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Senior Fintech Compliance Analyst Jobs in California

Senior Compliance Analyst Jobs
By BLDG Partners At Los Angeles Metropolitan Area, United States
Relevant affordable housing industry experience and/or certifications
Position is Hybrid or Remote depending on candidate’s circumstances and experience
§Confirm EIV reports are reviewed and monitored by the management timely
§Confirm management updates AFHMP and TSP per HUD guidelines
§Update all Asset Management tracking and regulatory spreadsheets
§Confidently confirm calculations in certifications to guarantee qualification
Senior Product Manager (Fintech Startup) $130K-$170K
By CyberCoders At Los Angeles, CA, United States
At least 6 years of product management experience
Industry experience and knowledge with Fintech
Understanding of SDLC and other product development principals
Bachelor's Degree in CS or other related fields
Ability to come into the Venice, CA office
Competitive Compensation Package ($130,000 - $170,000/year base salary)
Senior Business Compliance Analyst
By Honda of America Mfg., Inc. At Torrance, CA, United States
Captive/auto finance or banking experience preferred
Excellent time management and organizational ability
Lead medium to large initiatives, document business requirements for projects, initiatives and corrections for compliance related items with BOS CCIB.
6 years of relevant experience with leadership roles
Leadership, business analysis, process mapping and business communication including documentation and managing complex business requirements
Business analysis, process mapping and business communication including documenting business requirements, user acceptance testing and project coordination
Senior Data Analyst, Cash App Compliance
By Cash App At San Francisco, CA, United States
Collaborate with partners from engineering to customer experience to inform strategic builds of essential compliance program elements
7+ years of related experience
Expert level abilities in SQL and data analysis/visualization tools (i.e. Tableau, Looker)
Experience using data to solve complex, ambiguous problems
Vision to define problems and manage projects in a fast-­paced, evolving organization
Experience bringing data to life for any audience through written and verbal communication and data visualization
Senior Security Compliance Analyst
By Instabase At San Francisco, CA, United States
Strong cross-functional team program management abilities, including managing multiple assessments concurrently with different stakeholders and timelines
Manage and maintain the common controls framework and ensure that controls are aligned with applicable security standards and regulations
Experience leading internal or external security audits and assessments
Experience implementing key security standards like SOC 2, ISO 27001, and HIPAA standards
Excellent leadership, interpersonal, verbal and written communication, presentation, and problem solving skills
Own 3rd party / vendor risk assessments
Senior Compliance Analyst - Remote
By UnitedHealth Group At , El Segundo, 90245, Ca $67,800 - $133,100 a year
Conduct state-specific legal research and monitor changes in requirements to mitigate risks and achieve compliance
High school diploma or equivalent experience
Experience communicating complex information via phone conversations and emails to non-technical clients, external customers, internal customers and executives
Experience interacting & collaborating with a variety of stakeholders (other team members, internal customers and executives)
Support the collection of data for regulatory filings, coordinate and develop reports, projects and use assessment tools to verify compliance
Develop compliance communications and drive problem resolution for a business segment across UnitedHealth Group

Are you looking for an exciting opportunity to join a fast-growing fintech company? We are looking for a Senior Fintech Compliance Analyst to join our team and help us ensure compliance with all applicable laws and regulations. You will be responsible for developing and implementing compliance policies, monitoring compliance activities, and providing guidance to the organization. If you have a passion for compliance and a desire to make a difference, this is the job for you!

Overview:

A Senior Fintech Compliance Analyst is responsible for ensuring that a financial technology (fintech) company is compliant with all applicable laws and regulations. This includes monitoring and analyzing changes in the regulatory environment, developing and implementing compliance policies and procedures, and providing guidance and advice to the company’s management team.

Detailed Job Description:

The Senior Fintech Compliance Analyst is responsible for ensuring that the company is compliant with all applicable laws and regulations. This includes monitoring and analyzing changes in the regulatory environment, developing and implementing compliance policies and procedures, and providing guidance and advice to the company’s management team. The Senior Fintech Compliance Analyst will also be responsible for conducting internal audits, preparing reports, and responding to inquiries from regulatory agencies.

What is Senior Fintech Compliance Analyst Job Skills Required?

• Knowledge of financial services regulations and laws
• Ability to interpret and analyze regulations
• Excellent communication and interpersonal skills
• Ability to work independently and as part of a team
• Strong problem-solving and analytical skills
• Proficiency in Microsoft Office Suite

What is Senior Fintech Compliance Analyst Job Qualifications?

• Bachelor’s degree in finance, accounting, or a related field
• 5+ years of experience in a compliance or regulatory role
• Professional certification (e.g. CPA, CFA, etc.) is preferred
• Knowledge of financial services regulations and laws
• Ability to interpret and analyze regulations

What is Senior Fintech Compliance Analyst Job Knowledge?

• Knowledge of financial services regulations and laws
• Understanding of financial technology (fintech) products and services
• Ability to interpret and analyze regulations
• Understanding of risk management principles
• Knowledge of financial reporting standards

What is Senior Fintech Compliance Analyst Job Experience?

• 5+ years of experience in a compliance or regulatory role
• Experience in a financial services or fintech company
• Experience conducting internal audits
• Experience preparing reports and responding to inquiries from regulatory agencies

What is Senior Fintech Compliance Analyst Job Responsibilities?

• Monitor and analyze changes in the regulatory environment
• Develop and implement compliance policies and procedures
• Provide guidance and advice to the company’s management team
• Conduct internal audits
• Prepare reports and respond to inquiries from regulatory agencies
• Monitor compliance with applicable laws and regulations
• Identify and address compliance risks