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Trading Operations Associate - Securities Clearing/Settlements
Company | DA Financial Trading Recruitment |
Address | New Jersey, United States |
Employment type | FULL_TIME |
Salary | |
Category | Capital Markets,Banking,Financial Services |
Expires | 2023-09-22 |
Posted at | 9 months ago |
A leading Financial Trading Technology company (based in Jersey City, New Jersey) are looking to recruit an 'Operations Associate'.
This is a permanent role, hybrid working (3 days in the office.)
The salary is very competitive which includes a discretionary bonus.
You must have good knowledge of the Securities Operations, Onboarding (including KYC and AML regulations) and Settlements/Clearing experience to be considered for this role.
Responsibilities Include:
• Proficient in using KYC/AML tools and databases
• Reconciling daily firm settlements
• Processing client cash money movements
• Reconciling client and house security positions
• Reconciling client and house cash balances
• Risk management system (15c3-5) monitoring and use
• Client order entry system monitoring and use
• Interacting with clearing brokers and executing counterparties
• Reviewing and processing of corporate actions
• Reviewing and advising position holders on voluntary corporate actions
• Processing dividend-related items
• Familiarity with the following software applications is a plus: Jira; Socure; Accuant; and Comply Advantage
Required Qualifications:
• Minimum of 5 years’ experience working in operations and/or securities clearing
• FINRA Series 7, 24, and 63. Additional licenses are a plus but not required
• Bachelor’s degree in finance, accounting, business administration, or a related field
• Strong written and verbal communication skills, including the ability to effectively communicate complex concepts to diverse stakeholders
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