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Securities Engineer Jobs

Trader, Securities Lending Jobs
By RBC Capital Markets At New York, NY, United States
Trade bookings, both cash and non cash, using the departments Order Management system and related technology
Global Equity Trading, Quantitative Strategies, Wealth Management
Manage the full life cycle of the borrowing and lending process including:
Manage relevant desk data and prepare reports for the desk and other internal RBC departments
Strong written and oral communication skills
1-3 years of experience in the Financial markets
Insurance & Securities License Coordinator
By Benjamin F Edwards & Co At , St. Louis, 63105
Excellent communications and critical thinking skills.
Demonstrated ability to build trust-based relationships with employees and managers at all levels, including executives.
Associate degree and/or equivalent work experience
3+ years of experience in securities, insurance, investment advisory, and/or commodity licensing rules and regulations preferred.
Prepare, submit and file all state insurance applications and other necessary documentation for the firm and its registered agents.
Submit securities registration updates through the FINRA Gateway system.
K-Star Securities Underwriter Jobs
By Kohlberg Kravis Roberts & Co. At , Dallas
Assist team with reporting requirements and other portfolio management work streams.
Prepare, present, and discuss underwriting results to management and other stakeholders, in a collaborative roundtable environment.
Bachelor’s degree or equivalent experience, preferably in a related course of study
Minimum of three years of related work experience in underwriting of loans secured by commercial real estate is preferred.
Fundamental knowledge of commercial real estate, fixed income, and general financial concepts
Superior analytical, valuation and financial modeling skills
Senior - Financial Services Industries - Securities Tax
By Deloitte At , Hermitage, Tn
Bachelor's degree in accounting, finance, or related field.
2+ years’ experience in federal taxation
Preparation and review experience of federal tax returns for corporations, partnerships, and individuals
Experience working in a virtual and/or global environment
Experience with accounting for income taxes in accordance to ASC740
Previous Big 4 or large CPA firm experience
Securities Operations Consultant Jobs
By LevelUP At New York, NY, United States
Ensure all appropriate legal and regulatory requirements are met and foster a “Compliance and due process culture”
Undergraduate Degree or equivalent experience
Minimum of 3-5 years of Operations experience in broker dealer or investment
Knowledge of Vendor applications; Broadridge, and Depository functions (such
Provide operational/functional securities support for Sales and Trading businesses across all Legal entities
Ensure the timely processing of all post settlement activity
Securities Associate Jobs
By Principle Recruiting At Greater Minneapolis-St. Paul Area, United States
Under 2000 billable hours requirement.
JD Required - Top Law School preferred.
Hybrid work - 1-2 days in the office required, the rest of the week can be online or in person.
National presence - multiple offices and locations. Applicants from throughout Minnesota, Missouri, and Kansas are also welcome to apply.
Senior Securities Quantitative Analytics Specialist
By GCB Services At Charlotte, NC, United States
Experience using mortgage valuation/risk management systems (e.g. QRM, Yield Book, PolyPaths, etc.)
Conduct ongoing maintenance and research on models for risk management of mortgage and fixed-income products
Ability to communicate across multiple audiences (Technology, Quants, Senior Management)
Collaborate and consult with peers, colleagues, and mid-level managers to resolve issues and achieve goals
Validation/governance functions ensuring requirements are met and governance is adhered to.
Master's degree or higher in a Quantitative field (Mathematics, Physics, Computational Finance, Statistics, Computer Science, etc.)
Asset Based Finance - Securities Operations, Associate
By Blackstone At New York, NY, United States
Experience with Advent Geneva; Bloomberg knowledge would be a plus.
Working knowledge of security operations with Loans, Fixed Income products, and the trade life cycle.
Experience working with technology professionals on ad-hoc system enhancements.
Prior experience working closely with traders a plus.
2+ years of experience in trade support or middle office role.
Responsible for Client Relationship Maintenance
Crypto/ Securities Associate, Remote Position
By Sterlington At New York, NY, United States

To apply, send your resume to [email protected]

Vp, Securities Lending Trader
By Macquarie Group At New York, United States
Strong skills in risk management, particularly interest rate risk
Minimum of 5 years of prior hard to borrow trading experience
Product experience in Stock Loan. In addition, UST Repo & Total Return Swaps experience is helpful
Experience with Funding, balance sheet, credit risk, interest rate, FX and capital optimisation will be beneficial.
Technology skills: ability to drive technology enhancements is essential. Coding skills will be beneficial
Strong knowledge of the various securities financing vendors
Securities And Governance Counsel
By Lattice Semiconductor At Austin, TX, United States
Excellent organization and time management skills
Manages outside counsel, proxy advisors and other governance consultants.
Minimum of 10 years of private practice and/or in-house experience in securities compliance, corporate governance, and corporate secretarial matters
Experience handling the preparation and distribution of shareholder, Board of Directors, and committee meeting materials
Experience with filing 10-K, 10-Q, proxy statement, and other SEC required filings accurately and on time
Must possess excellent presentation and communication skills
Avp, Trader Tools, Td Securities
By TD Bank At , New York, 10017, Ny $160,000 - $220,000 a year
Ability to work with front office and risk management to prototype new risk management capabilities
Excellent communication and stakeholder management skills
Solid understanding of financial derivatives and their trading, pricing and risk management
Lead the development, and partner with Risk and Data technology teams, to achieve a simplification and speed of technology capabilities
Manage overall budget, revenue and expenditures, meet business objectives while increasing efficiency and effectiveness
Work closely with Production Engineering team to establish a viable support model including measures and monitoring capabilities.
Securities Lending Trader Jobs
By Macquarie Group Limited At , New York, 10019, Ny $162,000 - $253,000 a year
Strong skills in risk management, particularly interest rate risk
Minimum of 5 years of prior hard to borrow trading experience
Product experience in Stock Loan. In addition, UST Repo & Total Return Swaps experience is helpful
Experience with Funding, balance sheet, credit risk, interest rate, FX and capital optimisation will be beneficial.
Technology skills: ability to drive technology enhancements is essential. Coding skills will be beneficial
Strong knowledge of the various securities financing vendors
Receptionist Td Securities Jobs
By TD Bank At , New York, 11205, Ny $40,000 - $48,000 a year
Prioritize and manage own workflow to ensure efficiency and effectiveness.
Support the team by continuously developing knowledge, including maintaining proficiency with software applications/programs and/or department specific systems as required.
EOE/Minorities/Females/Veterans/Individuals with Disabilities/Sexual Orientation/Gender Identity.
Deliver a high level of customer service to Wholesale Banking businesses.
Responsible for internal and external conference room bookings, including AV, Food & beverage and miscellaneous set-up requests.
Answer telephones in a professional, courteous and timely manner. Respond to all inquiries and requests independently or direct appropriately.
Business Consultant - Securities ( Client Onboarding )
By Techaxis, Inc At New York City Metropolitan Area, United States
Working knowledge on regulatory / jurisdictional requirements in client data management (e.g. PII, data sharing).
Good communication skills with experience in stakeholder management.
Industry experience in client onboarding spanning custody, wealth management, asset management and institutional brokerage lines of business.
Working knowledge on client onboarding statutory requirements - KYC, AML, FATCA, etc.
Having execution experience as a domain consultant in projects, from conceptualizing target state, eliciting business requirements to facilitating solution design.
custody, wealth management, asset management and institutional brokerage
Associate - Securities Lending Operations
By BlackRock At Wilmington, DE, United States
Ensure sufficiency management is reviewed with appropriate actions taken to mitigate securities lending risks to client investment portfolios
Manage and ensure timely loan and return settlement in all markets and resolve related issues daily
Develop expertise in local market practices through experience, training, classes and outside research, to ensure best of class service
Creative individual, who possess a passion for problem solving, has superior analytical skills and can think creatively
Excellent communication and presentation skills and able to convey sophisticated concepts simply and clearly
Identify, manage, and remediate all aspects of daily Operational risk embedded within workflow. Regulatory background with strong risk awareness
Compliance Officer I- Fifth Third Securities Onsite/Remote
By Fifth Third Bank At United States
-Education: Bachelor' s degree in Business Administration, Finance or related field or equivalent work experience.
Minimum Knowledge, Skills And Abilities Required
-Develops and report's findings to Senior Management regarding their business lines (Legal, Audit, and Senior level Operating Committees).
-Reviews reporting from the Councils for use by the Regulatory Change Management Committee.
-Minimum 5 years of sales supervision, representative supervision, or compliance experience within the brokerage industry and/or investment advisory industry.
-Maintain a cutting edge awareness of company goals, regulatory and legislative developments, and industry trends.
Securities Analyst I Jobs
By Fifth Third Bank At Cincinnati, OH, United States
Minimum Knowledge, Skills And Abilities Required
Demonstrates accuracy and timeliness in work as evidenced through audits by senior securities analyst and/or department manager.
Requires Bachelor’s degree or equivalent work experience.
2-3 years of operations experience in securities clearance industry required.
Demonstrated professional customer service skills with a strong focus on delivering exceptional customer service.
Strong mathematical and organizational skills.
Corporate And Securities- Paralegal
By Eaton Corporation At , Beachwood, 44122, Oh $88,500 - $129,800 a year
Have significant experience with entity management and familiarity with corporate governance principles and US securities laws and regulations.
Ability to communicate directly and effectively with high levels of management throughout the company and with third-party service providers
1 year of experience with US securities laws and SEC filing requirements required, particularly Section 16 filings.
Strong working knowledge of principles of legal entity maintenance and governance, subsidiary structure and maintenance requirements.
Excellent written and oral communication skills and experience drafting governance documents.
Skills to organize and manage special projects, including under tight deadlines
Director, Securities And Corporate Counsel
By MariaDB At New York, NY, United States
Oversee entity management and proper governance/compliance for U.S. entities, parent entity in Ireland, and all other global subsidiaries
Partner with Tax and Finance teams to oversee and implement global corporate strategies
Proficient drafting and legal technical skills, with keen attention to detail
Excellent interpersonal skills with high initiative, flexibility, and ability to collaborate cross-functionally
Comfortable in business and technical discussions, prior database and/or SaaS experience is a strong plus
Law degree from U.S. accredited law school and active membership in at least one U.S. State bar

Are you an experienced engineer looking for a challenging and rewarding role in the securities industry? We are looking for a talented engineer to join our team and help us develop and maintain our cutting-edge securities trading platform. You will have the opportunity to work with the latest technologies and help shape the future of the industry. If you are passionate about technology and have a strong background in engineering, this could be the perfect job for you!

Overview A Securities Engineer is a professional who designs, develops, and implements systems and processes related to the security of financial assets. They are responsible for ensuring the security of financial assets, such as stocks, bonds, and other investments, by developing and maintaining secure systems and processes. They also provide technical support to financial institutions and other organizations in the security of their financial assets. Detailed Job Description A Securities Engineer is responsible for designing, developing, and implementing secure systems and processes related to the security of financial assets. They must be knowledgeable in the areas of cryptography, computer security, and network security. They must also be able to develop and maintain secure systems and processes that protect financial assets from unauthorized access. They must be able to identify potential security threats and develop strategies to mitigate them. They must also be able to analyze and evaluate existing systems and processes to ensure that they are secure. Skill Requirements A Securities Engineer must have strong technical skills in the areas of cryptography, computer security, and network security. They must also have strong problem-solving and analytical skills. They must be able to work independently and in teams. They must also have excellent communication and interpersonal skills. Qualifications A Securities Engineer must have a bachelor's degree in computer science, information technology, or a related field. They must also have experience in the security of financial assets. Knowledge A Securities Engineer must have knowledge of cryptography, computer security, and network security. They must also have knowledge of financial assets and the security of those assets. Experience A Securities Engineer must have at least two years of experience in the security of financial assets. They must also have experience in the design, development, and implementation of secure systems and processes. Responsibilities A Securities Engineer is responsible for designing, developing, and implementing secure systems and processes related to the security of financial assets. They must also be able to identify potential security threats and develop strategies to mitigate them. They must also be able to analyze and evaluate existing systems and processes to ensure that they are secure. They must also provide technical support to financial institutions and other organizations in the security of their financial assets.