Regulatory Consumer Compliance Jobs

Responsible for the full regulatory compliance requirements of the supplement brands.

Support the brand managers in dealing with any Amazon compliance issues.

Support the NPD team and brand managers in developing new products for the brands.

Full understanding of regulatory requirements in food supplements market.

Experience in selling to UK / EUROPE / USA / CANADA

Experience in working with Amazon preferable.

Responsible for the full regulatory compliance requirements of the supplement brands.

Support the brand managers in dealing with any Amazon compliance issues.

Support the NPD team and brand managers in developing new products for the brands.

Full understanding of regulatory requirements in food supplements market.

Experience in selling to UK / EUROPE / USA / CANADA

Experience in working with Amazon preferable.

Minimum 2 years' of recent and relevant experience within a compliance oriented, research and investigative environment

Experience in financial services industry or legal field

Experience with quickly learning and becoming a subject matter expert in new systems/processes

Insightful by cultivating innovation, accumulating business and role specific knowledge, demonstrating self-awareness and making quality decisions

Timely and accurately perform investigations of regulatory complaints. This includes:

Engaging consumers, dealers, or third parties over the telephone in a professional, but direct manner;

3 years of leadership or management experience preferred.

Manage staff relations including performance management, staff satisfaction and conflict management.

Schedule: Full-Time, 8-hour day shift, Monday - Friday, Fully Remote

Facility: Automated Benefit Services (ABS)

Maintain compliance with federal, state, and local regulatory requirements.

Extensive knowledge of CCIIO, SERFF and CMS.

Monitor and research compliance related laws, regulations and legislative updates pertaining to Live Nation Entertainment

Proactively identify and discuss emerging compliance issues with the Compliance team, while also developing and preparing compliance reporting as necessary.

Assist with drafting appropriate policies and practices to ensure compliance with applicable laws & regulations.

Assist with routine compliance review to ensure that regulatory and legal compliance procedures are followed, and remediated as appropriate.

Assist the Compliance team with implementing the recommendations and action items resulting from reviews and new law updates.

Bachelor's degree and current enrollment in accredited law school

· Strong written, verbal, and interpersonal skills, including ability to communicate effectively with senior level management.

· Identify and professionally escalate matters requiring management attention.

Remote, East Coast hours (NYC/NJ/PA/FL based) 90% remote

Responsibilities of the Sr. Compliance Officer:

Qualifications of the Senior Compliance Officer:

· Bachelor’s degree in Finance/Banking/Accounting or related field is required.

Serve as Subject Matter Expert (SME) for product management and other departments.

NOTES: Ideal candidate will have Property & Insurance domain experience.

Maintain expert business knowledge of product development, including new product concepts and company initiatives.

Develop and maintain policy contract, endorsements, policyholder notifications and other forms as well as requirements for implementation of forms output.

8+ years of Property and Casualty insurance industry experience.

Knowledge of industry-standard personal lines programs of insurance, including coverage concepts, rating procedures, and underwriting philosophies.

Serve as Subject Matter Expert (SME) for product management and other departments.

NOTES: Ideal candidate will have Property & Insurance domain experience.

Maintain expert business knowledge of product development, including new product concepts and company initiatives.

Develop and maintain policy contract, endorsements, policyholder notifications and other forms as well as requirements for implementation of forms output.

8+ years of Property and Casualty insurance industry experience.

Knowledge of industry-standard personal lines programs of insurance, including coverage concepts, rating procedures, and underwriting philosophies.

Experience and knowledge of federal and private education loans and education loan servicers preferred.

Strong relationship management and leadership skills.

Bachelor’s Degree required; substantial industry experience may be substituted for a Bachelor’s Degree.

3-5 years of experience as a financial services compliance professional, bank regulator or other comparable legal experience.

Demonstrated knowledge of the consumer loan servicing, including Regulation Z, FCRA, SCRA, ECOA, UDAAP.

Sound decision-making skills; able to make decisions independently and quickly.

A bachelor’s degree or higher with 3-4 years of federal, state or local policy experience and/or campaign experience.

Experience building and strengthening relationships with regulators and politicians.

Excellent written and verbal communication skills required.

Start-up experience is a plus.

Paint the “Booster future” for policymakers and walk them through the journey into this future.

Support the Public Policy team by reaching out to and working with local and regional regulators

Regulatory Compliance Specialist-REMOTE 6-12 months contract

1. Updating and maintaining product field action records in Trackwise electronic database (Trackwise experience preferred)

Medical Device or Pharmaceutical Industry experience preferred.

Assist with general Product Field Action execution activities, including but not limited to:

2. Contacting domestic hospital customers to confirm receipt of field action notifications, and documenting and tracking responses

3. Communicating with domestic and international Company affiliates to support execution of field actions in local markets

Minimum 2 - 5 years relevant experience preferably in compliance, operations, risk or legal at an asset manager or investment bank.

Experience working with US or global regulatory reporting requirements.

Support pre-trade and post-trade monitoring for disclosures and mandate requirements and provide compliance overrides for trades as needed.

Bachelor / University degree or equivalent with a strong academic record. Degrees within finance or law, a plus.

Strong technology skills including expertise with Aopshere’s Rulefinder or FundApps, a plus.

Interpret and advise on regulatory and mandate rules and provide regulatory and mandate expertise on business initiatives and working groups.

Disseminate regulatory or legal information to all levels of management as well as providing employees with accurate and timely compliance information

Ensure quality control in areas of spending, policies, oversight, and risk management

7 or more years of related experience or any combination of education and experience

What Skills & Experiences You Will Need

Identify and maintain working knowledge of applicable laws or regulations

Possess strong government (local, municipal, federal) policy knowledge

Serve as Subject Matter Expert (SME) for product management and other departments.

NOTES: Ideal candidate will have Property & Insurance domain experience.

Maintain expert business knowledge of product development, including new product concepts and company initiatives.

Develop and maintain policy contract, endorsements, policyholder notifications and other forms as well as requirements for implementation of forms output.

8+ years of Property and Casualty insurance industry experience.

Knowledge of industry-standard personal lines programs of insurance, including coverage concepts, rating procedures, and underwriting philosophies.

Proactively identify issues in collaboration with the business stakeholders and track those issues in accordance with the Issue Management Program.

Evaluate new and existing product releases and enhancements to ensure compliance with applicable laws and regulations. Provide compliance requirements, as needed.

Strong critical and analytical thinking, decision making, and innovative problem-solving skills.

Excellent verbal and written communication skills.

Commitment to employee wellbeing through resources such as a quarterly wellness stipend and mental health benefits

Core health and welfare benefits including medical, dental, & vision coverage

Annually file and amend the firm's ADV to ensure compliance with SEC filing requirements

Assist with the supervision of sales related activities such as filings, RFPs, and certifications or email surveillance

Review and approve outside business activities, annual compliance certifications, and personal trading

Actively manage departmental report(s) and external compliance vendors

Experience working with external regulatory bodies and responding to regulatory inquiries or investigations

Experience serving as a CCO

Proficient using Mac OS, and Microsoft Products; and project management/routing program

Maintain an up to date knowledge of regulatory compliance changes as needed to perform this role

Manage various trackers and spreadsheet reports, and submit to our client for review weekly or monthly

3-5 years experience working in regulatory compliance

Strong Knowledge of current code of federal regulations

Regulatory knowledge of consumer packaged goods for edibles, beauty and healthcare categories

Possess excellent interpersonal skills to facilitate positive working relationships with all levels of management and staff

Bachelor's degree in environmental sciences, engineering, or related discipline or relevant years of experience.

3-6 years of experience in regulatory permitting or compliance in the oil and gas industry, preferably in midstream.

Working knowledge of Federal Safety Regulations under OSHA and PHMSA.

Strong verbal and written communication skills.

Detail-oriented with excellent organizational skills, able to work on multiple tasks in any given workday.

Serve as Subject Matter Expert (SME) for product management and other departments.

NOTES: Ideal candidate will have Property & Insurance domain experience.

Maintain expert business knowledge of product development, including new product concepts and company initiatives.

Develop and maintain policy contract, endorsements, policyholder notifications and other forms as well as requirements for implementation of forms output.

8+ years of Property and Casualty insurance industry experience.

Knowledge of industry-standard personal lines programs of insurance, including coverage concepts, rating procedures, and underwriting philosophies.

Serve as Subject Matter Expert (SME) for product management and other departments.

NOTES: Ideal candidate will have Property & Insurance domain experience.

Maintain expert business knowledge of product development, including new product concepts and company initiatives.

Develop and maintain policy contract, endorsements, policyholder notifications and other forms as well as requirements for implementation of forms output.

8+ years of Property and Casualty insurance industry experience.

Knowledge of industry-standard personal lines programs of insurance, including coverage concepts, rating procedures, and underwriting philosophies.