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Compliance Analyst Jobs in Suffolk, New York

Compliance Analyst, Sr. Associate
By New York Life Insurance Co At , Norfolk $82,500 - $122,500 a year
Minimum 2 years of industry experience
Comprehensive knowledge of registered and nonregistered products
Excellent communication skills (written and verbal)
Must be a self-starter, results-oriented, a team player and be able to prioritize responsibilities
Assist Managing Partner in Agent Supervision
Review incoming correspondence and handle red flags as appropriate
Compliance Analyst Jobs
By PJT Partners At , New York, 10017 $75,000 - $90,000 a year
Strong research skills are preferred.
Excellent organization and execution skills with the ability to work efficiently and independently under demanding deadlines.
Advanced skills in PowerPoint, Excel and report building.
Strong analytical, written, and verbal communication skills.
Day to day responsibilities may include, but not limited to:
Continuously develop and improve the monitoring methodology and overall approach.
Associate, Ofac Compliance Analyst
By CFSB At New York, NY, United States
Ensure timely completion of all mandatory training requirements. Knowledge, Skills, and Abilities:
Review daily manual reports for OFAC screening, documenting the reviews and reporting findings to management as necessary.
Organized, detail- oriented, self-motivated, and strong communication, writing, and follow-up skills
Ability to work dependably and consistently under team constraints, and to manage time efficiently and effectively
Strong research, analysis, communication, writing, and follow-up skills. Ability to identify, escalate and resolve a problem
Understanding of compliance and BSA/AML/OFAC regulatory requirements and implications
Analyst-Compliance Jobs
By Amex At , New York $55,000 - $105,000 a year
Project management experience, especially including cross-organizational coordination on large and complex projects a plus
Strong Microsoft Office skills required
Understanding/Experience of the supervisory processes of federal bank regulators
Bachelor’s degree required, advanced degree a plus or equivalent work experience
Comprehensive medical, dental, vision, life insurance, and disability benefits
20+ weeks paid parental leave for all parents, regardless of gender, offered for pregnancy, adoption or surrogacy
Data Analyst, Compliance Jobs
By current At , New York, 10011 $105,000 - $145,000 a year
Excellent communication, requirement gathering and prioritization skills.
Some statistical analytics knowledge and experience.
Drive compliance related data modeling requirements for analytics and data engineers
3+ years of experience working in the data analytics/business intelligence domain
1+ years of experience building data models, reports and dashboards in BI tools(preferably Looker)
Experience in defining and building meaningful metrics and KPIs.
Compliance Business Analyst Jobs
By Benjamin Douglas At New York City Metropolitan Area, United States
3+ years experience working with CLO and/or Fund Finance investment vehicles or equivalent
Demonstrated understanding of alternative asset (Corporate Loan, High Yield Bond, Derivatives) analytics, order management systems and pre/post trade compliance concepts
3+ years experience in analytical role(s) - writing business requirements and/or translating CLO indenture language
Attend business requirements gathering sessions to gather high level requirements, document the scope of work and contribute to the estimation process
Gather requirements and produce Business Requirement Documents (BRDs) or Design Documents for client approval and subsequent implementation by the Allvue team
Effectively communicate any product defects or enhancements to product team members for inclusion in our standard configuration offering
Compliance Data Analyst Jobs
By Lyft At New York, NY, United States
Define metrics and produce accurate reports and data analysis in a timely manner to meet contractual and regulatory requirements
3+ years of relevant experience:
Experience with Python/R or other statistical programming language
Experience with git/github or other version control software
Knowledge of ETL concepts and data warehousing procedures, knowledge of Apache Airflow
Knowledge of Tableau or any other data analysis dashboard is preferred
Compliance Analyst ($80K - $150K)
By Henderson Harbor Group At New York City Metropolitan Area, United States
Minimum of 3 years relevant residential mortgage data/collateral experience at mortgage company, asset management firm or due diligence firm.
Must have knowledge of compliance/TRID requirements related to loan originations, particularly residential loans with commercial sponsors, multifamily, Non-QM, and QM.
Manage post settlement curative side letter process with sellers/vendors.
Experience in clearing collateral, title, and compliance discrepancies.
Experience with reperforming/nonperforming residential loans.
Ability to manage servicer, custodian, and client issues daily.
Compliance Analyst Jobs
By Rockefeller Capital Management At New York, NY, United States
Demonstrated compliance, supervision or legal experience with a broker-dealer or registered investment advisor required, knowledge of complex products is a plus
Working knowledge and experience of Investment Advisers Act of 1940, Investment Company Act of 1940; knowledge of UCITS regulations
Skilled in Microsoft suite, including, Word, Excel, and PowerPoint and database experience
Previous experience working on a Compliance testing, internal audit or consulting firm teams
Knowledge of the securities industry, from a product, corporate governance, compliance and operational perspective
Strong business judgment compliance skills
Compliance Analyst Jobs
By PJT Partners At New York, United States
1-5 years of online compliance experience involving surveillance/monitoring and projects within a consulting firm or in the Financial Industry
Experience with the development and administration of compliance systems
Excellent organization and execution skills with the ability to work efficiently and independently under demanding deadlines
Strong analytical, written and verbal communication skills
Day to day responsibilities may include, but not limited to:
Understanding and remaining current with applicable regulations, trends, issues, and best practices to recommend and/or develop appropriate monitoring and control processes.
Analyst, Social Compliance Jobs
By Victoria’s Secret & Co. At New York City Metropolitan Area, United States
High attention to detail coupled with analytical and problem-solving skills
Ability and willingness to take on additional responsibilities
Minimum 0-2 years’ experience in social compliance, ESG, sustainability or other related fields
B.S. or B.A. in Accounting, Finance, Business Administration, Communications, Human Rights, Sustainability or related field required
Previous experience with data analytics
Foreign language skills a plus
Compliance Analyst/Paralegal Jobs
By Nearwater Capital At New York City Metropolitan Area, United States
Strong project management and organizational skills, and exceptional attention to detail.
Manage the firm’s third party vendor for employee and firm trading reviews.
In conjunction with the CCO, execute Nearwater’s security-based swap dealer compliance program.
Assist in managing and responding to SEC routine inquiries and periodic examinations.
Assess training needs and develop and track training for Nearwater employees.
Monitor regulatory developments relevant to Nearwater businesses and synthesize to keep employees apprised of pending developments and potential impacts.
Compliance Analyst - Healthcare
By VillageCare At New York, NY, United States

Compliance Analyst VillageCare is seeking a motivated individual to assume the role of Compliance Analyst. This role will assist in monitoring compliance of the health plan with federal, state and ...

Compliance Analyst Jobs
By Millennium Management LLC At , New York, 10022, Ny $70,000 - $160,000 a year
Manage the Firm’s code of ethics/personal trading policies utilizing compliance software
Coordinate the Firm’s compliance certification program
Must have outstanding attention to detail and organization skills, possess the ability to spot issues, and respond timely
Outstanding verbal and written communication skills, with poise and confidence to interact with internal clients at all levels
Ability to pivot between work comfortably and navigate ambiguous or “gray” areas and learn skills
Strong Microsoft Word, PowerPoint and Excel skills
Analyst, Investment Compliance & Onboarding
By QBE At , New York, Ny $68,000 - $102,000 a year
Good knowledge of investment compliance framework, program and systems and best practices in the investment management industry
Bachelor's Degree or equivalent combination of education and work experience
Assist in the end-to-end process of portfolio onboarding including portfolio and custody setup, broker and external manager onboarding and KYC activities
Excellent logic and numerical skills with the ability to code compliance rules and independently calculate exposures vs limit
Strong communication and interpersonal skills, with the ability to interact effectively with wide range of internal and external stakeholders
Strong analytical and problem-solving skills
Compliance Business Analyst Jobs
By Amtex Systems Inc. At New York, NY, United States
Strong time management skills, including the ability to manage multiple cross-functional projects at once
10+ years project management/business analyst experience in IT.
Relevant experience in financial services or asset management.
Functional knowledge of Charles River Investment Management Solution
Knowledge of data management concepts, familiarity with basic SQL and
Effectively communicating your insights and plans to cross-functional team members and management.
Compliance Surveillance Analyst Jobs
By Mizuho Americas At , New York, Ny $104,250 - $150,000 a year
Excellent project management and organizational skills and capability to handle multiple projects at one time
Maintain consultant tracking and assess Public/Private access requirements.
Knowledge of Compliance laws, rules, regulations and risks
A general understanding of securities trading and corresponding regulations with proven ability to prioritize and manage multiple projects
Excellent research and analytical skills
Excellent written and verbal communication skills
Compliance Analyst Jobs
By REQ SOLUTIONS At Florida, United States
2-4 years of experience in fraud, BSA/AML, investigations of financial crimes transactions or policy violations, risk management or compliance.
Bachelor’s degree in business or equivalent work experience.
Must have experience writing and filing SARs.
Knowledge of Bank Secrecy Act, USA PATRIOT Act, Money Laundering Control Act, Office of Foreign Asset Control
Excellent communication and written skills.
Demonstrated ability to manage performance.
Compliance Analyst-Investment Advisory Jobs
By Voya Financial At , New York, 10169, Ny
Analyze client documentation and information for accuracy, and determine adequacy thereof based upon dealer requirements, account type and products traded
Liaise with Client Services, Middle Office Operations, Legal, and Compliance and advise on requirements or deliverables
Review daily shareholding records to ascertain whether shareholding disclosure reporting requirements have been triggered
Bachelor's degree in Accounting, Finance, Economics or relevant areas of study.
Bachelor's Degree or equivalent experience
Customer Focused: Passionate drive to delight our customers and offer unique solutions that deliver on their expectations.
Compliance Analyst Jobs
By Masterworks At New York City Metropolitan Area, United States
Do you want to live at the cutting edge of finance, technology, and art?
Develop and implement policies and procedures to ensure ongoing compliance with regulatory requirements
Conduct periodic compliance reviews to ensure ongoing compliance with regulatory requirements
Provide training and education to the marketing team on compliance-related matters
Bachelor's degree in finance, law, or related field
3+ years of experience in compliance, preferably in a fintech company.

Are you looking for an exciting opportunity to use your compliance expertise to help protect a company's reputation? We are looking for a Compliance Analyst to join our team and help ensure our company meets all applicable laws and regulations. You will be responsible for developing and implementing compliance policies, monitoring compliance activities, and providing guidance to ensure compliance with applicable laws and regulations. If you are a detail-oriented professional with a passion for compliance, this could be the perfect job for you!

A Compliance Analyst is responsible for ensuring that an organization is adhering to applicable laws, regulations, and standards. They are responsible for developing, implementing, and monitoring compliance programs, as well as conducting internal audits and investigations.

What is Compliance Analyst Skills Required?

• Knowledge of applicable laws, regulations, and standards
• Analytical and problem-solving skills
• Attention to detail
• Excellent communication and interpersonal skills
• Ability to work independently and as part of a team
• Ability to manage multiple tasks and prioritize

What is Compliance Analyst Qualifications?

• Bachelor’s degree in a related field such as law, accounting, or finance
• Relevant certifications such as Certified Regulatory Compliance Manager (CRCM)
• Relevant experience in compliance, risk management, or auditing

What is Compliance Analyst Knowledge?

• Knowledge of applicable laws, regulations, and standards
• Knowledge of risk management and auditing principles
• Knowledge of internal control systems
• Knowledge of data analysis and reporting

What is Compliance Analyst Experience?

• Previous experience in a compliance or risk management role
• Experience in conducting internal audits and investigations
• Experience in developing and implementing compliance programs

What is Compliance Analyst Responsibilities?

• Develop, implement, and monitor compliance programs
• Conduct internal