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Senior CLO Compliance Analyst Jobs

Clo Operations Associate Jobs
By Mission Staffing At New York City Metropolitan Area, United States
At least three years' experience in loan administration, preferably for a fund administrator
Strong product knowledge in private debt and syndicated loans
Performing transaction reconciliations between the firm and their fund administrator
Monitoring and recording all incoming cash flows generated by client loan holdings
Familiarity with the Sentry PM application is a plus
Senior It Compliance Analyst
By Smithfield Foods At ,
Minimum of 4+ years of experience in IT Audit, IT Compliance or IT Risk Management.
Project management skills in complex and decentralized IT organization.
Collaborate with and report findings and recommendations to senior management concerning compliance issues
Coordinate with control owners to ensure active management /monitoring of controls occurs throughout the year
Map internal controls to compliance requirements to NIST 800-53 framework
Critical thinker who can guide IT to meet control requirements and assess vendor IT risk profile
Senior Compliance Analyst Jobs
By BLDG Partners At Los Angeles Metropolitan Area, United States
Relevant affordable housing industry experience and/or certifications
Position is Hybrid or Remote depending on candidate’s circumstances and experience
§Confirm EIV reports are reviewed and monitored by the management timely
§Confirm management updates AFHMP and TSP per HUD guidelines
§Update all Asset Management tracking and regulatory spreadsheets
§Confidently confirm calculations in certifications to guarantee qualification
Senior Business Compliance Analyst
By Honda of America Mfg., Inc. At Torrance, CA, United States
Captive/auto finance or banking experience preferred
Excellent time management and organizational ability
Lead medium to large initiatives, document business requirements for projects, initiatives and corrections for compliance related items with BOS CCIB.
6 years of relevant experience with leadership roles
Leadership, business analysis, process mapping and business communication including documentation and managing complex business requirements
Business analysis, process mapping and business communication including documenting business requirements, user acceptance testing and project coordination
Analyst- Us Clo Structuring
By BNP Paribas At New York, United States
Interacts regularly with management and department leaders.
Excellent written and oral communication skills
Fluency with Excel; VBA, database and other programming skills are a plus
1-3 years experience in Securitization at either: Sell side, Accounting or Rating Agencies
Able to influence peers and team.
Demonstrates good judgement when making decisions of high complexity and impact.
Compliance Analyst Senior Jobs
By FIS At United States
Maintains knowledge of applicable laws and regulations
Offers guidance on implementing process improvements and regulatory changes
Monitors LOB compliance activities to verify that regulatory compliance deadlines and requirements are met
Comprehensive knowledge of at least one substantive area of compliance, such as banking regulations, anti-money laundering, or anti-corruption
Basic knowledge of Microsoft Office and related applications (Word, Excel, PowerPoint, etc.)
Monitors and communicates regulatory changes that impact Chex Systems, Inc. products, services and business activities
Clo Credit Analyst/Associate
By Cerberus Capital Management At New York, NY, United States
Produce various internal and external ad-hoc reporting for senior management.
3-5 years of professional experience in Structured Finance, CLOs or Leveraged Loans.
Minimum Required Education: Bachelors in Business/Finance/Mathematics.
Strong technical skills, including Advanced Microsoft Excel, Word and Powerpoint. Experience with VBA, Python and SQL is a plus.
Experience with Wall Street Office, Intex and BlackMountain Systems preferred
Strong interpersonal and communication skills.
Clo Analyst Jobs
By Invesco US At New York, NY, United States
1-3 years' work experience in finance or accounting. Strong preference for experience in CLO / senior loan market.
Help identify potential risks within the structures and communicate views to Portfolio Managers and the structured products team.
Deliver executable strategies to Portfolio Managers and the structured products team to enhance performance of Invesco's CLO vehicles.
Communicate with external parties on behalf of Invesco and Invesco managed CLO's.
Excellent verbal and written communication skills and effective interpersonal skills.
Proficient user of Microsoft Office, Excel and Word and Bloomberg. Experience with Intex a plus but not required.
Clo Operations Specialist Jobs
By Rutherford At New York City Metropolitan Area, United States
Broader product knowledge across equities, futures, FICC, etc., and/or experience desirable
Minimum 4 years of Tier 1 financial services experience on either buy or sell sides
Strong Collateralized Loan Obligations (CLO) knowledge
End-to-end ownership of CLO operations
Support to Global colleagues in EMEA and APAC
Continued process improvement of investment operations
Senior Compliance Analyst Jobs
By Transamerica At , Remote $70,000 - $85,000 a year
Bachelor’s degree in business, marketing, pre-law or other relevant field, or equivalent education and experience.
General knowledge of regulatory requirements such as the Investment Advisers Act, FINRA rules and/or state insurance requirements is a plus
Conduct testing to ensure business partners are in compliance with state insurance requirements.
Provide guidance and support to business partners with respect to supervisory responsibilities (e.g., communications, gifts and entertainment, outside activities)
Four years of regulatory, securities, or advertising compliance experience.
Strong interpersonal and written/verbal communication skills.
Senior Security Analyst - Compliance
By TriNet At , Remote $83,000 - $149,400 a year
Other Knowledge, Skills and Abilities:
• Knowledge of information security management frameworks (e.g., NIST CSF, NIST 800-53, HIPAA, COBIT, etc.)
Bachelor’s degree in Business, Computer Science, Finance, or other related business discipline required or equivalent work experience.
• May manage, market, and lead information security awareness training
Training Requirements (licenses, programs, or certificates):
• Excellent written and verbal communication skills, interpersonal and collaborative skills.
Marketplace Senior Compliance Analyst (Remote)
By Iowa Total Care At , , Mn

Bachelor’s degree in related legal field or equivalent experience.

Master’s or Juris Doctorate degree preferred and maybe considered in lieu of experience.

Senior Business Analyst - Compliance
By Big Fish Games, Inc. At , Las Vegas, 89119, Nv $106,029 - $196,912 a year
Possesses good project management skills and organizational skills.
Assist in release management including risk assessment and contingency planning.
Minimum 8 - 10 years of hands-on experience in finding solutions to process/technical issues.
Experience with software development lifecycles and multiple releases of enterprise-class software products.
Possesses good problem-solving skills to address work-related issues and problems.
Proven experience in working with and within cross functional business teams, and software delivery teams.
Senior Contract Compliance Analyst
By Broadstaff At United States
2 years experience in project management
5 years of professional level technical/industry experience
Expert knowledge in reviewing and interpreting commercial real estate agreements.
Demonstrated knowledge of building and utilizing databases and reporting tools to administer and review commercial deal points and/or legal provisions
Review, analyze and create exceptions to contract drafts
Determine Accounting approvals needed for contract draft exceptions
Senior Security Compliance Analyst
By Instabase At San Francisco, CA, United States
Strong cross-functional team program management abilities, including managing multiple assessments concurrently with different stakeholders and timelines
Manage and maintain the common controls framework and ensure that controls are aligned with applicable security standards and regulations
Experience leading internal or external security audits and assessments
Experience implementing key security standards like SOC 2, ISO 27001, and HIPAA standards
Excellent leadership, interpersonal, verbal and written communication, presentation, and problem solving skills
Own 3rd party / vendor risk assessments
Remarketing Compliance Senior Analyst
By Toyota At , Plano, 75024, Tx
Compliance Management of Remarketing Internal Processes
Compliance Management of Remarketing Suppliers including contracts
Lead compliance partnerships with the BUs, Supplier(s) and/or Remarketing management
Ensure Supplier are accountable for incorporating relevant policies, procedures, and regulations into their day-to-day responsibilities
Support the creation of user stories and/or business requirements to implementation plans relating to compliance and control changes
Bachelor’s degree required of equivalent experience
Senior Analyst, Compliance Jobs
By Comcast At Philadelphia, PA, United States
At least 2 years of business analysis , process improvement or similar experience.
Experience in SQL, Python, or other scripting languages
Bachelor’s Degree or Equivalent Experience.
Translate business requests into well-defined problems
Extracting and merging data from multiple sources, data cleaning, and validating data sets for analysis
Create analytical models to address key business questions and translate the output into clear findings and recommendations
Senior Compliance Analyst - Remote
By UnitedHealth Group At , El Segundo, 90245, Ca $67,800 - $133,100 a year
Conduct state-specific legal research and monitor changes in requirements to mitigate risks and achieve compliance
High school diploma or equivalent experience
Experience communicating complex information via phone conversations and emails to non-technical clients, external customers, internal customers and executives
Experience interacting & collaborating with a variety of stakeholders (other team members, internal customers and executives)
Support the collection of data for regulatory filings, coordinate and develop reports, projects and use assessment tools to verify compliance
Develop compliance communications and drive problem resolution for a business segment across UnitedHealth Group
Senior Compliance Analyst - Remote
By UnitedHealth Group At , De Pere, 54115, Wi $67,800 - $133,100 a year
Support team reporting responsibilities, including data analytics and the ability to identify trends in data
Bachelor’s degree or equivalent work experience
3+ years of experience in understanding of healthcare products and services
Compliance experience in a large organization
Experience working or communicating with regulators
Communicate with regulatory agencies, and have the ability to work under strict regulatory deadlines
Clo Operations Analyst / Associate
By Cyperus Group, Inc At New York, NY, United States
Post trades from order management system to downstream accounting applications
Support Front Office with liquidity management
Manage relationship with Prime Brokers and firm custodians to ensure accurate trade settlement
Bachelor's Degree in Finance or related field
2+ years experience in a Middle Office or Operations Role within a Hedge or PE fund, or Fund Administrator
Thorough knowledge of Bank Debt asset class especially broadly syndicated loans

Are you looking for an exciting opportunity to join a dynamic team and help shape the future of compliance? We are looking for a Senior CLO Compliance Analyst to join our team and help ensure our company is compliant with all applicable laws and regulations. You will be responsible for developing and implementing compliance policies and procedures, monitoring compliance activities, and providing guidance and support to the organization. If you are an experienced compliance professional with a passion for making a difference, this could be the perfect job for you!

What is Senior CLO Compliance Analyst Skills Required?

• Knowledge of the CLO market and related regulations
• Strong analytical and problem-solving skills
• Excellent communication and interpersonal skills
• Ability to work independently and as part of a team
• Proficiency in Microsoft Office Suite
• Ability to work in a fast-paced environment

What is Senior CLO Compliance Analyst Qualifications?

• Bachelor’s degree in finance, accounting, or related field
• 5+ years of experience in CLO compliance
• Professional certification (e.g. CPA, CFA, etc.) is preferred

What is Senior CLO Compliance Analyst Knowledge?

• Knowledge of CLO regulations and best practices
• Understanding of financial instruments and markets
• Knowledge of accounting principles and practices
• Knowledge of financial analysis and reporting

What is Senior CLO Compliance Analyst Experience?

• Experience in CLO compliance
• Experience in financial analysis and reporting
• Experience in developing and implementing compliance policies and procedures

What is Senior CLO Compliance Analyst Responsibilities?

• Monitor and review CLO transactions to ensure compliance with applicable laws and regulations
• Develop and implement compliance policies and procedures
• Prepare and review financial statements and reports
• Analyze financial data and identify potential risks
• Assist with the preparation of regulatory filings
• Provide guidance and advice to internal stakeholders on compliance matters