Cfo/Coo Jobs

Position Overview:

The CFO/COO will play a pivotal role in the strategic and operational management of Outset Global. This dual-role executive will oversee the financial operations and ensure the broker-dealer remains compliant with FINRA regulations, while also spearheading operational strategies and tactics. The ideal candidate will have extensive experience in financial management within a broker-dealer environment and possess an in-depth understanding of FINRA rules and regulations.

Key Responsibilities:

Financial Oversight:

--Direct and oversee all financial functions including accounting and reporting.

--Manage firm capital to ensure adequate net capital compliance.

--Ensure accuracy and compliance of FOCUS reports and other financial filings.

Regulatory & Compliance:

--Maintain current knowledge of FINRA, SEC, and other regulatory body requirements.

--Ensure the company is in compliance with all FINRA regulations.

--Coordinate with compliance staff and external auditors on annual audits and reviews.

Operational Management:

--Oversee daily operations to ensure efficiency and effectiveness.

--Develop and implement operational strategies, structures, and processes with the use of technology/automation

--Collaborate with other executive team members on company strategy and execution.

Risk Management:

--Monitor and manage firm risks, ensuring they are in line with the firm's risk appetite.

--Oversee the creation and management of an effective business continuity plan.

Team Leadership & Development:

Ensure appropriate training programs for staff on industry-specific topics and compliance.

Qualifications:

--Bachelor's degree in Finance, Accounting, Business, or related field; Master's or MBA preferred.

--Current Series 27 (FINRA Financial and Operations Principal) license.

--Extensive experience in a broker-dealer environment, with a strong understanding of FINRA rules and regulations.

--Proven experience in financial management, operations, and strategy development.

--Strong analytical, decision-making, and problem-solving skills.