Register
Recruit Create CV

Regulatory Consumer Compliance Jobs in Niagara, New York

Remote Regulatory Compliance Manager (Insurance Industry)
By National General At Buffalo-Niagara Falls Area, United States
Serve as Subject Matter Expert (SME) for product management and other departments.
NOTES: Ideal candidate will have Property & Insurance domain experience.
Maintain expert business knowledge of product development, including new product concepts and company initiatives.
Develop and maintain policy contract, endorsements, policyholder notifications and other forms as well as requirements for implementation of forms output.
8+ years of Property and Casualty insurance industry experience.
Knowledge of industry-standard personal lines programs of insurance, including coverage concepts, rating procedures, and underwriting philosophies.
Regulatory Compliance Manager – Supplements
By unybrands At Rochester, NY, United States
Responsible for the full regulatory compliance requirements of the supplement brands.
Support the brand managers in dealing with any Amazon compliance issues.
Support the NPD team and brand managers in developing new products for the brands.
Full understanding of regulatory requirements in food supplements market.
Experience in selling to UK / EUROPE / USA / CANADA
Experience in working with Amazon preferable.
Sr. Compliance Officer (Us Banking Regulatory Compliance)
By Right Executive Search, LLC At New York, NY, United States
· Strong written, verbal, and interpersonal skills, including ability to communicate effectively with senior level management.
· Identify and professionally escalate matters requiring management attention.
Remote, East Coast hours (NYC/NJ/PA/FL based) 90% remote
Responsibilities of the Sr. Compliance Officer:
Qualifications of the Senior Compliance Officer:
· Bachelor’s degree in Finance/Banking/Accounting or related field is required.
Advisor, Business And Regulatory Compliance
By Norges Bank Investment Management At New York, United States
Minimum 2 - 5 years relevant experience preferably in compliance, operations, risk or legal at an asset manager or investment bank.
Experience working with US or global regulatory reporting requirements.
Support pre-trade and post-trade monitoring for disclosures and mandate requirements and provide compliance overrides for trades as needed.
Bachelor / University degree or equivalent with a strong academic record. Degrees within finance or law, a plus.
Strong technology skills including expertise with Aopshere’s Rulefinder or FundApps, a plus.
Interpret and advise on regulatory and mandate rules and provide regulatory and mandate expertise on business initiatives and working groups.
Regulatory Compliance Officer Jobs
By Boulo Solutions At New York, NY, United States
Experience with MS PowerPoint,, Excel, etc, as well as electronic document management systems is helpful.
Oversight and management of typical compliance needs for an investment advisor / fund manager
5+ years of experience with regulatory compliance legal work with investment manager regulatory issues
Strong communication and interpersonal skills will be key to working in this small and dynamic team.
Responsibilities Of The Regulatory Compliance Officer Position
Requirements for the Regulatory Compliance Officer position
Regulatory Compliance Specialist Jobs
By BCforward At New York, NY, United States
• Bachelor's degree required or equivalent experience ( - law degree/qualification would be an advantage)
• Support the definition of control requirements and control standards appropriate for the relevant regulations:
• 5+ years minimum relevant experience
• Prior experience in regulatory driven remediation e.g., MRA, Consent Order etc. and advantage
Title : Regulatory Compliance Lead
o 12 USC 24 (Seventh);
Legal & Compliance - Regulatory Marketing Compliance, Avp
By Blackstone At New York, NY, United States
4+ years of prior experience at a law firm and/or investment management firm
Manage the L&C relationship with several lines of business
Develop educational materials and trainings for business professionals with respect to marketing and fundraising regulations and protocols
Prior experience in a compliance role and/or J.D. required
Strong attention to detail and analytical skills
Strong drafting and organizational skills
Regulatory Complaints Compliance Analyst
By Jobot At Brooklyn, NY, United States
Strong knowledge of regulatory requirements and standards
2+ years of experience in regulatory compliance; must have directly performed investigative process
Experience with complaints investigation and resolution
Excellent research and analytical skills
Excellent communication skills, both written and verbal
Investigate and resolve complaints from regulatory agencies, including the BBB, CFPB, and Attorney General
Quality, Regulatory & Compliance Manager
By Pret A Manger At New York City Metropolitan Area, United States

Pret is an equal opportunity employer.

Compliance Associate -- Regulatory
By The Goodkind Group, LLC At New York, NY, United States

   Great organization located in downtown Manhattan is looking for a 2-5 yrs. Compliance Associate to join their Regulatory Group.  This role will performs a variety of compliance activities in ...

Regulatory Compliance Manager – Supplements
By unybrands At Miami, FL, United States
Responsible for the full regulatory compliance requirements of the supplement brands.
Support the brand managers in dealing with any Amazon compliance issues.
Support the NPD team and brand managers in developing new products for the brands.
Full understanding of regulatory requirements in food supplements market.
Experience in selling to UK / EUROPE / USA / CANADA
Experience in working with Amazon preferable.
Compliance Analyst, Regulatory Complaints
By Credit Acceptance At United States
Minimum 2 years' of recent and relevant experience within a compliance oriented, research and investigative environment
Experience in financial services industry or legal field
Experience with quickly learning and becoming a subject matter expert in new systems/processes
Insightful by cultivating innovation, accumulating business and role specific knowledge, demonstrating self-awareness and making quality decisions
Timely and accurately perform investigations of regulatory complaints. This includes:
Engaging consumers, dealers, or third parties over the telephone in a professional, but direct manner;
Healthcare Regulatory Compliance Manager
By Ascension At , Remote From $80,059 a year
3 years of leadership or management experience preferred.
Manage staff relations including performance management, staff satisfaction and conflict management.
Schedule: Full-Time, 8-hour day shift, Monday - Friday, Fully Remote
Facility: Automated Benefit Services (ABS)
Maintain compliance with federal, state, and local regulatory requirements.
Extensive knowledge of CCIIO, SERFF and CMS.
Intern, Regulatory & Legal Compliance
By Live Nation At , San Francisco, 94108
Monitor and research compliance related laws, regulations and legislative updates pertaining to Live Nation Entertainment
Proactively identify and discuss emerging compliance issues with the Compliance team, while also developing and preparing compliance reporting as necessary.
Assist with drafting appropriate policies and practices to ensure compliance with applicable laws & regulations.
Assist with routine compliance review to ensure that regulatory and legal compliance procedures are followed, and remediated as appropriate.
Assist the Compliance team with implementing the recommendations and action items resulting from reviews and new law updates.
Bachelor's degree and current enrollment in accredited law school
Remote Regulatory Compliance Manager (P&C Insurance Industry)
By National General At Arizona, United States
Serve as Subject Matter Expert (SME) for product management and other departments.
NOTES: Ideal candidate will have Property & Insurance domain experience.
Maintain expert business knowledge of product development, including new product concepts and company initiatives.
Develop and maintain policy contract, endorsements, policyholder notifications and other forms as well as requirements for implementation of forms output.
8+ years of Property and Casualty insurance industry experience.
Knowledge of industry-standard personal lines programs of insurance, including coverage concepts, rating procedures, and underwriting philosophies.
Remote Regulatory Compliance Manager (P&C Insurance Industry)
By National General At Rhode Island, United States
Serve as Subject Matter Expert (SME) for product management and other departments.
NOTES: Ideal candidate will have Property & Insurance domain experience.
Maintain expert business knowledge of product development, including new product concepts and company initiatives.
Develop and maintain policy contract, endorsements, policyholder notifications and other forms as well as requirements for implementation of forms output.
8+ years of Property and Casualty insurance industry experience.
Knowledge of industry-standard personal lines programs of insurance, including coverage concepts, rating procedures, and underwriting philosophies.
Compliance Officer - Consumer Servicing
By KeyBank At , Remote $90,000 - $120,000 a year
Experience and knowledge of federal and private education loans and education loan servicers preferred.
Strong relationship management and leadership skills.
Bachelor’s Degree required; substantial industry experience may be substituted for a Bachelor’s Degree.
3-5 years of experience as a financial services compliance professional, bank regulator or other comparable legal experience.
Demonstrated knowledge of the consumer loan servicing, including Regulation Z, FCRA, SCRA, ECOA, UDAAP.
Sound decision-making skills; able to make decisions independently and quickly.
Regulatory Compliance Manager (Remote)
By Booster At Los Angeles, CA, United States
A bachelor’s degree or higher with 3-4 years of federal, state or local policy experience and/or campaign experience.
Experience building and strengthening relationships with regulators and politicians.
Excellent written and verbal communication skills required.
Start-up experience is a plus.
Paint the “Booster future” for policymakers and walk them through the journey into this future.
Support the Public Policy team by reaching out to and working with local and regional regulators
Remote Regulatory Compliance Specialist
By Comrise At Allendale, NJ, United States
Regulatory Compliance Specialist-REMOTE 6-12 months contract
1. Updating and maintaining product field action records in Trackwise electronic database (Trackwise experience preferred)
Medical Device or Pharmaceutical Industry experience preferred.
Assist with general Product Field Action execution activities, including but not limited to:
2. Contacting domestic hospital customers to confirm receipt of field action notifications, and documenting and tracking responses
3. Communicating with domestic and international Company affiliates to support execution of field actions in local markets
Regulatory, Policy, & Compliance Manager
By ZEEKR极氪 At United States
Disseminate regulatory or legal information to all levels of management as well as providing employees with accurate and timely compliance information
Ensure quality control in areas of spending, policies, oversight, and risk management
7 or more years of related experience or any combination of education and experience
What Skills & Experiences You Will Need
Identify and maintain working knowledge of applicable laws or regulations
Possess strong government (local, municipal, federal) policy knowledge
Remote Regulatory Compliance Manager (P&C Insurance Industry)
By National General At Ohio, United States
Serve as Subject Matter Expert (SME) for product management and other departments.
NOTES: Ideal candidate will have Property & Insurance domain experience.
Maintain expert business knowledge of product development, including new product concepts and company initiatives.
Develop and maintain policy contract, endorsements, policyholder notifications and other forms as well as requirements for implementation of forms output.
8+ years of Property and Casualty insurance industry experience.
Knowledge of industry-standard personal lines programs of insurance, including coverage concepts, rating procedures, and underwriting philosophies.
Compliance Analyst, Guest/Consumer
By Toast At United States
Proactively identify issues in collaboration with the business stakeholders and track those issues in accordance with the Issue Management Program.
Evaluate new and existing product releases and enhancements to ensure compliance with applicable laws and regulations. Provide compliance requirements, as needed.
Strong critical and analytical thinking, decision making, and innovative problem-solving skills.
Excellent verbal and written communication skills.
Commitment to employee wellbeing through resources such as a quarterly wellness stipend and mental health benefits
Core health and welfare benefits including medical, dental, & vision coverage
Regulatory And Compliance Attorney
By Opto Investments At United States
Annually file and amend the firm's ADV to ensure compliance with SEC filing requirements
Assist with the supervision of sales related activities such as filings, RFPs, and certifications or email surveillance
Review and approve outside business activities, annual compliance certifications, and personal trading
Actively manage departmental report(s) and external compliance vendors
Experience working with external regulatory bodies and responding to regulatory inquiries or investigations
Experience serving as a CCO
Regulatory Compliance Reviewer Jobs
By Coda Search│Staffing At Rhode Island, United States
Proficient using Mac OS, and Microsoft Products; and project management/routing program
Maintain an up to date knowledge of regulatory compliance changes as needed to perform this role
Manage various trackers and spreadsheet reports, and submit to our client for review weekly or monthly
3-5 years experience working in regulatory compliance
Strong Knowledge of current code of federal regulations
Regulatory knowledge of consumer packaged goods for edibles, beauty and healthcare categories
Regulatory Compliance Clerk Jobs
By IACX Energy At Dallas-Fort Worth Metroplex, United States
Possess excellent interpersonal skills to facilitate positive working relationships with all levels of management and staff
Bachelor's degree in environmental sciences, engineering, or related discipline or relevant years of experience.
3-6 years of experience in regulatory permitting or compliance in the oil and gas industry, preferably in midstream.
Working knowledge of Federal Safety Regulations under OSHA and PHMSA.
Strong verbal and written communication skills.
Detail-oriented with excellent organizational skills, able to work on multiple tasks in any given workday.
Remote Regulatory Compliance Manager (Insurance Industry)
By National General At Delaware, United States
Serve as Subject Matter Expert (SME) for product management and other departments.
NOTES: Ideal candidate will have Property & Insurance domain experience.
Maintain expert business knowledge of product development, including new product concepts and company initiatives.
Develop and maintain policy contract, endorsements, policyholder notifications and other forms as well as requirements for implementation of forms output.
8+ years of Property and Casualty insurance industry experience.
Knowledge of industry-standard personal lines programs of insurance, including coverage concepts, rating procedures, and underwriting philosophies.
Regulatory Compliance Analyst-1 Jobs
By Vanderbilt University Medical Center At Nashville, TN, United States
Prepares for and facilitates committee meetings by creating and pre-reviewing agenda templates and meeting materials, incorporating regulatory education, and documenting discussions.
Manages Continuing Review notification(s) prior to expiration date of protocol.
The responsibilities listed are a general overview of the position and additional duties may be assigned.
Prepares, reviews, and processes new research proposals, amendments, and continuing review applications prior to committee meetings.
Completes and distributes Committee Action Letters and Final Approval Letters.
Performs oversight and verification of database entries.
Consumer Compliance Monitoring Program Manager
By Coastal Community Bank At Washington, United States
Coastal Community Bank offers a competitive salary commensurate with experience, qualifications, and location
Strong investigative, problem-solving, and critical thinking skills and the ability to provide workable recommendations and solutions.
Must possess initiative, be a self-starter, have exceptional organizational skills, and a high attention to detail and accuracy.
5+ years of experience managing a program and/or projects in the banking or financial services industry.
3+ years of experience in regulatory consumer compliance required.
Experience in analyzing data for trends and using software applications to conduct compliance monitoring.
Regulatory Compliance Consultant (Us Remote Eligible)
By BlueCross BlueShield of South Carolina At South Carolina, United States
Four years of experience in job related field
Five years legal, regulatory, claims compliance administration or health insurance industry-related experience.
Excellent analytical or critical thinking and problem-solving skills.
Excellent presentation skills with a strong attention to detail.
Working experience with Microsoft Office.
3 years-working experience as in-house lawyer working in insurance and/or regulatory/compliance law dealing with insurance products.