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Vp Of Compliance At Investment Bank

Company

Coda Search│Staffing
Address New York City Metropolitan Area, United States
Employment type FULL_TIME
Salary
Category Financial Services
Expires 2023-07-04
Posted at 11 months ago
Job Description

Our client, a global investment bank, is looking for a talented VP of Compliance to join their growing team.


Responsibilities:


  • Manage and oversee compliance of Security-Based Swap Dealer
  • Liaise with regulators, auditors, and other external stakeholders
  • Support the Swap Dealer program
  • Develop and implement policies and procedures to manage compliance risks


Qualifications:


  • Excellent analytical skills
  • J.D. is preferred
  • 5+ years of compliance experience in financial services
  • Experience with swaps