Audit Manager Jobs

Title: Audit Manager

Office Status: On-site

Salary: $100,000 - $150,000 + 20% bonus

A growing California based commercial and consumer bank that is enhancing it’s audit program is looking for an Audit Manager.

The firm has grown from $900m in AUM to $2.5b in AUM since 2021 all through acquisitions and the launch of their digital banking business. I’m working with the CRO who is looking to bring someone on board to take full ownership of the Internal Audit division. The majority of their Audit work is outsourced to a consulting firm and the CRO has been managing the process up until this point.

Details:

• Manage remediation of audit findings and testing remediations to evaluate the effectiveness.
• Multi-task, prioritize workload and meet deadlines.
• Assist with compiling audit documentation for the Audit Committee and Bank regulators.
• Examine and evaluate processes and internal controls and emerging risks in key risk areas of the determined audit scope to provide reasonable assurance of compliance with internal policies and applicable rules, laws, and regulations and appropriate mitigation of identified risks. This includes documenting key risks, design and operating effectiveness of controls and developing audit programs for assigned sections and areas of coverage in accordance with the audit objective and scope.
• Develop audit risk assessment and frequency of audit coverage.
• Review auditor workpapers to evaluate audit testing meeting audit scope and expectations.
• Assist with examination and testing of Sarbanes-Oxley compliance by collaborating with business units of the controls (design and effectiveness)
• Manage outsourced audits and conduct lower risk audits.
• Prepare audit findings to identify issues, root causes, and associated risks clearly and accurately. Propose appropriate corrective measures to strengthen internal controls, policies and procedures, and remediate weaknesses identified during the audit.
• Ensure SOX testing and evidence is sufficient to attain and support conclusions.
• Develop work programs for in-house audits.

Qualifications:

• Some travel may be required
• Experience and knowledge in the banking industry, including banking laws and regulations and banking operations.
• 3-7 years of internal audit experience from another bank - must be willing to work in Downtown LA or San Diego