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Portfolio Compliance Analyst Jobs

Customer Compliance Analyst Jobs
By Deckers Brands At , Westlake Village, Ca
Self-driven with a high degree of autonomy, inquisitiveness, and discipline with respect to time and priority management
Knowledge of Vendor Compliance and Distribution concepts, preferably in US Retail to include footwear/apparel/accessory retailers or suppliers
Detail-oriented with strong analytical and problem-solving skills
2. Conduct research of non-compliance penalties, analyzing trends for root cause understanding, and monitoring wholesale operational performance
Excellent written and verbal communication
Proficiency in Microsoft Office, specifically with Excel for data analysis & interpretation
Portfolio Data Analyst Jobs
By JKB Advisors At New York, NY, United States
Experience with data management, data analytics, and data quality
Prepare and analyze data to create and generate reports and documents used in the portfolio management processes
Manage, analyze, and review data quality (internal and external data sources)
Leverage technology capabilities to automate and increase efficiencies with reporting and analysis
2 - 3 years of experience in an investment-related field and understanding of investment portfolios/process
Familiarity with SQL and data visualization tools
Compliance Analyst Specialist Jobs
By FIS Global At , Brown Deer, 53223, Wi
Maintains knowledge of applicable laws and regulations.
Offers guidance on implementing regulatory changes.
Communicates detailed requirements to LOB, validate solution approach and monitor status.
Monitors LOB compliance activities to verify that regulatory compliance deadlines and requirements are met.
Comprehensive knowledge of at least one substantive area of compliance, such as banking regulations, anti-money laundering, or anti-corruption
Monitors and communicates regulatory changes that impact FIS products, services and business activities.
Compliance Analyst I Jobs
By Cherokee Federal At , Washington, 20001, Dc $95,207 - $98,207 a year
Compliance Analyst I Experience, Education, Skills, Abilities requested:
Bachelor's Degree or combination of education and at least 2 years of regulatory compliance and ITAR experience
Ability to synthesize information and develop recommendations for management.
Review license requests referred from DTCL to ensure compliance with registration requirements.
Good interpersonal skills and ability to resolve disputes in a timely and professional manner.
Good written and verbal communication skills and presentation skills. Writing samples may be required.
Portfolio Analyst Jobs
By Digital Realty At , Boston, Ma
2 years of experience in real estate analysis/asset management, commercial leasing, commercial lending, or a financial analyst role is strongly preferred.
Prepare investment analyses for the portfolio management team on various properties.
Working knowledge or understanding of Yardi, and Excel modeling. Prior experience with Argus is beneficial but not required.
Manage the preparation and consolidation of annual budgets, quarterly forecasts, and long-term cash flow projections.
A bachelor's degree in Finance, Accounting, Business, Real Estate or a similar field.
A team player mentality, sharp communication skills, strong enthusiasm to learn, and resourcefulness in situations with limited guidance.
Jr Portfolio Administration Analyst
By Security Benefit At Des Moines, IA, United States
Strong organizational and time management skills to prioritize tasks and meet deadlines in a fast-paced environment.
Monitor and escalate any unresolved discrepancies or outstanding issues to management, providing timely updates and recommendations for resolution.
What Security Benefit Can Offer You:
Collaborate with investment managers, custodians, and trustees to resolve any discrepancies or issues identified during the reconciliation process.
Maintain accurate records and documentation of reconciliation activities, including reports, logs, and audit trails, to support internal controls and regulatory requirements.
Bachelor's degree in finance, accounting, or a related field.
Compliance Analyst Ii Jobs
By Cherokee Federal At , Washington, 20001, Dc $100,000 - $119,000 a year
Compliance Analyst II Experience, Education, Skills, Abilities requested:
Bachelor's degree or combination of education and experience with regulatory compliance or civil or criminal enforcement.
Ability to synthesize information and develop recommendations for management based on an analysis of the information.
Review submitted information to ensure compliance with criminal violation requirements, foreign ownership and control, and notices of changes.
At least 5 years of regulatory experience.
Good interpersonal skills and ability to resolve disputes in a timely and professional manner.
Portfolio/Research Analyst Jobs
By Selby Jennings At Los Angeles Metropolitan Area, United States

At least 2+ years of experience ideally in a Portfolio Analyst or Research Analyst position

A quantitative educational background preferred

Compliance Analyst Jobs
By Remitly At , Seattle, 98101, Wa $57,592 - $71,990 a year
Continuing education and corridor travel benefits
Learn and share knowledge in a global team environment
Assist your manager with projects on an ad-hoc basis
1- 2 years of experience investigating unusual activity and filing of regulatory reports related to AML, CTF, Fraud Investigations.
Substantive knowledge of AML and fraud regulations and related typologies within the fintech industry.
Experience in identifying and analysing patterns in transactional behaviour and determining if regulatory reporting is required.
Portfolio Analyst Jobs
By Capital Search Group At Arlington, VA, United States

Our financial services client located in Arlington, VA (2-3 days in office) is seeking a Portfolio Analyst to join their organization. Duties include managing their portfolios (asset based revolving ...

Government Compliance Analyst Jobs
By Leidos At United States
Bachelor’s degree in Accounting, Finance, Business Administration or a related major coupled with 2-4 years of related experience
Assist in designing and implementing automation solutions to streamline and improve reporting capabilities
Intermediate Microsoft Excel skills, including pivots, vlookups, sumif, and concatenate functions
Working knowledge of GAAP, FAR, DFARS and CAS
Working knowledge of Government Contracting
Well-developed analytical and research abilities
Compliance Analyst ($80K - $150K)
By Henderson Harbor Group At United States
Minimum of 3 years relevant residential mortgage data/collateral experience at mortgage company, asset management firm or due diligence firm.
Must have knowledge of compliance/TRID requirements related to loan originations, particularly residential loans with commercial sponsors, multifamily, Non-QM, and QM.
Manage post settlement curative side letter process with sellers/vendors.
Experience in clearing collateral, title, and compliance discrepancies.
Experience with reperforming/nonperforming residential loans.
Ability to manage servicer, custodian, and client issues daily.
Compliance Business Analyst Jobs
By Benjamin Douglas At New York City Metropolitan Area, United States
3+ years experience working with CLO and/or Fund Finance investment vehicles or equivalent
Demonstrated understanding of alternative asset (Corporate Loan, High Yield Bond, Derivatives) analytics, order management systems and pre/post trade compliance concepts
3+ years experience in analytical role(s) - writing business requirements and/or translating CLO indenture language
Attend business requirements gathering sessions to gather high level requirements, document the scope of work and contribute to the estimation process
Gather requirements and produce Business Requirement Documents (BRDs) or Design Documents for client approval and subsequent implementation by the Allvue team
Effectively communicate any product defects or enhancements to product team members for inclusion in our standard configuration offering
Compliance Data Analyst Jobs
By Lyft At Seattle, WA, United States
Define metrics and produce accurate reports and data analysis in a timely manner to meet contractual and regulatory requirements
3+ years of relevant experience:
Experience with Python/R or other statistical programming language
Experience with git/github or other version control software
Knowledge of ETL concepts and data warehousing procedures, knowledge of Apache Airflow
Knowledge of Tableau or any other data analysis dashboard is preferred
Compliance Data Analyst Jobs
By Lyft At Nashville, TN, United States
Define metrics and produce accurate reports and data analysis in a timely manner to meet contractual and regulatory requirements
3+ years of relevant experience:
Experience with Python/R or other statistical programming language
Experience with git/github or other version control software
Knowledge of ETL concepts and data warehousing procedures, knowledge of Apache Airflow
Knowledge of Tableau or any other data analysis dashboard is preferred
Compliance Analyst Jobs
By Media Riders Inc. At Texas, United States
• Assist in-house attorneys with legal research and work on special projects as assigned by management.
Experience researching and analyzing state laws, regulations and insurance department guidelines and provide compliance expertise.
Experience drafting contract language that is clear, concise and which complies with state and federal laws.
Experience preparing responses to objections from Insurance Departments regarding product filings and regulatory reports.
**THIS IS A FULLY REMOTE POSITION**
(1) prepare checklists, certifications, transmittals, and submission letters;
Portfolio Analyst Jobs
By C2R Ventures At Greater Boston, United States
Assist research and portfolio management teams with enhancing existing signals and creating new signals
Minimum of undergraduate and/or graduate coursework in finance, mathematics, statistics, computer science, economics, or accounting
Previous coding experience in Python, Matlab or R necessary
0-5 years of quantitative analysis experience preferred
Strong programming and statistical analysis skills
Detail oriented, good verbal and written communication skills and a collaborative personality
Portfolio Analyst Jobs
By Deutsche Bank At Jacksonville, FL, United States
Assist the portfolio managers in managing and servicing the discretionary portfolio management (DPM) clients
Undergraduate degree in Business, Finance, or related field or equivalent work experience
A hybrid working model, allowing for in-office / work from home flexibility, generous vacation, personal and volunteer days
Competitive compensation packages including health and wellbeing benefits, retirement savings plans, parental leave, and family building benefits
Educational resources, matching gift and volunteer programs
Assist the Portfolio Managers in coordinating overall investment strategy and portfolio construction in line with the overall strategic asset allocation
Compliance Analyst Jobs
By Theoria Medical At Michigan, United States
Familiarity with Monday.com or other project management software preferred
Organize and manage files for Compliance
5 years minimum experience in healthcare field
Excellent proofreading and typing skills required
Monday through friday, 40 - 50 hours per week
8:30 a.m. and 5 p.m.
Compliance Data Analyst Jobs
By Lyft At San Francisco, CA, United States
Define metrics and produce accurate reports and data analysis in a timely manner to meet contractual and regulatory requirements
3+ years of relevant experience:
Experience with Python/R or other statistical programming language
Experience with git/github or other version control software
Knowledge of ETL concepts and data warehousing procedures, knowledge of Apache Airflow
Knowledge of Tableau or any other data analysis dashboard is preferred

Are you looking for an exciting opportunity to use your compliance expertise to help protect the interests of investors? We are seeking a Portfolio Compliance Analyst to join our team and help ensure our clients' portfolios are compliant with all applicable regulations. You will be responsible for monitoring and analyzing portfolio holdings, transactions, and other activities to ensure compliance with applicable laws and regulations. If you are a detail-oriented professional with a passion for compliance, this is the perfect job for you!

A Portfolio Compliance Analyst is responsible for ensuring that a portfolio of investments meets all applicable laws and regulations. They must have a thorough understanding of the financial markets and the regulations that govern them.

What is Portfolio Compliance Analyst Skills Required?

• Knowledge of financial markets and regulations
• Analytical and problem-solving skills
• Attention to detail
• Excellent communication and interpersonal skills
• Ability to work independently and as part of a team
• Proficiency in Microsoft Office Suite

What is Portfolio Compliance Analyst Qualifications?

• Bachelor’s degree in finance, economics, accounting, or a related field
• Relevant professional certifications (e.g. CFA, CPA, etc.)

What is Portfolio Compliance Analyst Knowledge?

• Knowledge of financial markets and regulations
• Understanding of investment strategies and portfolio management
• Familiarity with financial analysis and reporting

What is Portfolio Compliance Analyst Experience?

• Previous experience in a compliance or risk management role
• Experience in portfolio management or financial analysis

What is Portfolio Compliance Analyst Responsibilities?

• Monitor portfolio investments to ensure compliance with applicable laws and regulations
• Analyze financial data to identify potential risks and compliance issues
• Prepare reports and presentations to summarize findings
• Develop and implement policies and procedures to ensure compliance
• Monitor changes in regulations and update policies