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Portfolio Compliance Analyst Jobs in Brown, Texas

Compliance Analyst Specialist Jobs
By FIS Global At , Brown Deer, 53223
Maintains knowledge of applicable laws and regulations.
Offers guidance on implementing regulatory changes.
Communicates detailed requirements to LOB, validate solution approach and monitor status.
Monitors LOB compliance activities to verify that regulatory compliance deadlines and requirements are met.
Comprehensive knowledge of at least one substantive area of compliance, such as banking regulations, anti-money laundering, or anti-corruption
Monitors and communicates regulatory changes that impact FIS products, services and business activities.
Rrc - Compliance Analyst I - Well Compliance Unit
By RAILROAD COMMISSION OF TEXAS At , Austin, 78701 $3,300 - $3,800 a month
Education and experience may be substituted for a year-to-year basis.
Retirement pension with a 150% agency match – you can watch this YouTube video that describes this amazing benefit https://www.youtube.com/watch?v=AJI6M7g73-w
Experience in research, compliance analysis or monitoring, legal analysis, and/or auditing work.
General knowledge of Oil and Gas documents, procedures, and division functions.
Working knowledge of Oil and Gas rules and regulations.
General knowledge of GIS systems.
Portfolio Analyst Jobs
By C2R Ventures At Greater Boston, United States
Assist research and portfolio management teams with enhancing existing signals and creating new signals
Minimum of undergraduate and/or graduate coursework in finance, mathematics, statistics, computer science, economics, or accounting
Previous coding experience in Python, Matlab or R necessary
0-5 years of quantitative analysis experience preferred
Strong programming and statistical analysis skills
Detail oriented, good verbal and written communication skills and a collaborative personality
Analyst, Portfolio Compliance Jobs
By PIMCO At Austin, TX, United States
0 – 3 years of professional experience in compliance or the investment management industry
Collaborating with Account and Portfolio Management to resolve outstanding compliance issues.
Learn and adapt to new processes, concepts, and skills quickly
Possess excellent communication and interpersonal skills
Minimum of a Bachelor’s Degree (Accounting, Business, Finance or Economics preferred)
Intermediate/advanced working knowledge of MS Excel.
Portfolio Analyst - Equity
By Invesco US At Houston, TX, United States
Experience in working with Operations and/or Data Management groups within the Investments industry is preferred
Build an understanding of the intricacies and management philosophy of the Invesco Solutions products assigned.
Assist (Investments, Product Management and Marketing teams, etc.) in the reporting and analysis of portfolio and benchmark characteristics.
Prior experience in Operations, Accounting, or Finance in the securities/investment industry is preferred
Strong technology skills including the knowledge of investment analytics/attribution applications (such as FactSet, Aladdin, PORT, Eagle, Barra, etc.) are preferred
Experience in portfolio analysis, portfolio analytics, and/or performance measurement is preferred
Compliance Analyst I (00033255) Jobs
By Texas Department of Insurance At , Austin, 78704, Tx $4,200 a month
Communicate and work effectively with a wide range of people with varied skills, knowledge, and backgrounds.
Note: Education and experience relevant to position may be substituted for one another on a year-for-year basis.
One year of experience in a health care, regulatory, insurance, legal, plan administration environment, or in a field relative to assignment.
Familiarity with regulations and investigation of managed care delivery process.
State laws, rules, procedures, and regulations relevant to job requirements.
Manage workload and priorities to meet necessary deadlines.
Research Compliance Analyst Jobs
By Boys Town At , Omaha, 68131, Ne
Manages the process of sponsored protocol applications.
Ensures programs maintain compliance with PHS Policy, the Animal Welfare Act & Regulations, and other requirements.
Maintains all IACUC records (e.g., membership requirements; protocol, amendment, and annual reviews and approvals; research staff training records; and Interinstitutional Assurances).
Demonstrated knowledge of research compliance, privacy, IRB, HIPAA, NIH and OHRP regulations and policies.
Advanced knowledge and ability to work on Microsoft applications, including Word, Excel, Access, and PowerPoint.
Minimum of 5 years previous relevant experience required.
Compliance Program Analyst Jobs
By Pennymac At , Fort Worth, 76155, Tx $49,000 - $74,000 a year
Higher in range - Experience and skills add value above typical requirements of the role
Work with the Servicing Compliance Program Manager and Quality Assurance team to identify new or changed regulatory requirements and assess impact
Lower in range - Building skills and experience in the role
Mid-range - Experience and skills align with proficiency in the role
Bachelor’s degree or equivalent work experience
5+ years of relevant work experience
Compliance Analyst - Remote
By Mayo Clinic At , Rochester, 55901, Mn $74,818 - $104,749 a year
Knowledge of Federal and State healthcare regulations
Knowledge of integrity and compliance best practices, effectiveness evaluations and resources
Effective training and presentation skills
Ability to follow-through, meet regulatory deadlines, anticipate requirements, and build relationships
Strong analytical and problem-solving skills
Be a point of contact with state agencies, Medicare, and CMS for organizational enrollment
People Compliance Analyst Jobs
By Splunk OLD (Read Only) At , Plano, 75023, Tx $84,800 - $116,600 a year
Knowledge of human resource practices, employment laws, and related compliance requirements.
Minimum of 5 years of Human Resources experience, including 2 years specific to compliance with a multinational company
Support Splunk’s Affirmative Action Program by coordinating data collection, documentation of Good Faith Efforts and supporting other EEO-related initiatives.
Lead the response to data privacy requests in OneTrust as well as auditing unemployment claims
Partner with People Analytics to create reports and analyzes workforce data and metrics to identify trends that impact compliance
Proactively tracks new employment laws, regulatory changes/trends, assesses impact to Splunk, and provides summary to the People Compliance team
Compliance | Analyst | Dallas Jobs
By Goldman Sachs At , Dallas, 75201, Tx
Transaction Banking , a cash management and payments platform for clients building a corporate treasury system
Ability to effectively interact and build relationships with senior management and global stakeholders
Merchant Point-of-Sale Lending , a platform that provides custom credit financing for home improvement merchants to offer directly to their customers
ETF Accelerator , a platform for clients to launch, list and manage exchange-traded funds
0-3 years of prior work experience in a relevant field.
Proficient to advanced skills with MS Office (Excel, PowerPoint, Word, Outlook)
Compliance Analyst Ii Jobs
By PTS Advance At Dime Box, TX, United States
Generate, analyze, and explain SOD reporting to management for an assessment of risk associated with current and potential conflicts.
Minimum 5+ years of accounting experience or 3+ years of Big 4 experience
Knowledge of segregation of duties (SOD) and the relation to risk and internal controls is required.
Experience creating spreadsheets, performing basic calculations, and manipulating data in MS Excel, Alteryx, and Power BI
A strong desire to obtain intimate knowledge and understanding of the company's assets, internal control structure and segregation of duties
Excellent analytical and communication skill
Portfolio Analyst Jobs
By Index Fund Advisors, Inc. At , Irvine, 92612, Ca $55,000 - $65,000 a year
1. Basic knowledge of financial markets (Mutual Funds, Equity, Fixed Income)
3. Proficient PC, Excel, Microsoft office skills
1. Interest in Finance and Financial Markets/Market Theory
3. Financial Background (Business/Finance/Economics Degree)
You are adaptable to a constantly changing environment
You embrace new challenges and enjoy solving complex problems
Senior Portfolio Analyst Jobs
By Selby Jennings At Miami, FL, United States
Assist with portfolio management, construction, optimization, and analysis.
Provide recommendations and improvements for the portfolio through a quantitative lens.
Lead internal and external discussions with team members & investors regarding portfolio performance and initiatives.
Find patterns in data and make predictions about future market movements
Designing, researching, and managing sophisticated investment strategies through the creation of advanced quantitative models
Bachelor's degree from a top university with a strong GPA
China Portfolio Analyst Jobs
By Two Sigma At New York, NY, United States
4-8 years of experience in investment management, preferably in a portfolio-facing role focused on China and/or systematic investment strategies
Contributing to the business's success requires ownership of an expansive range of responsibilities including, but not limited to:
Solid quantitative and technical abilities
Core Benefits: Fully paid medical and dental insurance premiums for employees and dependents, competitive 401k match, employer-paid life & disability insurance
You Will Enjoy The Following Benefits
Driving longer-term strategic business initiatives
Compliance Analyst Jobs
By Intuit At Mountain View, CA, United States

This position will be part of the Intuit Compliance Organization within the overall Legal Team. The compliance program is global and covers all Intuit Inc. products and services. We are a hardworking, ...

Data/Portfolio Analyst Jobs
By Rose International At United States
• Knowledge of CoStar Real Estate Manager (portfolio and projects modules) a plus
• 3-5 years relevant work experience, with at least 3 years in commercial/corporate real estate/lease administration
Job Title: Data Analyst/ Portfolio Analyst
Duration: 4 months with possibly an extension
• Responsible for real estate data analysis and delivery
• Review of lease-related critical dates for distribution
Compliance Operations Analyst Jobs
By UC Health At , Cincinnati, 45229
Experience in compliance is preferred.
1 - 2 Years equivalent experience is preferred.
Excellent written and oral communication skills
Receive patient and associate complaints and maintain databases to track potential and/or actual violations of law or policy and reporting obligations.
Maintain Compliance Department electronic systems and build reports for data monitoring and reporting.
Provide training support for all training modalities: computer based training, new associate orientation, new leader orientation and in-service training.
Portfolio Analyst Jobs
By Deutsche Bank At , Chicago
Meet regularly with, and present recommendations/written summaries to Portfolio Managers; interact with investment management/research staff/brokers/company management/traders/outside investment analysts/etc.
Work closely with other analysts and portfolio managers to assist in company and sector analysis
BA or BS required with 0-2 years work experience
Experience and advanced understanding of Excel/VBA
Strong interpersonal skills with the ability to work autonomously and within a close group setting
A range of flexible benefits including Retail Discounts, Commuter Discounts and Gym benefits
Compliance Analyst Jobs
By The TCW Group At Los Angeles, CA, United States
Excellent written and verbal communication skills; possess strong telephonic, data entry and proofing skills
2 to 5 years of relevant investment operations, compliance and/or paralegal experience in financial services industry related to compliance responsibilities
Exceptional analytical and investigative skills, experience partnering with business and investment colleagues and aptitude for working efficiently in large organizations
Contact employees to ensure timely filings of initial, quarterly, and annual certifications
Must have outstanding attention to detail and organization skills; possess the ability to spot issues and respond timely
Experience with fixed income and various investment products including open-end funds, closed-end funds, ETFs, and private funds
Compliance Analyst Jobs
By PJT Partners At , New York, 10017 $75,000 - $90,000 a year
Strong research skills are preferred.
Excellent organization and execution skills with the ability to work efficiently and independently under demanding deadlines.
Advanced skills in PowerPoint, Excel and report building.
Strong analytical, written, and verbal communication skills.
Day to day responsibilities may include, but not limited to:
Continuously develop and improve the monitoring methodology and overall approach.
Portfolio Investment Analyst Jobs
By Fanning Personnel, a Division of Masis Staffing Solutions At Boston, MA, United States

Strong comp package and a full suite of benefits.

3+ years within financial services, proficiency with Factset, Morningstar Direct and Bloomberg all a plus!

Analyst-Compliance Jobs
By Amex At , New York $55,000 - $105,000 a year
Project management experience, especially including cross-organizational coordination on large and complex projects a plus
Strong Microsoft Office skills required
Understanding/Experience of the supervisory processes of federal bank regulators
Bachelor’s degree required, advanced degree a plus or equivalent work experience
Comprehensive medical, dental, vision, life insurance, and disability benefits
20+ weeks paid parental leave for all parents, regardless of gender, offered for pregnancy, adoption or surrogacy
Compliance Analyst Jobs
By Qgiv At Lakeland, FL, United States
Conduct training and education sessions for employees to promote a culture of compliance
Minimum of 2 years of experience in compliance or a related field
Knowledge of laws and regulations applicable
Excellent analytical and problem-solving skills
Strong communication and interpersonal skills
Experience with compliance software and tools is a plus
Compliance Analyst 1 Jobs
By Firstsource Healthcare At , Thousand Oaks
Excellent organizational skills and attention to detail.
Excellent written and verbal communication skills.
Knowledge of Microsoft Office Suite, including Excel and Outlook
Process inbound mail correspondence for all clients.
Review and process complaints, disputes, debt validation, and fraud claims for all clients.
Act as the liaison between law firms and clients to report and resolve the items listed above.
Data Analyst, Compliance Jobs
By current At , New York, 10011 $105,000 - $145,000 a year
Excellent communication, requirement gathering and prioritization skills.
Some statistical analytics knowledge and experience.
Drive compliance related data modeling requirements for analytics and data engineers
3+ years of experience working in the data analytics/business intelligence domain
1+ years of experience building data models, reports and dashboards in BI tools(preferably Looker)
Experience in defining and building meaningful metrics and KPIs.
Portfolio Strategy Analyst Jobs
By M&T Bank At New York, NY, United States

Contribute to the Asset Management- Quant Team, responsible for developing quantitative multi-asset models and individual equity strategies, and performing quantitative research regarding asset ...

Compliance Operations Analyst Jobs
By OpenAI At San Francisco, CA, United States
Excellent project management skills, with a track record of having delivered on complex initiatives in a fast-moving environment.
Experience operationalizing workflows to increase responsiveness with an eye toward continuous process improvement.
Experience in GRC, security, or security-adjacent fields.
Experience developing and navigating technical and compliance documentation and contract language.
Strong written communication and customer service skills with an ability to engage across all levels of internal and external leadership.
Ability to empathize and collaborate with colleagues, independently manage and run projects, and prioritize efforts for risk reduction.
Analyst, Business Compliance Jobs
By National Grid At , Melville $78,000 - $87,400 a year
Develop and Manage a robust Workplan surrounding Federal and State Gas Requirements
A Bachelor’s degree in Business Administration, Accounting, Engineering or relevant work experience.
National Grid is hiring a Analyst for our Business Compliance Department in Melville, NY.
Communicate with Control Business Owners to Ensure Compliance
Present Findings at Monthly Meetings to Leadership
Utilize GRC Archer to Track Findings, Risks, and Recommendations.
Portfolio Analyst Jobs
By Ballentine Partners, LLC At , Palm Beach Gardens, 33410, Fl $70,000 - $100,000 a year
Providing manager research support as necessary
Has strong communication skills, verbal and written
Has excellent interpersonal & relationship skills including a positive and collegial attitude
The right candidate will be someone who has the following skills:
Supporting Senior Investment Advisors (SIA) in all investment matters
Constructing portfolio trading programs for approval by SIAs
Portfolio Analyst Jobs
By Jobot At Cambridge, MA, United States
Stay abreast of market trends and developments in commercial real estate and apply this knowledge to portfolio management.
Collaborate with cross-functional teams to develop strategies for portfolio growth and risk management.
Prepare and present regular portfolio performance reports to senior management.
Strong organizational skills with the ability to manage multiple projects simultaneously and meet deadlines.
Strong Dental and Vision benefits
Bachelor's degree in Finance, Real Estate, or a related field.
Customer Compliance Analyst Jobs
By Deckers Brands At , Westlake Village, Ca
Self-driven with a high degree of autonomy, inquisitiveness, and discipline with respect to time and priority management
Knowledge of Vendor Compliance and Distribution concepts, preferably in US Retail to include footwear/apparel/accessory retailers or suppliers
Detail-oriented with strong analytical and problem-solving skills
2. Conduct research of non-compliance penalties, analyzing trends for root cause understanding, and monitoring wholesale operational performance
Excellent written and verbal communication
Proficiency in Microsoft Office, specifically with Excel for data analysis & interpretation

Are you looking for an exciting opportunity to use your compliance expertise to help protect the interests of investors? We are seeking a Portfolio Compliance Analyst to join our team and help ensure our clients' portfolios are compliant with all applicable regulations. You will be responsible for monitoring and analyzing portfolio holdings, transactions, and other activities to ensure compliance with applicable laws and regulations. If you are a detail-oriented professional with a passion for compliance, this is the perfect job for you!

A Portfolio Compliance Analyst is responsible for ensuring that a portfolio of investments meets all applicable laws and regulations. They must have a thorough understanding of the financial markets and the regulations that govern them.

What is Portfolio Compliance Analyst Skills Required?

• Knowledge of financial markets and regulations
• Analytical and problem-solving skills
• Attention to detail
• Excellent communication and interpersonal skills
• Ability to work independently and as part of a team
• Proficiency in Microsoft Office Suite

What is Portfolio Compliance Analyst Qualifications?

• Bachelor’s degree in finance, economics, accounting, or a related field
• Relevant professional certifications (e.g. CFA, CPA, etc.)

What is Portfolio Compliance Analyst Knowledge?

• Knowledge of financial markets and regulations
• Understanding of investment strategies and portfolio management
• Familiarity with financial analysis and reporting

What is Portfolio Compliance Analyst Experience?

• Previous experience in a compliance or risk management role
• Experience in portfolio management or financial analysis

What is Portfolio Compliance Analyst Responsibilities?

• Monitor portfolio investments to ensure compliance with applicable laws and regulations
• Analyze financial data to identify potential risks and compliance issues
• Prepare reports and presentations to summarize findings
• Develop and implement policies and procedures to ensure compliance
• Monitor changes in regulations and update policies