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Business Compliance Analyst Jobs

Senior Business Compliance Analyst
By Honda of America Mfg., Inc. At Torrance, CA, United States
Captive/auto finance or banking experience preferred
Excellent time management and organizational ability
Lead medium to large initiatives, document business requirements for projects, initiatives and corrections for compliance related items with BOS CCIB.
6 years of relevant experience with leadership roles
Leadership, business analysis, process mapping and business communication including documentation and managing complex business requirements
Business analysis, process mapping and business communication including documenting business requirements, user acceptance testing and project coordination
Compliance Analyst Jobs
By Theoria Medical At Michigan, United States
Familiarity with Monday.com or other project management software preferred
Organize and manage files for Compliance
5 years minimum experience in healthcare field
Excellent proofreading and typing skills required
Monday through friday, 40 - 50 hours per week
8:30 a.m. and 5 p.m.
Compliance Analyst ($80K - $150K)
By Henderson Harbor Group At New York City Metropolitan Area, United States
Minimum of 3 years relevant residential mortgage data/collateral experience at mortgage company, asset management firm or due diligence firm.
Must have knowledge of compliance/TRID requirements related to loan originations, particularly residential loans with commercial sponsors, multifamily, Non-QM, and QM.
Manage post settlement curative side letter process with sellers/vendors.
Experience in clearing collateral, title, and compliance discrepancies.
Experience with reperforming/nonperforming residential loans.
Ability to manage servicer, custodian, and client issues daily.
Compliance Analyst Jobs
By Apex Systems At Maryland, United States
· Minimum of five (5) years of experience in a securities-related compliance program.
· Attention to detail, good data analytical skills, accuracy and critical thinking are essential.
Reviews the quality of employee account disclosures and identifies apparent compliance issues. Addresses incomplete or untimely disclosures.
Ensures timely maintenance of the electronic account feeds, investigating and resolving apparent issues. Escalates unresolved matters to the Associate Director.
Drafts updates to written procedures and presents those to the Associate Director.
· Ability to function effectively in a team environment is required.
Compliance Analyst Jobs
By i3 Bank At Bennington, NE, United States
Develop and maintain commercial banking credit and treasury management relationships through community involvement and building and maintaining business networks.
Strengthen and manage existing account relationships and loan portfolios.
Ensure that certification or deletion of collateral is made by the appropriate personnel.
Bachelor’s degree with a major in Finance, Business, Economics or Accounting or a related field. MBA preferred.
Minimum of 7 years of demonstrated credit underwriting and loan structuring experience.
Advanced experience in financial statement and tax return analysis.
Compliance Analyst Jobs
By Intuit At San Diego, CA, United States
Strong project management skills with the ability to manage multiple projects simultaneously.
Compliance, risk management, expense management and/or audit
Third party risk management and related compliance considerations, including due diligence, purchasing and expense management systems
Reviewing and decisioning of third-party risk management legal compliance processes against applicable policies, standards and guidelines.
Minimum of four (4) years of direct work experience in:
Flexibly assist in other areas of concern to benefit Intuit’s legal compliance posture.
Compliance Analyst Ii Jobs
By FIS At United States
Maintains knowledge of applicable laws and regulations
Offers guidance on implementing regulatory changes
Communicates detailed requirements to LOB, validate solution approach and monitor status
Monitors LOB compliance activities to verify that regulatory compliance deadlines and requirements are met
Comprehensive knowledge of at least one substantive area of compliance, such as banking regulations, anti-money laundering, or anti-corruption
Monitors and communicates regulatory changes that impact FIS products, services and business activities
Compliance Analyst Jobs
By Sierra Executive Solutions Inc At Las Vegas Metropolitan Area, United States
Bachelor’s degree in accounting, finance, business management, or a related field.
Excellent organizational, project, and time management skills
Advise management on the company’s compliance with laws and regulations through detailed reports.
Banking industry experience a plus; knowledge of and experience in the Bank Secrecy Act is valuable in this role.
Working knowledge of regulatory compliance requirements and procedures.
Implement and manage an effective compliance program.
Compliance Analyst Jobs
By Golden Entertainment, Inc. At Las Vegas, NV, United States
Monitor compliance with regulatory requirements, update and implement as determined by management
Identify and analyze compliance risks, provide recommendations to management and take necessary actions to eliminate or minimize risk as determined
Such other compliance related responsibilities that may be assigned from time-to-time by the BSA /Corporate Compliance Director and/or Compliance Manager
Proven experience with excellent communication and organization skills
Manage training of employees and department staff responsible for AML compliance
3 years’ experience in a compliance department, internal audit department, gaming regulatory position or a combination of similar experience
Compliance Analyst Jobs
By First Entertainment Credit Union At West Hollywood, CA, United States
Experience in financial services compliance, audit, credit union/ bank operations, or risk management within the financial services industry
Provide support on Vendor Management to ensuring risk assessments and due diligence are performed on all vendors
Thorough knowledge of Credit Union products and services, procedures and guidelines, and field of membership requirements
In-depth knowledge of regulations applicable to essential responsibilities
Strong problem-solving skills to effectively research, investigate, and offer solutions to issues that are more complex and difficult in nature
Ability to interact effectively with all levels of management, legal counsel, law enforcement, regulators, auditors and examiners, while maintaining strict confidentiality
Compliance Analyst Jobs
By MassMutual Ascend At Cincinnati, OH, United States
Focused one-on-one meetings with your manager
Prepares and files regulatory and compliance documents and/or reports for state/federal regulatory authorities
Participates in matters related to OFAC, FinCEN and other federal regulatory authorities
Participates in maintaining and retrieving materials from various departmental databases and files
Builds working relationships with state insurance departments and/or other regulatory authorities
Acts as a liaison between the organization, specific departments/business units, third party vendors, and regulatory authorities
Business Analyst-Payroll Compliance. Jobs
By NYU Langone Health At New York, NY, United States
Create and maintain a Payroll/MyTime knowledgebase by building FAQs.
Identify data integrity issues, partner with MyTime systems team to troubleshoot and resolve.
Review timecard data to ensure that procedures are being followed, including but not limited to Attestation, missed punches, excessive overtime.
Monitor Employee attestation, follow up with leadership on rejected status, partner with Labor Relations on escalations.
Review Timecard data for compliance and to identify trends that warrant further examination.
Review/Audit Timecards for proper approvals, follow up and escalate for areas not in compliance with NYULMC Timecard approval policies.
Compliance Analyst Jobs
By John Hancock At Massachusetts, United States
This is a remote position open to candidates from any US state.
Perform Average Benefit Testing, Benefits Rights and Feature Testing as needed.
Ability to assess problems and appropriately apply technical knowledge to deliver accurate solutions for general compliance issues.
You obsess about customers, listen, engage, and act for their benefit.
A competitive salary and benefits packages.
A growth trajectory that extends upward and outward, encouraging you to follow your passions and learn new skills.
Compliance Analyst Jobs
By UnityPoint Health At Des Moines, IA, United States
At direction of manager support the Compliance Program in developing and reporting compliance metrics for system-wide benefit.
Assist in completing special focused audits and analytic requests designated by management.
Development – We believe equipping you with support and development opportunities is an essential part of delivering a remarkable employment experience.
Investigates and resolves matters of significance, including coordinating and conducting assessment of internal controls to ensure compliance requirements are met.
Two years healthcare compliance or privacy experience.
Two years of experience in compliance, auditing, monitoring, data collection, analysis, trending and reporting
Compliance Analyst Jobs
By Xplor At Oregon, United States
Coordinate in the management and reporting of merchants in the Early Warning or Excessive Chargeback Monitoring programs.
Liaise with the sponsor bank for the management of Suspicious Activity Reporting (“SAR”).
Performs other related duties as assigned by management.
Serve as subject matter expert on Card Brand and Debit Network Rules, requirements, industry trends, and best practices.
Continue education through industry and Association newsletters, seminars and events. Recommend updates to company policies/practices based on evolving rules/regulations.
Prioritize and manage workloads to meet deadlines
Compliance Analyst Jobs
By Phaxis At Jersey City, NJ, United States
At least 2-3 years of BSA/AML banking compliance experience.
Strong verbal and written communication skills.
Excellent PC skills (MS Word, Excel, Internet).
Basic knowledge of SWIFT payment system a plus.
Conducts necessary searches as required by OFAC/FinCEN and other related regulations including FinCEN 314(a).
Prepares a complete and accurate set of BSA/AML daily and periodic monitoring reports and conduct initial analysis for review.
Compliance Analyst Jobs
By Rockefeller Capital Management At New York, NY, United States
Demonstrated compliance, supervision or legal experience with a broker-dealer or registered investment advisor required, knowledge of complex products is a plus
Working knowledge and experience of Investment Advisers Act of 1940, Investment Company Act of 1940; knowledge of UCITS regulations
Skilled in Microsoft suite, including, Word, Excel, and PowerPoint and database experience
Previous experience working on a Compliance testing, internal audit or consulting firm teams
Knowledge of the securities industry, from a product, corporate governance, compliance and operational perspective
Strong business judgment compliance skills
Compliance Analyst Jobs
By PJT Partners At New York, United States
1-5 years of online compliance experience involving surveillance/monitoring and projects within a consulting firm or in the Financial Industry
Experience with the development and administration of compliance systems
Excellent organization and execution skills with the ability to work efficiently and independently under demanding deadlines
Strong analytical, written and verbal communication skills
Day to day responsibilities may include, but not limited to:
Understanding and remaining current with applicable regulations, trends, issues, and best practices to recommend and/or develop appropriate monitoring and control processes.
Business Analyst, Compliance Systems, Amazon Private Brands
By Amazon At Seattle, WA, United States
3+ years of tax, finance or a related analytical field experience
Experience defining requirements and using data and metrics to draw business insights
5+ years of Excel (including VBA, pivot tables, array functions, power pivots, etc.) and data visualization tools such as Tableau experience
3+ years of business or financial analysis experience
Experience making business recommendations and influencing stakeholders
3+ years of experience with Tableau, AWS technologies (QuickSight, Redshift, S3, EMR), Power BI, or other data visualizations software
Compliance Analyst Jobs
By Atlantic Group At Connecticut, United States
Strong organizational and time management skills
Effective communication and interpersonal skills
Assisting the Chief Compliance Officer and compliance team in overseeing the compliance program
Reviewing and evaluating compliance matters within the organization
Monitoring and maintaining compliance processes, documentation, and record-keeping
Assembling compliance reports and assisting with regulatory filings

Are you looking for an exciting opportunity to join a dynamic team and make a real impact? We are looking for a Business Compliance Analyst to join our team and help ensure our company is compliant with all applicable laws and regulations. You will be responsible for developing and implementing compliance policies, monitoring compliance activities, and providing guidance to business units. If you are an analytical thinker with a passion for compliance, this could be the perfect job for you!

Overview A Business Compliance Analyst is responsible for ensuring that a company’s operations and activities comply with applicable laws and regulations. They are responsible for monitoring and evaluating the organization’s compliance with applicable laws and regulations, and for developing and implementing policies and procedures to ensure compliance. Detailed Job Description A Business Compliance Analyst is responsible for ensuring that a company’s operations and activities comply with applicable laws and regulations. This includes researching and analyzing relevant laws and regulations, developing and implementing policies and procedures to ensure compliance, monitoring and evaluating the organization’s compliance with applicable laws and regulations, and providing guidance and advice to management on compliance matters. The Business Compliance Analyst is also responsible for conducting internal audits and investigations, and for preparing reports and recommendations to management on compliance issues. Job Skills Required
• Knowledge of applicable laws and regulations
• Strong analytical and problem-solving skills
• Excellent communication and interpersonal skills
• Ability to work independently and as part of a team
• Ability to manage multiple tasks and prioritize work
• Proficiency in Microsoft Office applications
Job Qualifications
• Bachelor’s degree in business, law, or a related field
• Relevant experience in a compliance or legal role
• Professional certification in compliance or a related field (e.g., Certified Compliance Professional)
Job Knowledge
• Knowledge of applicable laws and regulations
• Knowledge of corporate governance and risk management
• Knowledge of internal audit and compliance processes
• Knowledge of industry best practices
Job Experience
• At least two years of experience in a compliance or legal role
• Experience in conducting internal audits and investigations
• Experience in developing and implementing policies and procedures
Job Responsibilities
• Research and analyze applicable laws and regulations
• Develop and implement policies and procedures to ensure compliance
• Monitor and evaluate the organization’s compliance with applicable laws and regulations
• Provide guidance and advice to management on compliance matters
• Conduct internal audits and investigations
• Prepare reports and recommendations to management on compliance issues