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Senior Fintech Compliance Analyst Jobs

Senior Compliance Analyst Jobs
By BLDG Partners At Los Angeles Metropolitan Area, United States
Relevant affordable housing industry experience and/or certifications
Position is Hybrid or Remote depending on candidate’s circumstances and experience
§Confirm EIV reports are reviewed and monitored by the management timely
§Confirm management updates AFHMP and TSP per HUD guidelines
§Update all Asset Management tracking and regulatory spreadsheets
§Confidently confirm calculations in certifications to guarantee qualification
Senior Product Manager (Fintech Startup) $130K-$170K
By CyberCoders At Los Angeles, CA, United States
At least 6 years of product management experience
Industry experience and knowledge with Fintech
Understanding of SDLC and other product development principals
Bachelor's Degree in CS or other related fields
Ability to come into the Venice, CA office
Competitive Compensation Package ($130,000 - $170,000/year base salary)
Senior Business Compliance Analyst
By Honda of America Mfg., Inc. At Torrance, CA, United States
Captive/auto finance or banking experience preferred
Excellent time management and organizational ability
Lead medium to large initiatives, document business requirements for projects, initiatives and corrections for compliance related items with BOS CCIB.
6 years of relevant experience with leadership roles
Leadership, business analysis, process mapping and business communication including documentation and managing complex business requirements
Business analysis, process mapping and business communication including documenting business requirements, user acceptance testing and project coordination
Compliance Analyst Senior Jobs
By FIS At United States
Maintains knowledge of applicable laws and regulations
Offers guidance on implementing process improvements and regulatory changes
Monitors LOB compliance activities to verify that regulatory compliance deadlines and requirements are met
Comprehensive knowledge of at least one substantive area of compliance, such as banking regulations, anti-money laundering, or anti-corruption
Basic knowledge of Microsoft Office and related applications (Word, Excel, PowerPoint, etc.)
Monitors and communicates regulatory changes that impact Chex Systems, Inc. products, services and business activities
Fintech Compliance Manager (Remote)
By SolomonEdwards At United States
Experience working in a compliance function with knowledge of BSA/KYC, AML, transaction monitoring, and fraud rules.
Benefits offered - Health insurance, sick leave, 401(k).
This is Remote Contract work to run at least 3 months.
Start-up and Fintech experience strongly preferred.
Bachelor’s degree with 3-5 years of experience in the financial services industry, including managing other Compliance professionals.
Must have Financial Services Regulatory Compliance (AML, BSA/KYC, transaction monitoring and Fraud).
Senior Data Analyst, Cash App Compliance
By Cash App At San Francisco, CA, United States
Collaborate with partners from engineering to customer experience to inform strategic builds of essential compliance program elements
7+ years of related experience
Expert level abilities in SQL and data analysis/visualization tools (i.e. Tableau, Looker)
Experience using data to solve complex, ambiguous problems
Vision to define problems and manage projects in a fast-­paced, evolving organization
Experience bringing data to life for any audience through written and verbal communication and data visualization
Analyst - Fintech Jobs
By Greenbacker At Maine, United States
EPM (Enterprise Performance Management) Required with expertise in FCC, EPBCS and EDM preferred
Work with Oracle MSP (Manage Service Providers) on Support tickets and Enhancement requests
Ability to gather and execute requirements while acting as liaison between the business users and IT
Skilled in identifying and solving problems by gathering and applying information from a variety of materials or sources
When necessary, escalating business issues with complete and accurate information to Managed Service Provider
Communicating technical and business requirements, confidently,
Senior Solutions Architect (Fintech)- Fintech, Remote ! ! !
By Averity At New York, United States
• Knowledge or experience with AI, Machine Learning, or NLP are a huge plus
NO CONTRACTOR'S - - - Must be Citizen or GC, 100% Remote ! ! !
• 8+ years of hands on Java experience (you will be "in" the code)
• Comprehensive Benefits Package, including PTO
My client, via their digital platform, enables
required to do some coding in Java!
Senior Compliance Analyst Jobs
By Transamerica At , Remote $70,000 - $85,000 a year
Bachelor’s degree in business, marketing, pre-law or other relevant field, or equivalent education and experience.
General knowledge of regulatory requirements such as the Investment Advisers Act, FINRA rules and/or state insurance requirements is a plus
Conduct testing to ensure business partners are in compliance with state insurance requirements.
Provide guidance and support to business partners with respect to supervisory responsibilities (e.g., communications, gifts and entertainment, outside activities)
Four years of regulatory, securities, or advertising compliance experience.
Strong interpersonal and written/verbal communication skills.
Senior Security Analyst - Compliance
By TriNet At , Remote $83,000 - $149,400 a year
Other Knowledge, Skills and Abilities:
• Knowledge of information security management frameworks (e.g., NIST CSF, NIST 800-53, HIPAA, COBIT, etc.)
Bachelor’s degree in Business, Computer Science, Finance, or other related business discipline required or equivalent work experience.
• May manage, market, and lead information security awareness training
Training Requirements (licenses, programs, or certificates):
• Excellent written and verbal communication skills, interpersonal and collaborative skills.
Marketplace Senior Compliance Analyst (Remote)
By Iowa Total Care At , , Mn

Bachelor’s degree in related legal field or equivalent experience.

Master’s or Juris Doctorate degree preferred and maybe considered in lieu of experience.

Compliance Officer - Fintech/Alternative Investments
By Ascendo Resources At Miami, FL, United States
Substantial experience working in hedge fund/private fund or asset management industries required
Review, enhance, and structure the firm’s Compliance control structure to ensure compliance with applicable regulatory requirements
In-depth knowledge of the Investment Advisers Act of 1940, as well as SEC rules and regulations required
5+ years of experience in SEC/RIA compliance
Strong knowledge of SEC, CFTC/NFA, and FINRA rules and regulations
Responsible for developing and implementing the organization's SEC compliance program
Senior Business Analyst - Compliance
By Big Fish Games, Inc. At , Las Vegas, 89119, Nv $106,029 - $196,912 a year
Possesses good project management skills and organizational skills.
Assist in release management including risk assessment and contingency planning.
Minimum 8 - 10 years of hands-on experience in finding solutions to process/technical issues.
Experience with software development lifecycles and multiple releases of enterprise-class software products.
Possesses good problem-solving skills to address work-related issues and problems.
Proven experience in working with and within cross functional business teams, and software delivery teams.
Fintech Appsec And Infosec Senior Analyst
By Synctera At United States
Prior vendor management, third party risk management, supplier oversight and/or security risk assessment experience preferred
At least four (4) years of experience with information security audit, third party risk management, data security, or cybersecurity roles
Strong communication, collaboration, and time management skills
Help maintain and improve existing assessment templates and security, operational resiliency, and third party risk management-related policy and plan templates
Support internal third party risk management efforts
CISA, CISSP, CISM, CIA, or CPA certifications preferred
Senior Contract Compliance Analyst
By Broadstaff At United States
2 years experience in project management
5 years of professional level technical/industry experience
Expert knowledge in reviewing and interpreting commercial real estate agreements.
Demonstrated knowledge of building and utilizing databases and reporting tools to administer and review commercial deal points and/or legal provisions
Review, analyze and create exceptions to contract drafts
Determine Accounting approvals needed for contract draft exceptions
Senior Product Marketing Manager - Fintech
By Cync Software At Herndon, VA, United States
Take a lead role in creating compelling, differentiated messaging and positioning for Cync Software Commercial Lending offerings.
Excellent written, verbal, and visual communication skills with a passion for storytelling
It’s preferred that this candidate have experience in banking, financial services or fintech
Strong understanding of pipeline generation activities with the ability to work with demand generation teams and plan campaigns
Cloud software familiarity - Salesforce, ZoomInfo, LinkedIn, Vimeo, and e-mail automation software
Senior Security Compliance Analyst
By Instabase At San Francisco, CA, United States
Strong cross-functional team program management abilities, including managing multiple assessments concurrently with different stakeholders and timelines
Manage and maintain the common controls framework and ensure that controls are aligned with applicable security standards and regulations
Experience leading internal or external security audits and assessments
Experience implementing key security standards like SOC 2, ISO 27001, and HIPAA standards
Excellent leadership, interpersonal, verbal and written communication, presentation, and problem solving skills
Own 3rd party / vendor risk assessments
Senior Analyst Ethics & Compliance
By JetBlue At New York, NY, United States
Experience in fraud prevention, third-party management, corporate communications, and training for a publicly traded company.
Research regulatory requirements and ensure requirements are met for all locations JetBlue serves
Three (3) years of experience in a compliance, legal or internal audit environment.
Strong analytical, research, and investigative skills.
Experience developing policies and procedures that impact multiple business units and international jurisdictions.
Maintain and update at least annually JetBlue’s Code of Conduct to ensure current and relevant and provide guidance to Crewmembers.
Remarketing Compliance Senior Analyst
By Toyota At , Plano, 75024, Tx
Compliance Management of Remarketing Internal Processes
Compliance Management of Remarketing Suppliers including contracts
Lead compliance partnerships with the BUs, Supplier(s) and/or Remarketing management
Ensure Supplier are accountable for incorporating relevant policies, procedures, and regulations into their day-to-day responsibilities
Support the creation of user stories and/or business requirements to implementation plans relating to compliance and control changes
Bachelor’s degree required of equivalent experience
Credit Underwriting Analyst - Fintech
By Coastal Community Bank At , Remote $32.16 - $45.05 an hour
Coastal Community Bank offers a competitive salary commensurate with experience, qualifications, and location
Report any data or program deficiencies to management upon discovery.
Report exceptions discovered during testing to management in a timely manner.
Provide management with a summary report of testing performed outlining any exceptions.
Ability to effectively present information and respond to questions from management, affected departments, and our strategic Partners.
Proficient experience with personal computers and Windows-based software, including MS Office products, and advanced skills in Excel.

Are you looking for an exciting opportunity to join a fast-growing fintech company? We are looking for a Senior Fintech Compliance Analyst to join our team and help us ensure compliance with all applicable laws and regulations. You will be responsible for developing and implementing compliance policies, monitoring compliance activities, and providing guidance to the organization. If you have a passion for compliance and a desire to make a difference, this is the job for you!

Overview:

A Senior Fintech Compliance Analyst is responsible for ensuring that a financial technology (fintech) company is compliant with all applicable laws and regulations. This includes monitoring and analyzing changes in the regulatory environment, developing and implementing compliance policies and procedures, and providing guidance and advice to the company’s management team.

Detailed Job Description:

The Senior Fintech Compliance Analyst is responsible for ensuring that the company is compliant with all applicable laws and regulations. This includes monitoring and analyzing changes in the regulatory environment, developing and implementing compliance policies and procedures, and providing guidance and advice to the company’s management team. The Senior Fintech Compliance Analyst will also be responsible for conducting internal audits, preparing reports, and responding to inquiries from regulatory agencies.

What is Senior Fintech Compliance Analyst Job Skills Required?

• Knowledge of financial services regulations and laws
• Ability to interpret and analyze regulations
• Excellent communication and interpersonal skills
• Ability to work independently and as part of a team
• Strong problem-solving and analytical skills
• Proficiency in Microsoft Office Suite

What is Senior Fintech Compliance Analyst Job Qualifications?

• Bachelor’s degree in finance, accounting, or a related field
• 5+ years of experience in a compliance or regulatory role
• Professional certification (e.g. CPA, CFA, etc.) is preferred
• Knowledge of financial services regulations and laws
• Ability to interpret and analyze regulations

What is Senior Fintech Compliance Analyst Job Knowledge?

• Knowledge of financial services regulations and laws
• Understanding of financial technology (fintech) products and services
• Ability to interpret and analyze regulations
• Understanding of risk management principles
• Knowledge of financial reporting standards

What is Senior Fintech Compliance Analyst Job Experience?

• 5+ years of experience in a compliance or regulatory role
• Experience in a financial services or fintech company
• Experience conducting internal audits
• Experience preparing reports and responding to inquiries from regulatory agencies

What is Senior Fintech Compliance Analyst Job Responsibilities?

• Monitor and analyze changes in the regulatory environment
• Develop and implement compliance policies and procedures
• Provide guidance and advice to the company’s management team
• Conduct internal audits
• Prepare reports and respond to inquiries from regulatory agencies
• Monitor compliance with applicable laws and regulations
• Identify and address compliance risks