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Portfolio Compliance Analyst Jobs in New York

China Portfolio Analyst Jobs
By Two Sigma At New York, NY, United States
4-8 years of experience in investment management, preferably in a portfolio-facing role focused on China and/or systematic investment strategies
Contributing to the business's success requires ownership of an expansive range of responsibilities including, but not limited to:
Solid quantitative and technical abilities
Core Benefits: Fully paid medical and dental insurance premiums for employees and dependents, competitive 401k match, employer-paid life & disability insurance
You Will Enjoy The Following Benefits
Driving longer-term strategic business initiatives
Compliance Analyst Jobs
By PJT Partners At , New York, 10017 $75,000 - $90,000 a year
Strong research skills are preferred.
Excellent organization and execution skills with the ability to work efficiently and independently under demanding deadlines.
Advanced skills in PowerPoint, Excel and report building.
Strong analytical, written, and verbal communication skills.
Day to day responsibilities may include, but not limited to:
Continuously develop and improve the monitoring methodology and overall approach.
Analyst-Compliance Jobs
By Amex At , New York $55,000 - $105,000 a year
Project management experience, especially including cross-organizational coordination on large and complex projects a plus
Strong Microsoft Office skills required
Understanding/Experience of the supervisory processes of federal bank regulators
Bachelor’s degree required, advanced degree a plus or equivalent work experience
Comprehensive medical, dental, vision, life insurance, and disability benefits
20+ weeks paid parental leave for all parents, regardless of gender, offered for pregnancy, adoption or surrogacy
Data Analyst, Compliance Jobs
By current At , New York, 10011 $105,000 - $145,000 a year
Excellent communication, requirement gathering and prioritization skills.
Some statistical analytics knowledge and experience.
Drive compliance related data modeling requirements for analytics and data engineers
3+ years of experience working in the data analytics/business intelligence domain
1+ years of experience building data models, reports and dashboards in BI tools(preferably Looker)
Experience in defining and building meaningful metrics and KPIs.
Portfolio Strategy Analyst Jobs
By M&T Bank At New York, NY, United States

Contribute to the Asset Management- Quant Team, responsible for developing quantitative multi-asset models and individual equity strategies, and performing quantitative research regarding asset ...

Portfolio Data Analyst Jobs
By JKB Advisors At New York, NY, United States
Experience with data management, data analytics, and data quality
Prepare and analyze data to create and generate reports and documents used in the portfolio management processes
Manage, analyze, and review data quality (internal and external data sources)
Leverage technology capabilities to automate and increase efficiencies with reporting and analysis
2 - 3 years of experience in an investment-related field and understanding of investment portfolios/process
Familiarity with SQL and data visualization tools
Compliance Business Analyst Jobs
By Benjamin Douglas At New York City Metropolitan Area, United States
3+ years experience working with CLO and/or Fund Finance investment vehicles or equivalent
Demonstrated understanding of alternative asset (Corporate Loan, High Yield Bond, Derivatives) analytics, order management systems and pre/post trade compliance concepts
3+ years experience in analytical role(s) - writing business requirements and/or translating CLO indenture language
Attend business requirements gathering sessions to gather high level requirements, document the scope of work and contribute to the estimation process
Gather requirements and produce Business Requirement Documents (BRDs) or Design Documents for client approval and subsequent implementation by the Allvue team
Effectively communicate any product defects or enhancements to product team members for inclusion in our standard configuration offering
Compliance Data Analyst Jobs
By Lyft At New York, NY, United States
Define metrics and produce accurate reports and data analysis in a timely manner to meet contractual and regulatory requirements
3+ years of relevant experience:
Experience with Python/R or other statistical programming language
Experience with git/github or other version control software
Knowledge of ETL concepts and data warehousing procedures, knowledge of Apache Airflow
Knowledge of Tableau or any other data analysis dashboard is preferred
Portfolio Analyst Jobs
By Man Group At New York City Metropolitan Area, United States
Provide support for the wider team of investment professionals in client solutions, including portfolio construction and management.
Undergraduate degree with proven 3-5 years of experience within the finance industry required
Must convey excellent written skills
Strong numerical and analytical skills
Self-starter and goal orientated focus with ability to manage their own time effectively
Detailed knowledge of Microsoft office applications
Compliance Analyst ($80K - $150K)
By Henderson Harbor Group At New York City Metropolitan Area, United States
Minimum of 3 years relevant residential mortgage data/collateral experience at mortgage company, asset management firm or due diligence firm.
Must have knowledge of compliance/TRID requirements related to loan originations, particularly residential loans with commercial sponsors, multifamily, Non-QM, and QM.
Manage post settlement curative side letter process with sellers/vendors.
Experience in clearing collateral, title, and compliance discrepancies.
Experience with reperforming/nonperforming residential loans.
Ability to manage servicer, custodian, and client issues daily.
Credit Portfolio Analyst - Ap
By Paychex At Highland Hills, OH, United States
Acts as a point of contact for Senior Credit Analysts and Senior Management for end debtor credit limits and reviews.
Implements and maintains super user status for portfolio management risk-based software
Identifies and implements process improvements, manages special projects as assigned by senior management.
3 years of experience in Banking/Finance/Accounting environment with emphasis on commercial credit.
Bachelor's Degree in Business, Finance, or Accounting related - Preferred
Approval of credit limit decisions up to a determined amount.
Senior Analyst - Portfolio Strategist
By Green Rock Energy Partners At New York, NY, United States
oOversee production of financial/operational data for regular portfolio management meetings to review the business’s performance metrics
oMaintain financial model, including 10-year forecast updates as informed by management team
oPreparation of presentation materials for management team and board meetings
·Detail-oriented, analytical, and resourceful with excellent organizational skills
·Strong communication and interpersonal skills, including a demonstrated ability to write effectively
oSupport financial functions such as annual audit processes and valuation exercises
Portfolio Analyst (Hybrid Work Model)
By Swiss Re At New York, NY, United States
Review portfolio risk monitoring and credit loss forecasts for senior management
Prior experience with fixed income products across Loans, Corporates and Securitized; High Yield and Distressed debt experience also a plus
Knowledge of following concepts; Probability of Default, Loss Given Default, Effective Interest Rate, Exposure at Default and Scenario Design.
Understanding of Credit provisioning under IFRS for fixed income, and knowledge of valuation methodologies and statistical techniques securities a plus
Primary Responsibilities Of The Analyst Role Include
Review Quarterly asset performance and provide deep analytics & insights and valuation related support
Analyst, Portfolio Retention Jobs
By Arbor Realty Trust At New York, NY, United States
Possess excellent analytical, communication, organizational and multi-tasking skills
The Analyst will have the following duties and responsibilities, including but not limited to:
Collect, review, and analyze financial exhibits & market data for debt structure modeling in Excel
Conduct due diligence of the borrower
Complete market research through third party information sources
Coordinate with the originator and the underwriting department in the processing of the applications.
Compliance Analyst Jobs
By Rockefeller Capital Management At New York, NY, United States
Demonstrated compliance, supervision or legal experience with a broker-dealer or registered investment advisor required, knowledge of complex products is a plus
Working knowledge and experience of Investment Advisers Act of 1940, Investment Company Act of 1940; knowledge of UCITS regulations
Skilled in Microsoft suite, including, Word, Excel, and PowerPoint and database experience
Previous experience working on a Compliance testing, internal audit or consulting firm teams
Knowledge of the securities industry, from a product, corporate governance, compliance and operational perspective
Strong business judgment compliance skills
Compliance Analyst Jobs
By PJT Partners At New York, United States
1-5 years of online compliance experience involving surveillance/monitoring and projects within a consulting firm or in the Financial Industry
Experience with the development and administration of compliance systems
Excellent organization and execution skills with the ability to work efficiently and independently under demanding deadlines
Strong analytical, written and verbal communication skills
Day to day responsibilities may include, but not limited to:
Understanding and remaining current with applicable regulations, trends, issues, and best practices to recommend and/or develop appropriate monitoring and control processes.
Analyst, Social Compliance Jobs
By Victoria’s Secret & Co. At New York City Metropolitan Area, United States
High attention to detail coupled with analytical and problem-solving skills
Ability and willingness to take on additional responsibilities
Minimum 0-2 years’ experience in social compliance, ESG, sustainability or other related fields
B.S. or B.A. in Accounting, Finance, Business Administration, Communications, Human Rights, Sustainability or related field required
Previous experience with data analytics
Foreign language skills a plus
Portfolio Analyst Jobs
By Clarity Recruiting At New York, NY, United States
Fundamental knowledge and understanding of multifamily transactions and management
Demonstrated time management skills with the ability to manage multiple projects
Support portfolio management in annual budget and asset planning process
2-3 years of real estate investment/development, investment banking, or finance experience
Maintain and analyze fund-level financial models in order to manage liquidity needs
Experience underwriting ground-up multifamily development opportunities with waterfall structures as well as core/core-plus and value-add investment opportunities
Compliance Analyst/Paralegal Jobs
By Nearwater Capital At New York City Metropolitan Area, United States
Strong project management and organizational skills, and exceptional attention to detail.
Manage the firm’s third party vendor for employee and firm trading reviews.
In conjunction with the CCO, execute Nearwater’s security-based swap dealer compliance program.
Assist in managing and responding to SEC routine inquiries and periodic examinations.
Assess training needs and develop and track training for Nearwater employees.
Monitor regulatory developments relevant to Nearwater businesses and synthesize to keep employees apprised of pending developments and potential impacts.
Junior Portfolio Analyst Jobs
By Equitable At New York, NY, United States
Familiarity with investment management analytical applications is a plus (e.g. Bloomberg, Blackrock Aladdin, Lipper, Morningstar, Zephyr StyleAdvisor)
Ensure Portfolios are managed according to their investment guidelines.
Bachelors degree in Economics, Finance, Math or related discipline
2+ years of experience in analysis and/or reporting
Established Excel skills (e.g. Macro and Excel VBA)
Analyze and oversee investment risk and performance for Portfolios.

Are you looking for an exciting opportunity to use your compliance expertise to help protect the interests of investors? We are seeking a Portfolio Compliance Analyst to join our team and help ensure our clients' portfolios are compliant with all applicable regulations. You will be responsible for monitoring and analyzing portfolio holdings, transactions, and other activities to ensure compliance with applicable laws and regulations. If you are a detail-oriented professional with a passion for compliance, this is the perfect job for you!

A Portfolio Compliance Analyst is responsible for ensuring that a portfolio of investments meets all applicable laws and regulations. They must have a thorough understanding of the financial markets and the regulations that govern them.

What is Portfolio Compliance Analyst Skills Required?

• Knowledge of financial markets and regulations
• Analytical and problem-solving skills
• Attention to detail
• Excellent communication and interpersonal skills
• Ability to work independently and as part of a team
• Proficiency in Microsoft Office Suite

What is Portfolio Compliance Analyst Qualifications?

• Bachelor’s degree in finance, economics, accounting, or a related field
• Relevant professional certifications (e.g. CFA, CPA, etc.)

What is Portfolio Compliance Analyst Knowledge?

• Knowledge of financial markets and regulations
• Understanding of investment strategies and portfolio management
• Familiarity with financial analysis and reporting

What is Portfolio Compliance Analyst Experience?

• Previous experience in a compliance or risk management role
• Experience in portfolio management or financial analysis

What is Portfolio Compliance Analyst Responsibilities?

• Monitor portfolio investments to ensure compliance with applicable laws and regulations
• Analyze financial data to identify potential risks and compliance issues
• Prepare reports and presentations to summarize findings
• Develop and implement policies and procedures to ensure compliance
• Monitor changes in regulations and update policies