Analyst - Best Interest Supervision - Remote | Wfh

Are you ready to be part of an organization that's not only growing but also changing lives for the better? At our company, we're all about making a positive impact on people's financial goals and personal wealth management strategies. Every team member contributes to this mission, and the satisfaction that comes from it is unparalleled. Imagine having the freedom to support causes close to your heart while working in an inclusive and vibrant environment. Your journey to a fulfilling future begins right here.
Role Overview
Are you ready to take on an exciting challenge? As a key member of our team, you will be responsible for reviewing and analyzing Best Interest recommendations, ensuring they align with our policies, procedures, and the regulatory framework. You'll have the chance to engage in meaningful conversations, provide guidance, and foster growth among our representatives. Plus, you'll play a vital role in maintaining the integrity of our operations.
What You'll Be Doing
Independently manage and prioritize reviews to ensure timely completion
Collaborate with business leaders to address and resolve cases needing attention
Respond thoughtfully to findings and escalations, contributing to the continuous improvement of our processes
Work closely with supervision and team leaders to identify training needs and opportunities for individual growth
Assess representatives' proficiency and make recommendations for training enhancements
Qualifications That Make You Stand Out
Bachelor's Degree preferred or five years of experience in financial services
Required FINRA SIE, 6, 26 licensing
Additional registrations such as 63, 65, and 66 are a plus
What Will Truly Set You Apart
Knowledge of Qualified Plans, IRA, and NQ account types
Advanced skills in MS Office - Excel, Word, PowerPoint, SharePoint
Why Choose Us
Your Well-being Is Our Priority. Here's What We Offer
Comprehensive medical, dental, vision, and life insurance coverage
Secure your future with our 401(k) plan, including generous company matching contributions
Pursue your education with tuition reimbursement up to $5,250/year
Enjoy a business-casual environment with the option to wear jeans
Generous paid time off, including company holidays and floating holidays
Make a difference with paid volunteer time – 16 hours per year
Leave of absence programs including paid parental leave and disability options
Engage with our Business Resource Groups (BRGs) for meaningful connections and personal growth
Base Salary Range
$61,800.00 - $87,375.00
Note: Compensation may vary based on location, experience, and individual performance.
We Embrace Diversity
We are proud to be an equal opportunity employer committed to diversity. We welcome individuals from all backgrounds to apply. Your unique qualities are what make our team exceptional.
Join Us
If you're excited about this opportunity and ready to grow, apply today. Let's shape a brighter financial future together.
Job Review
Work Experience: Extensive Experience
Working Schedule: Flexible working hours
Education: Bachelor's Degree
Type of Employment: Contingent Work
Requirements: Proficiency in Microsoft Office
Benefits: Skill development, Supplementary health insurance, Bonus opportunities
Shifts: Will be discussed during the interview process
Employment Type: Full-Time
Salary: $ 61,000.00 87,000.00 Per Year