Compliance Analyst Senior Jobs
By FIS At United States
Maintains knowledge of applicable laws and regulations
Offers guidance on implementing process improvements and regulatory changes
Monitors LOB compliance activities to verify that regulatory compliance deadlines and requirements are met
Comprehensive knowledge of at least one substantive area of compliance, such as banking regulations, anti-money laundering, or anti-corruption
Basic knowledge of Microsoft Office and related applications (Word, Excel, PowerPoint, etc.)
Monitors and communicates regulatory changes that impact Chex Systems, Inc. products, services and business activities
Senior Contract Compliance Analyst
By Broadstaff At United States
2 years experience in project management
5 years of professional level technical/industry experience
Expert knowledge in reviewing and interpreting commercial real estate agreements.
Demonstrated knowledge of building and utilizing databases and reporting tools to administer and review commercial deal points and/or legal provisions
Review, analyze and create exceptions to contract drafts
Determine Accounting approvals needed for contract draft exceptions

Are you looking for an exciting opportunity to join a dynamic team and help shape the future of compliance? We are looking for a Senior CLO Compliance Analyst to join our team and help ensure our company is compliant with all applicable laws and regulations. You will be responsible for developing and implementing compliance policies and procedures, monitoring compliance activities, and providing guidance and support to the organization. If you are an experienced compliance professional with a passion for making a difference, this could be the perfect job for you!

What is Senior CLO Compliance Analyst Skills Required?

• Knowledge of the CLO market and related regulations
• Strong analytical and problem-solving skills
• Excellent communication and interpersonal skills
• Ability to work independently and as part of a team
• Proficiency in Microsoft Office Suite
• Ability to work in a fast-paced environment

What is Senior CLO Compliance Analyst Qualifications?

• Bachelor’s degree in finance, accounting, or related field
• 5+ years of experience in CLO compliance
• Professional certification (e.g. CPA, CFA, etc.) is preferred

What is Senior CLO Compliance Analyst Knowledge?

• Knowledge of CLO regulations and best practices
• Understanding of financial instruments and markets
• Knowledge of accounting principles and practices
• Knowledge of financial analysis and reporting

What is Senior CLO Compliance Analyst Experience?

• Experience in CLO compliance
• Experience in financial analysis and reporting
• Experience in developing and implementing compliance policies and procedures

What is Senior CLO Compliance Analyst Responsibilities?

• Monitor and review CLO transactions to ensure compliance with applicable laws and regulations
• Develop and implement compliance policies and procedures
• Prepare and review financial statements and reports
• Analyze financial data and identify potential risks
• Assist with the preparation of regulatory filings
• Provide guidance and advice to internal stakeholders on compliance matters