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Compliance Analyst - Code Of Ethics
Company | Atlantic Group |
Address | New York, NY, United States |
Employment type | FULL_TIME |
Salary | |
Category | Financial Services |
Expires | 2023-07-21 |
Posted at | 10 months ago |
Job Title: Compliance Analyst
Compensation: $90,000 - $120,000 + bonus
Location: New York, NY
Job Overview:
As the Ethics and Compliance Specialist, you will play a critical role in implementing and overseeing the firm's compliance program. This is an excellent opportunity for an individual with a strong attention to detail and a passion for ensuring regulatory adherence.
Responsibilities:
The Compliance Specialist will be responsible for the following:
- Preparing reports and documentation for internal and external stakeholders
- Assisting in the implementation and maintenance of the firm's compliance program
- Identifying and escalate potential compliance violations and work towards timely remediation
- Assisting in conducting compliance testing and forensic analysis of internal controls
- Collaborating with cross-functional teams to develop and deliver compliance training programs
- Supporting the compliance team in regulatory examinations, audits, and inquiries
- Conducting regular reviews and evaluations to ensure compliance with regulatory requirements and internal policies
- Staying informed about regulatory developments and industry best practices to ensure ongoing compliance
- Providing guidance to employees on compliance-related matters and promote awareness of policies and procedures
- Supporting the management of employee trade preclearance, outside business activities, and personal investments
Qualifications:
To be considered for the Compliance Specialist role, you should have the following:
- 1-3 years of experience in a compliance role within the financial industry
- Strong understanding of regulatory requirements and industry standards
- Ability to work independently and collaboratively in a team environment
- Proficiency in Microsoft Office Suite
- Bachelor's degree in a relevant field
- Effective communication skills, both written and verbal
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Application Note: Qualified candidates will be contacted within 2 business days of application. If an applicant does not meet the above criteria, we will keep your resume on file for future opportunities and may contact you for further discussion.
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