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Portfolio Compliance Analyst Jobs

Senior Portfolio Analyst Jobs
By Selby Jennings At Miami, FL, United States
Assist with portfolio management, construction, optimization, and analysis.
Provide recommendations and improvements for the portfolio through a quantitative lens.
Lead internal and external discussions with team members & investors regarding portfolio performance and initiatives.
Find patterns in data and make predictions about future market movements
Designing, researching, and managing sophisticated investment strategies through the creation of advanced quantitative models
Bachelor's degree from a top university with a strong GPA
China Portfolio Analyst Jobs
By Two Sigma At New York, NY, United States
4-8 years of experience in investment management, preferably in a portfolio-facing role focused on China and/or systematic investment strategies
Contributing to the business's success requires ownership of an expansive range of responsibilities including, but not limited to:
Solid quantitative and technical abilities
Core Benefits: Fully paid medical and dental insurance premiums for employees and dependents, competitive 401k match, employer-paid life & disability insurance
You Will Enjoy The Following Benefits
Driving longer-term strategic business initiatives
Compliance Analyst Jobs
By Intuit At Mountain View, CA, United States

This position will be part of the Intuit Compliance Organization within the overall Legal Team. The compliance program is global and covers all Intuit Inc. products and services. We are a hardworking, ...

Data/Portfolio Analyst Jobs
By Rose International At United States
• Knowledge of CoStar Real Estate Manager (portfolio and projects modules) a plus
• 3-5 years relevant work experience, with at least 3 years in commercial/corporate real estate/lease administration
Job Title: Data Analyst/ Portfolio Analyst
Duration: 4 months with possibly an extension
• Responsible for real estate data analysis and delivery
• Review of lease-related critical dates for distribution
Compliance Operations Analyst Jobs
By UC Health At , Cincinnati, 45229
Experience in compliance is preferred.
1 - 2 Years equivalent experience is preferred.
Excellent written and oral communication skills
Receive patient and associate complaints and maintain databases to track potential and/or actual violations of law or policy and reporting obligations.
Maintain Compliance Department electronic systems and build reports for data monitoring and reporting.
Provide training support for all training modalities: computer based training, new associate orientation, new leader orientation and in-service training.
Portfolio Analyst Jobs
By Deutsche Bank At , Chicago
Meet regularly with, and present recommendations/written summaries to Portfolio Managers; interact with investment management/research staff/brokers/company management/traders/outside investment analysts/etc.
Work closely with other analysts and portfolio managers to assist in company and sector analysis
BA or BS required with 0-2 years work experience
Experience and advanced understanding of Excel/VBA
Strong interpersonal skills with the ability to work autonomously and within a close group setting
A range of flexible benefits including Retail Discounts, Commuter Discounts and Gym benefits
Compliance Analyst Jobs
By The TCW Group At Los Angeles, CA, United States
Excellent written and verbal communication skills; possess strong telephonic, data entry and proofing skills
2 to 5 years of relevant investment operations, compliance and/or paralegal experience in financial services industry related to compliance responsibilities
Exceptional analytical and investigative skills, experience partnering with business and investment colleagues and aptitude for working efficiently in large organizations
Contact employees to ensure timely filings of initial, quarterly, and annual certifications
Must have outstanding attention to detail and organization skills; possess the ability to spot issues and respond timely
Experience with fixed income and various investment products including open-end funds, closed-end funds, ETFs, and private funds
Compliance Analyst Jobs
By PJT Partners At , New York, 10017 $75,000 - $90,000 a year
Strong research skills are preferred.
Excellent organization and execution skills with the ability to work efficiently and independently under demanding deadlines.
Advanced skills in PowerPoint, Excel and report building.
Strong analytical, written, and verbal communication skills.
Day to day responsibilities may include, but not limited to:
Continuously develop and improve the monitoring methodology and overall approach.
Portfolio Investment Analyst Jobs
By Fanning Personnel, a Division of Masis Staffing Solutions At Boston, MA, United States

Strong comp package and a full suite of benefits.

3+ years within financial services, proficiency with Factset, Morningstar Direct and Bloomberg all a plus!

Analyst-Compliance Jobs
By Amex At , New York $55,000 - $105,000 a year
Project management experience, especially including cross-organizational coordination on large and complex projects a plus
Strong Microsoft Office skills required
Understanding/Experience of the supervisory processes of federal bank regulators
Bachelor’s degree required, advanced degree a plus or equivalent work experience
Comprehensive medical, dental, vision, life insurance, and disability benefits
20+ weeks paid parental leave for all parents, regardless of gender, offered for pregnancy, adoption or surrogacy
Compliance Analyst Jobs
By Qgiv At Lakeland, FL, United States
Conduct training and education sessions for employees to promote a culture of compliance
Minimum of 2 years of experience in compliance or a related field
Knowledge of laws and regulations applicable
Excellent analytical and problem-solving skills
Strong communication and interpersonal skills
Experience with compliance software and tools is a plus
Compliance Analyst Specialist Jobs
By FIS Global At , Brown Deer, 53223
Maintains knowledge of applicable laws and regulations.
Offers guidance on implementing regulatory changes.
Communicates detailed requirements to LOB, validate solution approach and monitor status.
Monitors LOB compliance activities to verify that regulatory compliance deadlines and requirements are met.
Comprehensive knowledge of at least one substantive area of compliance, such as banking regulations, anti-money laundering, or anti-corruption
Monitors and communicates regulatory changes that impact FIS products, services and business activities.
Rrc - Compliance Analyst I - Well Compliance Unit
By RAILROAD COMMISSION OF TEXAS At , Austin, 78701 $3,300 - $3,800 a month
Education and experience may be substituted for a year-to-year basis.
Retirement pension with a 150% agency match – you can watch this YouTube video that describes this amazing benefit https://www.youtube.com/watch?v=AJI6M7g73-w
Experience in research, compliance analysis or monitoring, legal analysis, and/or auditing work.
General knowledge of Oil and Gas documents, procedures, and division functions.
Working knowledge of Oil and Gas rules and regulations.
General knowledge of GIS systems.
Compliance Analyst 1 Jobs
By Firstsource Healthcare At , Thousand Oaks
Excellent organizational skills and attention to detail.
Excellent written and verbal communication skills.
Knowledge of Microsoft Office Suite, including Excel and Outlook
Process inbound mail correspondence for all clients.
Review and process complaints, disputes, debt validation, and fraud claims for all clients.
Act as the liaison between law firms and clients to report and resolve the items listed above.
Data Analyst, Compliance Jobs
By current At , New York, 10011 $105,000 - $145,000 a year
Excellent communication, requirement gathering and prioritization skills.
Some statistical analytics knowledge and experience.
Drive compliance related data modeling requirements for analytics and data engineers
3+ years of experience working in the data analytics/business intelligence domain
1+ years of experience building data models, reports and dashboards in BI tools(preferably Looker)
Experience in defining and building meaningful metrics and KPIs.
Portfolio Strategy Analyst Jobs
By M&T Bank At New York, NY, United States

Contribute to the Asset Management- Quant Team, responsible for developing quantitative multi-asset models and individual equity strategies, and performing quantitative research regarding asset ...

Compliance Operations Analyst Jobs
By OpenAI At San Francisco, CA, United States
Excellent project management skills, with a track record of having delivered on complex initiatives in a fast-moving environment.
Experience operationalizing workflows to increase responsiveness with an eye toward continuous process improvement.
Experience in GRC, security, or security-adjacent fields.
Experience developing and navigating technical and compliance documentation and contract language.
Strong written communication and customer service skills with an ability to engage across all levels of internal and external leadership.
Ability to empathize and collaborate with colleagues, independently manage and run projects, and prioritize efforts for risk reduction.
Analyst, Business Compliance Jobs
By National Grid At , Melville $78,000 - $87,400 a year
Develop and Manage a robust Workplan surrounding Federal and State Gas Requirements
A Bachelor’s degree in Business Administration, Accounting, Engineering or relevant work experience.
National Grid is hiring a Analyst for our Business Compliance Department in Melville, NY.
Communicate with Control Business Owners to Ensure Compliance
Present Findings at Monthly Meetings to Leadership
Utilize GRC Archer to Track Findings, Risks, and Recommendations.
Portfolio Analyst Jobs
By Ballentine Partners, LLC At , Palm Beach Gardens, 33410, Fl $70,000 - $100,000 a year
Providing manager research support as necessary
Has strong communication skills, verbal and written
Has excellent interpersonal & relationship skills including a positive and collegial attitude
The right candidate will be someone who has the following skills:
Supporting Senior Investment Advisors (SIA) in all investment matters
Constructing portfolio trading programs for approval by SIAs
Portfolio Analyst Jobs
By Jobot At Cambridge, MA, United States
Stay abreast of market trends and developments in commercial real estate and apply this knowledge to portfolio management.
Collaborate with cross-functional teams to develop strategies for portfolio growth and risk management.
Prepare and present regular portfolio performance reports to senior management.
Strong organizational skills with the ability to manage multiple projects simultaneously and meet deadlines.
Strong Dental and Vision benefits
Bachelor's degree in Finance, Real Estate, or a related field.

Are you looking for an exciting opportunity to use your compliance expertise to help protect the interests of investors? We are seeking a Portfolio Compliance Analyst to join our team and help ensure our clients' portfolios are compliant with all applicable regulations. You will be responsible for monitoring and analyzing portfolio holdings, transactions, and other activities to ensure compliance with applicable laws and regulations. If you are a detail-oriented professional with a passion for compliance, this is the perfect job for you!

A Portfolio Compliance Analyst is responsible for ensuring that a portfolio of investments meets all applicable laws and regulations. They must have a thorough understanding of the financial markets and the regulations that govern them.

What is Portfolio Compliance Analyst Skills Required?

• Knowledge of financial markets and regulations
• Analytical and problem-solving skills
• Attention to detail
• Excellent communication and interpersonal skills
• Ability to work independently and as part of a team
• Proficiency in Microsoft Office Suite

What is Portfolio Compliance Analyst Qualifications?

• Bachelor’s degree in finance, economics, accounting, or a related field
• Relevant professional certifications (e.g. CFA, CPA, etc.)

What is Portfolio Compliance Analyst Knowledge?

• Knowledge of financial markets and regulations
• Understanding of investment strategies and portfolio management
• Familiarity with financial analysis and reporting

What is Portfolio Compliance Analyst Experience?

• Previous experience in a compliance or risk management role
• Experience in portfolio management or financial analysis

What is Portfolio Compliance Analyst Responsibilities?

• Monitor portfolio investments to ensure compliance with applicable laws and regulations
• Analyze financial data to identify potential risks and compliance issues
• Prepare reports and presentations to summarize findings
• Develop and implement policies and procedures to ensure compliance
• Monitor changes in regulations and update policies