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Compliance And Ethics Officer Jobs in New York, New York

Humanitarian Affairs Officer/Oversight And Compliance, (Tjo).P3 (Temporary Job Opening)
By United Nations OCHA At New York, United States
Maintains a record of ongoing cases of alleged fraud or misuse of funding in the context of Country-Based Humanitarian Pooled Funds.
Organizes and participates in work groups, meetings, conferences, consultations with other agencies and partners on humanitarian and emergency relief-related matters.
Performs other duties as required.
Compliance Analyst - Code Of Ethics
By Atlantic Group At New York, NY, United States
Supporting the management of employee trade preclearance, outside business activities, and personal investments
Conducting regular reviews and evaluations to ensure compliance with regulatory requirements and internal policies
1-3 years of experience in a compliance role within the financial industry
Strong understanding of regulatory requirements and industry standards
Effective communication skills, both written and verbal
Assisting in the implementation and maintenance of the firm's compliance program
Compliance Officer, Strategy And Projects
By TP ICAP At New York, United States
Support the Global Compliance Manager with the implementation of the Global Compliance strategy, plan and projects within AMER
Excellent planning and execution skills, attention to detail and problem-solving skills
Mange tasks with effective structure and organisation skills and ownership to deliver high quality results
Experience of a Compliance Function and Compliance risks and processes
Experience of an inter-dealer broking business is preferred.
Fulfil additional/ad hoc duties as required to meet the needs of the business
Ai Ethics And Policy Reporter
By Bloomberg At , New York, 10261, Ny $90,000 - $120,000 a year
Knowledge of a broad range of applications of artificial intelligence technology.
Commitment to the idea that journalism can and should hold the powerful to account.
A record of high-impact stories that changed perceptions.
Your copy is clear, succinct and well organized.
Ability to work quickly under deadline pressure.
Capable of contributing to a range of platforms, including Bloomberg Terminal, the web, Bloomberg Businessweek, Bloomberg TV and short video formats.
Compliance Associate - Code Of Ethics
By Hamlyn Williams At New York, NY, United States
1-4 years of asset management experience, preferably with Advisers Act experience.
Strong understanding of the asset management industry as well as knowledge of SEC regulations
Excellent written and verbal communication skills, and good judgment.
Assist with the build out and maintenance of the code of ethics program utilising starcompliance system
Assist in the oversight of all gifts & entertainment, insider trading and staff onboarding
Assist with compliance training programs.
Director, Ethics Jobs
By United Nations At , New York, Ny

Evaluation of qualified candidates may include an assessment exercise which may be followed by competency-based interview.

Director Of Ethics & Compliance And Enterprise Risk
By FARFETCH At New York, NY, United States
Develop, manage, grow, and motivate a team of risk and compliance professionals
You possess relevant certifications (e.g. CFE, CCEP-I, ACAMS)
Experience is both hands-on and strategic in a fast-paced, dynamic, team-oriented environment
Positive and approachable demeanor with exceptional interpersonal, communication, and collaboration skills
Drive the development and continuous improvement of Farfetch’s ethics & compliance and risk programs’ strategy and operations
Advise the business on risk-based and pragmatic solutions in order to address emerging regulatory and enterprise risks
Senior Analyst Ethics & Compliance
By JetBlue At New York, NY, United States
Experience in fraud prevention, third-party management, corporate communications, and training for a publicly traded company.
Research regulatory requirements and ensure requirements are met for all locations JetBlue serves
Three (3) years of experience in a compliance, legal or internal audit environment.
Strong analytical, research, and investigative skills.
Experience developing policies and procedures that impact multiple business units and international jurisdictions.
Maintain and update at least annually JetBlue’s Code of Conduct to ensure current and relevant and provide guidance to Crewmembers.
Compliance And Bsa Officer
By Climate First Bank At Florida, United States
Communication and writing skills are critical.
We are changing FINANCE to finance CHANGE!
Maintain a comprehensive training program that addresses Bank policies and procedures, as well as applicable federal and state laws and regulations.
Coordinate with federal and state regulatory examiners during BSA and compliance examinations, and function as the primary examination contact.
Maintain and revise, as necessary, the Bank's compliance program.
Present regular reports to the Board of Directors concerning the Bank's current record of BSA and compliance.
Vice President, Ethics & Compliance
By Outset Medical, Inc. At United States
Outset also offers the following benefits:
Develop & manage effective training & communication in support of Outset’s ethics & compliance program
At least 15+ years’ of progressive experience in healthcare compliance
Prior experience building & maturing compliance programs in the healthcare industry
Experience building & managing high performing teams in a fast paced & dynamic environment
Excellent written, verbal, team building skills, problem solving, & analytical skills
Director, Compliance And Ethics Operations, Ethics Remediation
By Walmart At Bentonville, AR, United States
Experience as a subject matter expert in identifying and mitigating enterprise risk
Strong communication skills to interact with senior leadership and stakeholders
Experience working in global cross-functional teams
Oversee remediation from significant ethics investigations across geographic and subject matter areas
Engage key stakeholders in the development, execution, and evaluation of appropriate remediation plans
Analyze and integrate trends and patterns to determine the root causes of problems and identify solutions
Compliance & Ethics Specialist Jobs
By UPS At Atlanta, GA, United States
Creates, develops, and maintains reports and dashboards to support the customer compliance management.
Provides support and oversight of corporate compliance matters to Area Sales Managers, Compliance Managers, and the Legal department.
Advanced knowledge of Excel, Access, Power Bi and SQL - Preferred
Follows up with internal partners to assist with customer compliance.
Investigates non-compliant activities and records findings.
Assists with the development, implementation, and monitoring of customer compliance and adherence to policies and procedures.
Global Director Of Ethics And Compliance
By CDW At United States
Proactively manage to CDW legal budget.
JD Degree from an accredited law school and 7 years of experience in a corporate/in-house ethics and compliance environment
Master’s Degree in a related field and 8 years of experience in a corporate/in-house ethics and compliance environment
Strong problem-solving skills with a pragmatic orientation. Ability to balance strategic and tactical issues.
Exceptional interpersonal skills, with an ability to inspire trust and confidence with internal and external stakeholders.
Experience providing advice, guidance and counsel on international regulatory issues and/or within an international organization.
Director, Ethics & Compliance Jobs
By Cummins Inc. At Nashville Metropolitan Area, United States
Professional experience in a relevant field (e.g., Ethics & Compliance, Legal, Audit/Forensic, Risk Management) is preferred
10 years of experience in ethics and compliance, and /or privacy legal experience in law firm, government, in-house or a combination
Previous supervisory experience of a global team
Hire, develop, train, and manage a global team of ethics, compliance professionals.
Manages complexity - Making sense of complex, high quantity, and sometimes contradictory information to effectively solve problems.
Develops strategic policies and procedures for the ethics and compliance function
Director Ethics & Compliance Jobs
By Lima Corporate At United States
• Manage Lima USA annual compliance needs
• Manage US Compliance Department budget
• Develop and maintain a written U.S. compliance program in conjunction with Lima HQ program
• Aid Sales Agents in development of Sales Agents Compliance program
• Development of Online training for all Lima U.S. employees and Sales Agents
• Review and approve with Lima Compliance Board U.S. needs analysis
Chief Ethics And Compliance Officer
By Millennium Physician Group At Fort Myers, FL, United States
Sets and manages to the applicable financial, operational, and quality objectives as related to the compliance program.
Produces, coordinates and oversees compliance education and training with a goal of consistent and constant performance improvement.
Manages and promotes the compliance hotline and reporting systems.
Minimum of 10 years of experience in corporate compliance.
Experience in a compliance leadership role within a healthcare or life sciences entity (value based care experience preferred).
Hold a CHC certification, with CHPC or CCEP preferred.
Deputy Compliance Officer, Office Of Ethics, Risk & Compliance Services (6060U) 57112
By University of California Berkeley At , Berkeley, 94720 $140,000 - $184,200 a year

Deputy Compliance Officer, Office of Ethics, Risk & Compliance Services (6060U) 57112 About Berkeley At the University of California, Berkeley, we are committed to creating a community that fosters ...

Sr. Director, Ethics & Compliance Learning And Development
By Activision Blizzard At Orange County, CA, United States
Ability to collaboratively work with a wide range of individuals, including senior management
Bachelor’s degree and minimum of 10 years of work experience
Minimum of 8 years of combined experience in ethics & compliance training development
Outstanding written and oral communication skills
Development and rollout of in-person, virtual, and asynchronous all-employee training
Partner with other leaders in Ethics & Compliance to ensure subject matter expertise in content development
Analyst, Global Compliance & Ethics
By Royal Caribbean Group At ,
Communicate policies/guidelines to management and designated departments
Prepare memoranda, reports, and presentations for management as requested.
Data security/IT and/or audit/controls experience or knowledge helpful, but not required.
Train employees on industry compliance requirements.
Minimum 3+ years of experience working in a compliance or legal environment.
Ability to build relationships with cross functional teams including HR, Finance, IT, Legal and various business functions
Ethics/Compliance Specialist Jobs
By Reyes Holdings At Irvine, CA, United States
Manage the administration and maintenance of the Company’s internal case management system (“EthicsPoint”)
Ability to manage multiple projects simultaneously, excellent organizational and prioritization skills, and high attention to detail
Assist with the annual Ethics Certification process
0-1 years of experience in a Legal, Ethics & Compliance or Human Resources related role
Excellent verbal and written communication skills
This position must pass a post-offer background and drug test
Director, Specialty Compliance And Ethics, Aml Testing And Monitoring
By Walmart At Bentonville, AR, United States
Certified Anti-Money Laundering Specialist (CAMS) or Certified Internal Auditor (CIA) certification
Internal audit, external audit, or controls testing and monitoring experience
Experience leading projects, including providing constructive feedback to associates working on the project
Strong communication skills to interact with senior leadership and stakeholders, specifically helping to guide discussions around issues and corrective action plans
Experience working in cross-functional teams within a corporate environment
Provide guidance and support to the Lead Reviewers of individual projects which assess and test key controls within processes