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Securities Processing Associate Jobs

Trading Operations Associate - Securities Clearing/Settlements
By DA Financial Trading Recruitment At New Jersey, United States
• Risk management system (15c3-5) monitoring and use
• Minimum of 5 years’ experience working in operations and/or securities clearing
• Bachelor’s degree in finance, accounting, business administration, or a related field
This is a permanent role, hybrid working (3 days in the office.)
The salary is very competitive which includes a discretionary bonus.
• Proficient in using KYC/AML tools and databases
Mortgage-Backed Securities (Mbs) Trading Assistant - Associate - Vice President
By Deutsche Bank At New York, NY, United States
A hybrid working model, allowing for in-office / work from home flexibility, generous vacation, personal and volunteer days
Competitive compensation packages including health and wellbeing benefits, retirement savings plans, parental leave, and family building benefits
Educational resources, matching gift and volunteer programs
Bachelor's degree and relevant experience
Strong, market /regulatory knowledge and appropriate escalation awareness Highly organized with the ability to work in a team atmosphere
Strong analytical skills: ability to utilize different techniques to resolve problems
Associate Director, Processing Jobs
By Community Sponsorship Hub At , Remote $89,000 - $97,000 a year
Maintain current knowledge of issues impacting the program.
At least five years progressive experience in programming related to refugee resettlement, displacement or supporting vulnerable populations.
At least one year experience with sponsorship initiatives.
Experience in US Refugee Admissions Program a strong asset.
Experience in refugee processing or processing of other displaced populations a strong asset.
Strong computer skills, including Microsoft Office and database platforms
Securities Quantitative Analytics Associate
By Wells Fargo At New York, NY, United States
Experience in team development and revision control systems such as git or SourceForge
Proficiency in big data and distributed file systems, such as one of Hadoop, Cloudera or Google Cloud
Predictive modeling using statistical and machine learning techniques and statistical inference
Stochastic analysis specifically in the context of financial variables such as volatility, interest rates and intraday price trends
P&L explanation analysis and statistical back-testing methods over continuous and panel data
Non-linear Optimization and Monte-Carlo Simulation
Securities Operations Consultant Jobs
By LevelUP At New York, NY, United States
Ensure all appropriate legal and regulatory requirements are met and foster a “Compliance and due process culture”
Undergraduate Degree or equivalent experience
Minimum of 3-5 years of Operations experience in broker dealer or investment
Knowledge of Vendor applications; Broadridge, and Depository functions (such
Provide operational/functional securities support for Sales and Trading businesses across all Legal entities
Ensure the timely processing of all post settlement activity
Processing And Delivery Associate
By Zillow At United States
Proficient in using productivity tools such as project management software, spreadsheets applications and document management systems.
Strong Organizational Skills: Ability to lead multiple tasks, prioritize work, and meet deadlines while maintaining attention to detail.
Bachelor's degree or equivalent experience in business operations or customer service.
Proven experience leading and executing on deliverables.
Strong Troubleshooting and Problem-solver: Identify and resolve operational issues or bottlenecks; collaborating with teams to implement corrective measures and prevent recurrence.
Meticulousness and accuracy in documentation
Securities Associate Jobs
By Principle Recruiting At Greater Minneapolis-St. Paul Area, United States
Under 2000 billable hours requirement.
JD Required - Top Law School preferred.
Hybrid work - 1-2 days in the office required, the rest of the week can be online or in person.
National presence - multiple offices and locations. Applicants from throughout Minnesota, Missouri, and Kansas are also welcome to apply.
Asset Based Finance - Securities Operations, Associate
By Blackstone At New York, NY, United States
Experience with Advent Geneva; Bloomberg knowledge would be a plus.
Working knowledge of security operations with Loans, Fixed Income products, and the trade life cycle.
Experience working with technology professionals on ad-hoc system enhancements.
Prior experience working closely with traders a plus.
2+ years of experience in trade support or middle office role.
Responsible for Client Relationship Maintenance
Payroll Processing Associate Jobs
By Avacend Inc At Columbus, OH, United States
• Candidate must possess excellent communication skills, both verbal and written.
• Basic Level Required - MS Office Excel and Access (primarily data entry)
• Payroll experience preferred but not required
BOULEVARD SUITE 300 COLUMBUS OH 43235
1 - Monday, 2 - Tuesday, 3 - Wednesday, 4 - Thursday, 5 - Friday
• Training on the UPS systems will be provided
Data Processing Associate Jobs
By Spirit Of America Corporation At Arlington, VA, United States
Data entry in Salesforce, Intacct, and other financial systems.
Excellent interpersonal and communications skills in both one-on-one and group settings.
Create and run reports in Salesforce, identifyingareas in need of cleaning.
Clean up data in Excel using formulas.
Conduct mass uploads to Salesforce via 2 different methods (data loader and data import wizard).
Write the help text anddescriptionfor existing Salesforce Fields.
Crypto/ Securities Associate, Remote Position
By Sterlington At New York, NY, United States

To apply, send your resume to [email protected]

Loan Processing Associate Jobs
By Crown Mortgage of the West At United States
Proficient computer skills, including experience with loan processing software and other relevant tools.
Strong organizational skills and the ability to multitask, prioritize tasks, and manage workload efficiently.
Conduct interviews with customers to gather necessary loan details, ensuring all information is accurately captured and documented.
Generate reports summarizing loan-related data, contributing to the overall efficiency and effectiveness of the loan processing operations.
Process loan applications, carefully reviewing and verifying all information provided by customers to ensure accuracy and completeness.
Provide assistance during loan closings, coordinating with relevant parties to ensure a smooth and seamless process.
Financial Analyst Or Associate, Complex Securities Valuation
By Houlihan Lokey At New York, United States
Bachelor’s or Master’s degree in a quantitative discipline (e.g. finance, statistics, mathematics, economics, engineering)
1 - 3 years of experience in financial reporting valuation for a Financial Analyst
3-6 years of experience in financial reporting valuation for an Associate
Strong knowledge of financial instruments, derivatives valuation theory, and statistical methods
Keen analytical capabilities with high attention to detail
Proficient verbal and written communication skills
Securities & Derivatives Associate Analyst-Hybrid
By Citi At Getzville, NY, United States

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EEO is the Law Supplement

Securities And Governance Counsel
By Lattice Semiconductor At Austin, TX, United States
Excellent organization and time management skills
Manages outside counsel, proxy advisors and other governance consultants.
Minimum of 10 years of private practice and/or in-house experience in securities compliance, corporate governance, and corporate secretarial matters
Experience handling the preparation and distribution of shareholder, Board of Directors, and committee meeting materials
Experience with filing 10-K, 10-Q, proxy statement, and other SEC required filings accurately and on time
Must possess excellent presentation and communication skills
Processing Associate Jobs
By Rapaport At New York, United States
Assist Trade Manager with preparation of all sales and auctions
Perform data entry and assist with the preparation of auction catalogs
Track, manage, and update all client charges incurred
Review stones and provide recommendations for certification
Strong written, verbal communication skills a must
Candidates must possess the following skills and qualities:
Senior Associate, Gift Processing
By NPR, Inc. At , Washington, Dc $31.25 - $33.65 an hour
Able to proactively problem solve to make adjustments or corrections in consultation with finance and gift processing team
Maintain standard operating procedures for gift data entry and maintenance
Manage quarterly pledge analysis process
Work closely with the gift processing team to manage and coordinate general accounting, monthly reconciliation of gifts, and annual audit requests
Strong PC skills, proficiency in Excel
Motivated and dependable, ability to prioritize workload independently, manage time efficiently, consistently meet required deadlines
Operations & Data Management Associate, Global Markets, Asset Backed Securities
By BMO Harris Bank At , Chicago, 60603, Il
2-5 years combined academic coursework or experience in operations management, MIS, business intelligence, or similar
Support complex change management projects: establish new financing vehicles, develop procedures for new funding products, design new reporting protocols
Business Operations & Data Management
Manage effective relationships with business partners, such as Accounting, Legal & Compliance, and IT
Manage wires, reconcile daily cash flows, and resolve trade settlement issues
Manage performance monitoring of securitization loans
Securities Lending Trader Jobs
By Macquarie Group Limited At , New York, 10019, Ny $162,000 - $253,000 a year
Strong skills in risk management, particularly interest rate risk
Minimum of 5 years of prior hard to borrow trading experience
Product experience in Stock Loan. In addition, UST Repo & Total Return Swaps experience is helpful
Experience with Funding, balance sheet, credit risk, interest rate, FX and capital optimisation will be beneficial.
Technology skills: ability to drive technology enhancements is essential. Coding skills will be beneficial
Strong knowledge of the various securities financing vendors
Receptionist Td Securities Jobs
By TD Bank At , New York, 11205, Ny $40,000 - $48,000 a year
Prioritize and manage own workflow to ensure efficiency and effectiveness.
Support the team by continuously developing knowledge, including maintaining proficiency with software applications/programs and/or department specific systems as required.
EOE/Minorities/Females/Veterans/Individuals with Disabilities/Sexual Orientation/Gender Identity.
Deliver a high level of customer service to Wholesale Banking businesses.
Responsible for internal and external conference room bookings, including AV, Food & beverage and miscellaneous set-up requests.
Answer telephones in a professional, courteous and timely manner. Respond to all inquiries and requests independently or direct appropriately.

Are you looking for an exciting opportunity to join a dynamic team in the securities processing industry? We are looking for a Securities Processing Associate to join our team and help us provide the highest quality of service to our clients. You will be responsible for managing the day-to-day operations of the securities processing department, including processing trades, reconciling accounts, and ensuring accuracy of data. If you have a passion for finance and a commitment to excellence, this could be the perfect job for you!

Overview Securities Processing Associates are responsible for the accurate and timely processing of securities transactions. They are responsible for ensuring that all transactions are properly recorded and that all regulatory requirements are met. They must be knowledgeable about the securities markets and have a strong understanding of the regulatory environment. Detailed Job Description Securities Processing Associates are responsible for the accurate and timely processing of securities transactions. This includes verifying the accuracy of trade data, ensuring that all regulatory requirements are met, and ensuring that all transactions are properly recorded. They must be knowledgeable about the securities markets and have a strong understanding of the regulatory environment. They must also be able to identify and resolve any discrepancies in the data. Additionally, they must be able to communicate effectively with clients and other departments to ensure that all transactions are processed correctly. Job Skills Required
• Knowledge of securities markets and regulations
• Ability to identify and resolve discrepancies in data
• Excellent communication and customer service skills
• Attention to detail and accuracy
• Ability to work independently and as part of a team
• Proficiency in Microsoft Office applications
Job Qualifications
• Bachelor’s degree in finance, accounting, or related field
• Previous experience in securities processing or related field
• Knowledge of securities markets and regulations
• Ability to identify and resolve discrepancies in data
• Excellent communication and customer service skills
Job Knowledge
• Knowledge of securities markets and regulations
• Understanding of the regulatory environment
• Knowledge of financial instruments and products
• Understanding of accounting principles and practices
• Knowledge of securities processing systems and procedures
Job Experience
• Previous experience in securities processing or related field
• Experience in customer service or financial services
• Experience in data entry and record keeping
• Experience in problem solving and resolving discrepancies
Job Responsibilities
• Verify the accuracy of trade data
• Ensure that all regulatory requirements are met
• Ensure that all transactions are properly recorded
• Communicate effectively with clients and other departments
• Identify and resolve any discrepancies in the data
• Monitor and report on securities processing activities
• Maintain accurate records and documentation