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Manager Regulatory Compliance Jobs in Rochester, Monroe, New York

Regulatory Compliance Manager – Supplements
By unybrands At Rochester, NY, United States
Responsible for the full regulatory compliance requirements of the supplement brands.
Support the brand managers in dealing with any Amazon compliance issues.
Support the NPD team and brand managers in developing new products for the brands.
Full understanding of regulatory requirements in food supplements market.
Experience in selling to UK / EUROPE / USA / CANADA
Experience in working with Amazon preferable.
Compliance Manager Jobs
By Hayes & Partners At New York City Metropolitan Area, United States
Experience in investment management compliance
7+ years of post qualified experience as a lawyer, paralegal or compliance manager
Currently practicing at an AmLaw 100 firm or in-house with an Investment Management firm
We have been mandated to find a Compliance Manager to strengthen the investment legal team.
For the ideal candidate, our client can offer:
Hayes & Partners are currently working with a Global leading Investment firm in New York City.
Sr. Compliance Officer (Us Banking Regulatory Compliance)
By Right Executive Search, LLC At New York, NY, United States
· Strong written, verbal, and interpersonal skills, including ability to communicate effectively with senior level management.
· Identify and professionally escalate matters requiring management attention.
Remote, East Coast hours (NYC/NJ/PA/FL based) 90% remote
Responsibilities of the Sr. Compliance Officer:
Qualifications of the Senior Compliance Officer:
· Bachelor’s degree in Finance/Banking/Accounting or related field is required.
Advisor, Business And Regulatory Compliance
By Norges Bank Investment Management At New York, United States
Minimum 2 - 5 years relevant experience preferably in compliance, operations, risk or legal at an asset manager or investment bank.
Experience working with US or global regulatory reporting requirements.
Support pre-trade and post-trade monitoring for disclosures and mandate requirements and provide compliance overrides for trades as needed.
Bachelor / University degree or equivalent with a strong academic record. Degrees within finance or law, a plus.
Strong technology skills including expertise with Aopshere’s Rulefinder or FundApps, a plus.
Interpret and advise on regulatory and mandate rules and provide regulatory and mandate expertise on business initiatives and working groups.
Regulatory Risk Manager Jobs
By Mizuho Americas At , New York, Ny $200,000 - $250,000 a year
Excellent project management and organizational skills and capability to handle multiple projects at one time
Providing regular updates to management (including preparing technology personnel for meetings with regulators) regarding the matters being handled
Demonstrated knowledge in financial services operations
Strong interpersonal skills with the ability to work collaboratively and with people at all levels of the organization
Strong written and verbal communication and interpersonal skills
Join the Mizuho team as a Regulatory Risk Manager!
Manager, Member Regulatory Communications
By Oscar Health At New York, NY, United States
Promoting cross-training, knowledge management, and problem-solving across the organization.
5+ years of experience in program management, design, implementation or ongoing operations management
Experience in a client facing/vendor management role
Assist the Sr. Manager with project management for cross-functional initiatives.
(A bachelor's degree or commensurate 4 years of experience
5+ years of work experience in health insurance, consulting, healthcare, and operations
Remote Regulatory Compliance Manager (Insurance Industry)
By National General At Buffalo-Niagara Falls Area, United States
Serve as Subject Matter Expert (SME) for product management and other departments.
NOTES: Ideal candidate will have Property & Insurance domain experience.
Maintain expert business knowledge of product development, including new product concepts and company initiatives.
Develop and maintain policy contract, endorsements, policyholder notifications and other forms as well as requirements for implementation of forms output.
8+ years of Property and Casualty insurance industry experience.
Knowledge of industry-standard personal lines programs of insurance, including coverage concepts, rating procedures, and underwriting philosophies.
Compliance Manager Jobs
By Interpublic Group (IPG) At New York, NY, United States
EDUCATION, SKILLS AND EXPERIENCE REQUIREMENTS:
Experience using various compliance and ethics software tools and platforms, including supplier due diligence software and disclosure management software
Project manage annual assessment of IPG global policies and procedures
Minimum of 5 years relevant experience in a compliance and/or ethics professional position
Experience analyzing data from available relevant software tools and platforms to build operational reporting
Excellent organizational and analytical skills, excited by complex and challenging issues
Compliance Manager Jobs
By McKinsey & Company At New York, United States
University degree, advanced degree or professional certifications preferred (JD, CPA, or other relevant)
8+ years of relevant professional experience in risk, ethics, compliance and/or governance in a large corporate or professional services environment
Relevant experience in developing and driving compliance programs, organizational risk assessments, and/or other compliance and risk capability areas
Issue spotting and problem-solving capabilities
Experience in working in highly dynamic cross-functional and global teams
Highly effective communicator; adept at influencing and engaging with all types of audiences to cultivate trust-based, peer-counselor relationships
Regulatory Compliance Officer Jobs
By Boulo Solutions At New York, NY, United States
Experience with MS PowerPoint,, Excel, etc, as well as electronic document management systems is helpful.
Oversight and management of typical compliance needs for an investment advisor / fund manager
5+ years of experience with regulatory compliance legal work with investment manager regulatory issues
Strong communication and interpersonal skills will be key to working in this small and dynamic team.
Responsibilities Of The Regulatory Compliance Officer Position
Requirements for the Regulatory Compliance Officer position
Regulatory Compliance Specialist Jobs
By BCforward At New York, NY, United States
• Bachelor's degree required or equivalent experience ( - law degree/qualification would be an advantage)
• Support the definition of control requirements and control standards appropriate for the relevant regulations:
• 5+ years minimum relevant experience
• Prior experience in regulatory driven remediation e.g., MRA, Consent Order etc. and advantage
Title : Regulatory Compliance Lead
o 12 USC 24 (Seventh);
Legal & Compliance - Regulatory Marketing Compliance, Avp
By Blackstone At New York, NY, United States
4+ years of prior experience at a law firm and/or investment management firm
Manage the L&C relationship with several lines of business
Develop educational materials and trainings for business professionals with respect to marketing and fundraising regulations and protocols
Prior experience in a compliance role and/or J.D. required
Strong attention to detail and analytical skills
Strong drafting and organizational skills
Manager, Compliance Jobs
By National Urban League At New York City Metropolitan Area, United States
3 years of Project Management experience is required.
Responsible for analyzing, communicating, and providing technical assistance and support to affiliate staff on grant responsibilities and requirements.
Monitors data entry and program documentation for both electronic and physical files by conducting regular reviews and desk audits.
Delivers training to affiliate staff as needed to help assure staff remain knowledgeable, confident, and informed about compliance standards.
Assess affiliate compliance with NUL and DOL requirements through annual on-site visits, desk audits, and data validation audits.
Other duties and responsibilities, as assigned by the Director.
Product Compliance & Regulatory Affairs Manager
By quip. At New York City Metropolitan Area, United States
7+ years regulatory management experience of Medical Devices, Consumer Electronics and OTC drugs
Experienced leading certification, internal, and supplier qualification audits
Lead evolution of Quality Management System and associated processes to support product, market, company, and business growth
Review product labeling, packaging, advertising, marketing, digital materials for compliance to regulatory requirements
Responsible for all regulatory aspects of NPD from concept to certification through maintenance / renewals
Lead supplier, internal, and certification/maintenance audits, as needed
Manager, Compliance Jobs
By National Urban League At New York, NY, United States
3 years of Project Management experience required.
Responsible for analyzing, communicating, and providing technical assistance and support to affiliate staff on grant responsibilities and requirements.
Monitors data entry and program documentation for both electronic and physical files by conducting regular reviews and desk audits.
Delivers training to affiliate staff as needed to help assure staff remain knowledgeable, confident, and informed about compliance standards.
Assess affiliate compliance with NUL and DOL requirements through annual on-site visits, desk audits, and data validation audits.
Other duties and responsibilities, as assigned by the Director.
Regulatory Complaints Compliance Analyst
By Jobot At Brooklyn, NY, United States
Strong knowledge of regulatory requirements and standards
2+ years of experience in regulatory compliance; must have directly performed investigative process
Experience with complaints investigation and resolution
Excellent research and analytical skills
Excellent communication skills, both written and verbal
Investigate and resolve complaints from regulatory agencies, including the BBB, CFPB, and Attorney General
Quality, Regulatory & Compliance Manager
By Pret A Manger At New York City Metropolitan Area, United States

Pret is an equal opportunity employer.

Associate Regulatory Manager Jobs
By BODYARMOR Sports Nutrition At Queens, NY, United States
Base pay offered may vary depending on geography, job-related knowledge, skills, and experience.
Oversee all product certifications that include Kosher, NSF, SQF, etc.
Manage raw and pack supplier and material approvals to ensure safe, quality materials are always used.
Oversee the improve the regulatory claims and certification process for accuracy to support continuous processes and performance of BODYARMOR products.
4 years’ experience in Regulatory Affairs in the food or beverage industry required
4 years’ experience in Quality roles ideally in supplier quality or food safety in the food or beverage industry required
Compliance Associate -- Regulatory
By The Goodkind Group, LLC At New York, NY, United States

   Great organization located in downtown Manhattan is looking for a 2-5 yrs. Compliance Associate to join their Regulatory Group.  This role will performs a variety of compliance activities in ...

Manager-Compliance Jobs
By Amex At , New York, Ny $90,000 - $165,000 a year
Superior project management skills including ability to manage multiple projects and support multiple priorities simultaneously
Define and ensure proper documentation and approve compliance related procedures, requirements, communications and other credit and fraud risk management related activities.
Understanding of risk management functional areas and analytical disciplines, a plus
Superior verbal and written communication skills, and proven ability to persuade and collaborate effectively at all levels of the organization
Strong analytical and organizational skills with an ability to think both tactically and strategically
Strong interpersonal skills / ability to develop relationships with colleagues across multiple business functions

Are you looking for an exciting opportunity to help shape the future of regulatory compliance? We are looking for a Manager Regulatory Compliance to join our team and lead the way in developing and implementing best practices for our organization. If you have a passion for compliance and a drive to make a difference, this is the job for you!

Overview Manager Regulatory Compliance is responsible for ensuring that an organization complies with all applicable laws and regulations. They are responsible for developing and implementing policies and procedures to ensure compliance with applicable laws and regulations, as well as monitoring and reporting on compliance activities. Detailed Job Description The Manager Regulatory Compliance is responsible for developing, implementing, and maintaining a comprehensive compliance program to ensure that the organization is in compliance with applicable laws and regulations. This includes developing and implementing policies and procedures, monitoring compliance activities, and providing guidance and training to staff. The Manager Regulatory Compliance is also responsible for conducting internal audits and investigations, and reporting on compliance activities. Job Skills Required
• Knowledge of applicable laws and regulations
• Ability to develop and implement policies and procedures
• Ability to monitor and report on compliance activities
• Ability to conduct internal audits and investigations
• Excellent communication and interpersonal skills
• Ability to work independently and as part of a team
• Strong organizational and problem-solving skills
Job Qualifications
• Bachelor’s degree in business, law, or related field
• 5+ years of experience in regulatory compliance
• Certified Regulatory Compliance Manager (CRCM) certification preferred
Job Knowledge
• Knowledge of applicable laws and regulations
• Knowledge of compliance policies and procedures
• Knowledge of internal audit and investigation processes
Job Experience
• 5+ years of experience in regulatory compliance
• Experience developing and implementing policies and procedures
• Experience monitoring and reporting on compliance activities
• Experience conducting internal audits and investigations
Job Responsibilities
• Develop and implement policies and procedures to ensure compliance with applicable laws and regulations
• Monitor and report on compliance activities
• Provide guidance and training to staff on compliance matters
• Conduct internal audits and investigations
• Report on compliance activities
• Maintain current knowledge of applicable laws and regulations