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Supervision Assistant Jobs

Senior Compliance Analyst, Business Supervision
By Zillow At United States
Apply expertise in offshore program management to coordinate contract workers and ensure compliance with regulations and requirements
5+ years demonstrated ability in program management or similar experience
Proven experience in program management environments
4+ years of real estate industry experience, including an understanding of applicable compliance requirements
2+ years of experience in real estate sales or leadership
Demonstrated experience in crafting and managing Airtable or other similar databases
Head Of Supervision Jobs
By Atria Wealth Solutions At San Diego Metropolitan Area, United States
Proved experience in change management, controls design, and strong people management skills.
Supervise a remote/hybrid team that
7+ years of relevant securities experience in Compliance or Supervision.
Strong verbal and written communication skills
Ability to manage time effectively
Duties And Responsibilities – What You Will Do
Supervision Advisor Jobs
By Guardian Life Insurance Company At , Remote
Communicating effectively (both written and oral) with agency management and field reps using clear, concise, and understandable language.
Proficient in MS Office skills including Excel, SharePoint, Word and Power Point.
Excellent verbal and written communications skills
Strong knowledge of FINRA, SEC, and State rules and regulations
Strong knowledge of variable annuities, structured notes, mutual funds and other financial products
Choice of [high deductible/copay] medical plans* with prescription drugs, including coverage for fertility and transgender inclusive benefits
Assistant Community Supervision Officer
By Coryell County At Gatesville, TX, United States

Summary of Responsibilities : The primary function of the Assistant Community Supervision Officer is to supervise indirect cases that are transferred out of Coryell County. Provides assistance to ...

Program Manager, Member Supervision Operations Office
By Finra At , Philadelphia $104,500 a year
Experience related to project management, Business/Operational readiness and associated change methodologies
Experience working in matrix/cross-functional team management
Directly related experience in positions of increasing responsibilities. Experience must include medium-to-large scale program experience
Primary relationship manager and strategic partner for program leadership’s internal communications
Primary relationship manager and strategic partner for program leadership
Assign tasks to appropriate Program Analysts and or workgroups analyzing staff capabilities and capacity against required deliverables.
Analyst - Best Interest Supervision - Remote | Wfh
By Get It Recruit - Finance At Greenwood Village, CO, United States

Are you ready to be part of an organization that's not only growing but also changing lives for the better? At our company, we're all about making a positive impact on people's financial goals and ...

Deputy Program Director, Community Supervision + Technology (Remote)
By Council of State Governments At , New York, 10007, Ny $107,881 - $128,856 a year
Demonstrated experience successfully managing multiple projects while coaching and developing staff in their respective project management roles
Deliver leading field expertise, assistance, knowledge, writing, and presentations that advance and inform program/policy area.
Extensive policy/research knowledge of criminal justice and related policy areas
Experience with correctional, behavioral health, or criminal justice data
Experience with research, code, and/or data sharing in state and local government and across various criminal justice systems
Demonstrated experience aligning the interests of internal leadership, funders, and community partners to move strategic project initiatives forward
Central Supervision Principal Jobs
By U.S. Bank At United States
Basic term and optional term life insurance
Pregnancy disability and parental leave
401(k) and employer-funded retirement plan
Paid vacation (from two to five weeks depending on salary grade and tenure)
Up to 11 paid holiday opportunities
FINRA Series 7 and 63 or 65/66 are required
Deputy Program Director, Community Supervision + Technology (Remote)
By The Council of State Governments At New York City Metropolitan Area, United States
Demonstrated experience successfully managing multiple projects while coaching and developing staff in their respective project management roles
Deliver leading field expertise, assistance, knowledge, writing, and presentations that advance and inform program/policy area.
Extensive policy/research knowledge of criminal justice and related policy areas
Experience with correctional, behavioral health, or criminal justice data
Experience with research, code, and/or data sharing in state and local government and across various criminal justice systems
Demonstrated experience aligning the interests of internal leadership, funders, and community partners to move strategic project initiatives forward
Project Manager, Community Supervision + Technology (Remote)
By The Council of State Governments At New York City Metropolitan Area, United States
Specific responsibilities of the project manager include, but are not limited to, the following:
Supervise and develop the skills of 1-2 direct reports and provide direction for other project staff.
Ability to supervise staff, clarify workloads, and develop the skills and competencies in staff's professional development goals
Ability to engage, lead, and manage project teams to successfully deliver project goals and deliverables
Demonstrated experience successfully managing large projects across multiple teams/divisions and external partners
Ability to work remotely with autonomy, understand technology, and effectively communicate across platforms
Mgr, Supervision Jobs
By LPL Financial At Iowa, United States
Identify and report significant gaps in policy, procedure and controls to management, while offering corrective actions for consideration and implementation.
Prior leadership/team management experience preferred
Interact appropriately and confidently with Senior Management.
Prioritize tasks and project management
Must have extensive product and industry knowledge
A minimum of 7 years’ experience in supervision, compliance and/or regulatory matters.
Supervision (Osj) Analyst / Finra
By Atria Wealth Solutions At San Diego Metropolitan Area, United States
Run and analyze reports on behalf of department management
May be asked to travel to conduct onsite audit and/or training visits to representatives and branches as determined by Management.
Bachelor's degree (B. A.) from four-year college or university; or 2 years of equivalent combination of education and experience.
Excellent analytical skills with a strong knowledge of product and business models within the retail securities industry
Knowledge of suitability and compliance experience would be a plus
Remote – USA for the right candidate
Head Of Supervision Jobs
By Atria Wealth Solutions At Greater Houston, United States
Proved experience in change management, controls design, and strong people management skills.
Supervise a remote/hybrid team that
7+ years of relevant securities experience in Compliance or Supervision.
Strong verbal and written communication skills
Ability to manage time effectively
Duties And Responsibilities – What You Will Do
Field Supervision Officer Ii
By Edward Jones At Washington, DC, United States
General understanding of compliance or industry experience is preferred
One to two years of compliance experience is preferred
Bachelor's degree or equivalent experience is preferred, but not required
Review of non-supervisory and basic supervisory client and branch activity to identify fraudulent or manipulative activity.
Review of electronic communication for branch teams and home office associates.
Verify account information and accuracy through contacts with our clients and branch teams.
Advisor, Supervision- Trade Review (Remote Option Available)
By Raymond James Financial At , Saint Petersburg, 33716, Fl
Any equivalent combination of experience, education, and/or training approved by Human Resources.
Salary Range: CO, NY, CA, WA (based on Education, Work Experience, and Geographic Location)
Performs other duties and responsibilities as assigned.
Suitability and other compliance issues involved with branch manager/FA trading activity.
Independently manage and complete multiple projects and tasks; work independently with minimal direct supervision.
Use appropriate interpersonal styles and communicate effectively and professionally, both orally and in writing, with all organizational levels including branch managers/FAs.
Community Supervision Ofc 1 Jobs
By State of Georgia At Whitfield County, GA, United States

Internal Contact Name: Sherry Lee Tate

Community Supervision Ofc 1 Jobs
By State of Georgia At Richmond County, GA, United States

🔍 Georgia - Richmond - Augusta (https://careers.georgia.gov/jobs/25821/other-jobs-matching/location-only) Hot 📁 (https://careers.georgia.gov/landingpages/law-enforcement-opportunities-at-team-georgi ...

Community Supervision Ofc 1 Jobs
By State of Georgia At Walker County, GA, United States

🔍 Georgia - Walker - Lookout Mountain (https://careers.georgia.gov/jobs/25976/other-jobs-matching/location-only) Hot 📁 (https://careers.georgia.gov/landingpages/law-enforcement-opportunities-at-team ...

Supervision Officer Jobs
By City of Cleveland At , Cleveland, Oh $50,187 - $65,244 a year
KNOWLEDGE, QUALIFICATIONS, SKILLS and ABILITIES
Manages individual caseload and maintains and monitors all conditions and reporting requirements.
Verifies defendants’ current bond status and provides current bond status updates to the Sherriff’s Office and Clerk of Courts Office.
Ability to communicate effectively with co-workers, supervisors, defendants, judges, Sheriff’s Office staff, and Clerk’s Office staff.
Reviews conditions of release/diversion with clients granted release or diversion.
Determines level of risk; reviews all assigned cases.
Regional Supervision Manager Jobs
By Advisor Group At , Leesburg, 20175, Va
Minimum 3 years of Supervision or Compliance experience
Excellent analytical and problem-solving skills.
Excellent written and oral communication skills, including the ability to diplomatically find solutions to assist financial professionals and internal business partners.
Regional Supervision Manager (Home Office Principal – Triad)
ALL Locations/Remote (Open to qualified candidates across U.S.)
Accept new accounts on behalf of the firm