Compliance Director - Head Of Oversight Programs, Fund And Advisor Compliance
By Vanguard At Charlotte, NC, United States
Manages and evaluates operational efficiency. Sets measurable standards leveraging internal and external resources accordingly.
Minimum of eight years related work experience. Supervisory experience preferred.
Undergraduate degree or equivalent combination of training and experience.
Strong process background and organizational skills
Vanguard is not offering visa sponsorship for this position.
Oversees the implementation of compliance controls to ensure gaps are closed.
Regional Director Of Compliance
By University of Maryland Medical System At Baltimore, MD, United States
Highly effective verbal and written communication skills are necessary to communicate and work effectively with all levels of staff and management.
Accountable for assuring timely completion of all management action plans resulting from compliance-related findings by internal audit for assigned MOs.
Bachelor’s degree or an equivalent combination of education and experience is required. Master’s degree preferred.
Current knowledge of healthcare regulatory and compliance issues. Proven organizational skills and administrative ability is required.
Management Excellence (Action, People, Financial)
Provides ongoing compliance and privacy education including regular training sessions and special topic training.
Assistant Director Of Compliance
By CIBR Warriors At Greater Houston, United States
Monitors cohort default rates at each campus and prepares default management plans, where applicable.
Bachelor’s degree or a combination of education and experience.
At least 2 years of progressive experience in Higher Education. Preferably with a focus on Title IV and Veteran Affairs regulations.
o Cohort Default Rate Management
Attend webinars, conferences, and workshops provided by the Dept. of Education, Dept. of Veteran Affairs, and other applicable governing bodies.
Salesforce experience is a plus
Director Of Controlled Substance Compliance
By Patterson Companies, Inc. At , Minneapolis-Saint Paul
Demonstrated success in prioritization and time-management.
Develop, implement, manage, and maintain a robust Controlled Substances Compliance Program across our network.
Work collaboratively across businesses and teams to develop and implement regulatory requirements and strategies.
A minimum of ten (10) years’ experience working in regulatory compliance and/or operations, with prior experience managing controlled substance programs.
Excellent analytical and problem-solving skills, with senior level competency in managing ambiguous situations and issues.
Strong interpersonal skills with a collaborative and energetic style.
Director Compliance Jobs
By Corporate Solutions Tech At San Francisco, CA, United States
Demonstrated knowledge and experience in working with air quality management districts and
This position will provide leadership and support to the VP- Operations and site Management teams.
Develop, implement, and maintain learning management system (including compliance, O&M and
Manage site EHS Coordinators and Corporate Compliance Manager
Provides support and oversite to EHS Coordinators and plant managers in government audits for
Maintains supporting relationship with Plant Managers and Asset Managers for project specific
Assistant Director Of Compliance
By University of South Carolina At , Richland
13 Paid Holidays (including an extended December holiday)
About University of South Carolina
Safety Sensitive or Security Sensitive
If Research Grant/Time Limited, give end date
Director, Compliance Jobs
By Oklahoma Complete Health At , Oklahoma City

You could be the one who changes everything for our 28 million members. Centene is transforming the health of our communities, one person at a time. As a diversified, national organization, you’ll ...

Director/Sr. Director Benefits Compliance
By First Dollar At Austin, TX, United States
Time management and prioritization skills
Professional certification in benefits or related HR area
Be the subject matter expert on compliance with benefits processes, reporting, audits, and corresponding government regulations (ERISA, HIPAA, HSA, FSAs, etc.)
Conduct new client compliance assessments, including the identification and tracking of required federal and state compliance responsibilities
Develop and deliver external, client-based education training series and compliance material both independently and in collaboration with First Dollar staff
Develop and communicate compliance requirements for new product and feature launches as well as new partner implementations
Assistant Director Of Compliance
By CIBR Warriors At United States
Monitors cohort default rates at each campus and prepares default management plans, where applicable.
Bachelor’s degree or a combination of education and experience.
At least 2 years of progressive experience in Higher Education. Preferably with a focus on Title IV and Veteran Affairs regulations.
o Cohort Default Rate Management
Attend webinars, conferences, and workshops provided by the Dept. of Education, Dept. of Veteran Affairs, and other applicable governing bodies.
Salesforce experience is a plus
Director Of Compliance Jobs
By Hamlyn Williams At Beverly Hills, CA, United States
Working knowledge of compliance requirements in the UK & Singapore-AIFMD is a plus
Run quarterly and annual certification process
2-5 years of direct, hands on compliance experience within a Private Equity Firm, RIA or Compliance Consulting Firm
Hands on experience with monitoring software (MCO, ComplySci etc.)
Strong working knowledge of the Advisers Act and best practices of compliance and risk program
Facilitate annual compliance review with external compliance advisor
Director Of Research Compliance
By Kean University At Union, NJ, United States

Reporting to the Vice President for Research, the Director of Research Compliance ensures compliance with federal, state, and University regulatory requirements related to research activities and ...

Director, Head Of Quality Compliance
By Meet At New Jersey, United States
Main POC with the FDA, management of external vendors
Experience with large molecules, biologics (ideally experience in monoclonal antibodies)
BPDR - Biological Product Deviation Report experience
Director, Head of Quality Compliance – Competitive Salary + Benefits
To be successful in this role, your experience will need to include
Establishing the Quality department on a new site
Director Of Compliance Jobs
By Hollis Cobbs Associates At Duluth, GA, United States

The Compliance Director is responsible for the company’s overall adherence to all Federal and State laws related to Hollis Cobb’s operations. This position is independent of the operations and ...

Compliance Director Jobs
By Pacific Life At Omaha, NE, United States
Coordinate with CCO and risk pillar leads to ensure seamless knowledge sharing and symbiotic benefits of program efforts.
State specific compliance program requirements
10+ years of experience in the Insurance Industry including variable product experience.
The Experience You Will Bring
Your Benefits Start Day 1
Formalization and documentation w/in the Integrated Risk Platform
Director Of Compliance Jobs
By Dreamscape Companies At Las Vegas, NV, United States
Excellent interpersonal, analytical, research and managerial experience leading teams with audits and projects.
Strong organizational skills, solution-driven, analytical thinker.
Excellent written and oral communication skills.
Maintains exceptional customer service at every interaction.
Elicits analyzes, interprets compliance information, and assists in resolving discrepancies.
Requires ability to organize, prioritize and complete numerous tasks under time constraints while maintaining attention to detail.
Director Of Compliance Assurance
By Beyond Finance At United States
Experience in enterprise risk programs, compliance, operations or project management, or other relevant experience
Key Knowledge, Skills And Experience
We achieve cultural, consistent, commercial compliance - striving for regulatory risk management as a competitive advantage
Leadership: support and lead direct reports in their careers through ongoing performance management and development
Knowledge of the FS industry and in particular how great customer journeys and communications impacts customer comprehension and experiences
If we build it, they will come - we are visible, helpful, make our interactions a positive experience
Director, Employee Compliance Jobs
By Magic Leap At Plantation, FL, United States
15+ years experience in US employment law and regulatory requirements typically achieved through progressive HR or legal experience
Maintain deep expertise in employee relations, including Equal Employment Opportunity, affirmative action, FLSA and FLMA requirements
Strong oral and written communication skills
Consulting orientation with strong impact and influence and listening, understanding and responding skills
Exceptional oral and written communication skills
Develop training content on employment practices and deliver content as a subject matter expert.
Compliance Director Jobs
By Jenzabar At United States
Should have strong conflict management skills
Advise the top management on business operations relating to investment, risks, and any other policy development
Advise management on the company’s compliance with laws and regulations through detailed reports
SEC Knowledge and experience (required)
Experience in public company as Compliance Manager/Director is required (experience in transition from private to public preferred)
Exceptional knowledge of legal requirements and procedures
Director Of Compliance Jobs
By Investigo At Greater Boston, United States
Early-stage pipeline development and pre-commercialization experience; addressing any issues and risk management.
Manage a hotline system and third-party screening and other risk management programs.
5+ years of relevant industry experience within the biopharmaceutical industry.
Strong working knowledge of healthcare law topics (i.e.: GDPR, PDMA, FCA, FCPA, Sunshine Act, etc.)
Experience in creating and presenting effective and impactful lectures and training programs.
Previous experience managing a hotline system and responding to any legal and compliance queries.
Head Of Compliance Jobs
By Lili At New York City Metropolitan Area, United States
Lead the Compliance team and manage periodic audits, reporting requirements , regulatory examinations and assessments.
Maintain current knowledge of applicable laws and regulations and understand regulatory impact of changes to the product offering.
Manage internal know-your-customer (KYC) and anti-money laundering (AML) policies.
At least 5 years of legal and/or compliance experience within the banking and/or Fintech space.
Strong analytical, organizational, and prioritizing skills.
Lili is seeking an experienced Compliance Officer to join our NYC team.

Are you an experienced Compliance professional looking for an opportunity to make a real impact? We are looking for a Director of Compliance to join our team and lead our organization's compliance efforts. You will be responsible for developing and implementing a comprehensive compliance program, ensuring compliance with applicable laws and regulations, and providing guidance and support to the organization. If you are a motivated self-starter with a passion for compliance, this is the perfect opportunity for you!

The Director of Compliance is responsible for ensuring that the organization adheres to all applicable laws, regulations, and standards. This includes developing and implementing policies and procedures to ensure compliance with applicable laws, regulations, and standards. The Director of Compliance must also monitor the organization’s compliance with these laws, regulations, and standards and report any non-compliance to the appropriate authorities.

What is Director of Compliance Skills Required?

• Knowledge of applicable laws, regulations, and standards
• Ability to develop and implement policies and procedures
• Excellent communication and interpersonal skills
• Ability to identify and resolve compliance issues
• Strong problem-solving and analytical skills
• Ability to work independently and as part of a team
• Excellent organizational and time management skills

What is Director of Compliance Qualifications?

• Bachelor’s degree in law, business, or a related field
• Relevant professional certification (e.g. Certified Compliance Professional)
• 5+ years of experience in a compliance-related role

What is Director of Compliance Knowledge?

• Knowledge of applicable laws, regulations, and standards
• Knowledge of risk management principles
• Knowledge of data privacy and security regulations

What is Director of Compliance Experience?

• Experience developing and implementing policies and procedures
• Experience monitoring compliance with applicable laws, regulations, and