people. We seek to attract, develop and retain the best talent in the industry. We offer an opportunity to develop your career by working with a leadership team that has years of industry experience across a variety of disciplines. We encourage our team to work together in a collegial and collaborative team-based environment. We empower them to act like owners by making decisions based on a combination of rigorous analysis and an open, creative mentality. This enables us to continuously improve our day-to-day activities, and ultimately the Firm as a whole.
Principal Responsibilities
  • Assist in the development of controls and system enhancements to improve the Firm’s compliance program
  • Assist in the preparation, delivery, and tracking of relevant compliance trainings
  • Manage the Firm’s code of ethics/personal trading policies utilizing compliance software
  • Assist with the internal compliance projects, such as preparing metrics of department projects and trend analysis
  • Coordinate the Firm’s compliance certification program
  • Assist in the Firm’s global compliance program, records, and systems, which include regulatory filings, examinations, investigations, regulatory inquiries, audits, and inspections
  • Coordinate the personal trading program including personal trade disclosures, pre-approval requests and reconciliation
  • Liaise with employees to ensure all necessary personal trading information is provided to the Firm to enable trade monitoring in accordance with regulatory requirements
  • Undertake ad-hoc compliance-related projects, as assigned
Qualifications/Skills Required
  • Ability to prioritize in a fast paced, high pressure, constantly evolving environment; strong sense of urgency and ownership
  • Ability to pivot between work comfortably and navigate ambiguous or “gray” areas and learn skills
  • Ability to work on tasks independently and escalate issues as they arise
  • Strong Microsoft Word, PowerPoint and Excel skills
  • 1-3 years’ experience in financial services back-office functions, ideally Hedge Fund and Private Equity regulatory compliance experience, although will consider accounting, investor services, policy, audit or similar process-driven and detail-oriented experience in financial services
  • Must have outstanding attention to detail and organization skills, possess the ability to spot issues, and respond timely
  • Ability to learn and develop ownership of systems
  • Ability to get up to speed quickly on problems, shift gears and prioritize multiple topics and timelines concurrently
  • Outstanding verbal and written communication skills, with poise and confidence to interact with internal clients at all levels
  • Good team player with a willingness to participate and help others as well as able to work independently
  • Bachelor’s degree from an accredited university or college with a strong academic record
The estimated base salary range for this position is $70,000 to $160,000, which is specific to New York and may change in the future. Millennium pays a total compensation package which includes a base salary, discretionary performance bonus, and a comprehensive benefits package. When finalizing an offer, we take into consideration an individual’s experience level and the qualifications they bring to the role to formulate a competitive total compensation package.