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Compliance Analyst Jobs in Santa Clara, California

Compliance Analyst Jobs
By Intuit At Mountain View, CA, United States

This position will be part of the Intuit Compliance Organization within the overall Legal Team. The compliance program is global and covers all Intuit Inc. products and services. We are a hardworking, ...

Legal & Compliance Analyst Jobs
By SpaceX At Hawthorne, CA, United States
Track and investigate instances of non-compliance with global law enforcement, privacy, cybersecurity requirements; prepare related internal reports; and manage corrective actions.
Support other legal functions, including litigation, contract management, and general legal and regulatory compliance.
3+ years of legal experience as an analyst or paralegal in a law firm or in-house setting supporting legal/regulatory compliance.
Experience working directly with government agencies, regulators, and managing outside counsel.
Respond to Starlink consumer complaints.
Advise, educate, and train internal stakeholders and employees on compliance programs for law enforcement, privacy, cybersecurity, and related matters.
Compliance Analyst Jobs
By The TCW Group At Los Angeles, CA, United States
Excellent written and verbal communication skills; possess strong telephonic, data entry and proofing skills
2 to 5 years of relevant investment operations, compliance and/or paralegal experience in financial services industry related to compliance responsibilities
Exceptional analytical and investigative skills, experience partnering with business and investment colleagues and aptitude for working efficiently in large organizations
Contact employees to ensure timely filings of initial, quarterly, and annual certifications
Must have outstanding attention to detail and organization skills; possess the ability to spot issues and respond timely
Experience with fixed income and various investment products including open-end funds, closed-end funds, ETFs, and private funds
Hr And Compliance Analyst
By Fresnos Chaffee Zoo Corp At , Fresno, 93728 $65,000 - $80,000 a year
Demonstrated ability to partner and collaborate with multiple layers of management and employees to achieve business goals is required.
Assumes other responsibilities as necessary to assure achievement of established objectives.
Partners with the human resources team with the data-informed aspects of employee compensation, benefits, and training.
Reviews all offer letters and personnel action forms to ensure accuracy and compliance.
Excellent written and verbal English communications skills required.
Solid analytical and research skills required.
Senior Compliance Analyst Jobs
By BLDG Partners At Los Angeles Metropolitan Area, United States
Relevant affordable housing industry experience and/or certifications
Position is Hybrid or Remote depending on candidate’s circumstances and experience
§Confirm EIV reports are reviewed and monitored by the management timely
§Confirm management updates AFHMP and TSP per HUD guidelines
§Update all Asset Management tracking and regulatory spreadsheets
§Confidently confirm calculations in certifications to guarantee qualification
Compliance Analyst 1 Jobs
By Firstsource Healthcare At , Thousand Oaks
Excellent organizational skills and attention to detail.
Excellent written and verbal communication skills.
Knowledge of Microsoft Office Suite, including Excel and Outlook
Process inbound mail correspondence for all clients.
Review and process complaints, disputes, debt validation, and fraud claims for all clients.
Act as the liaison between law firms and clients to report and resolve the items listed above.
Compliance Operations Analyst Jobs
By OpenAI At San Francisco, CA, United States
Excellent project management skills, with a track record of having delivered on complex initiatives in a fast-moving environment.
Experience operationalizing workflows to increase responsiveness with an eye toward continuous process improvement.
Experience in GRC, security, or security-adjacent fields.
Experience developing and navigating technical and compliance documentation and contract language.
Strong written communication and customer service skills with an ability to engage across all levels of internal and external leadership.
Ability to empathize and collaborate with colleagues, independently manage and run projects, and prioritize efforts for risk reduction.
Customer Compliance Analyst Jobs
By Deckers Brands At , Westlake Village, Ca
Self-driven with a high degree of autonomy, inquisitiveness, and discipline with respect to time and priority management
Knowledge of Vendor Compliance and Distribution concepts, preferably in US Retail to include footwear/apparel/accessory retailers or suppliers
Detail-oriented with strong analytical and problem-solving skills
2. Conduct research of non-compliance penalties, analyzing trends for root cause understanding, and monitoring wholesale operational performance
Excellent written and verbal communication
Proficiency in Microsoft Office, specifically with Excel for data analysis & interpretation
Compliance Analyst - Auditor
By FICO At , , Ca $91,000 - $143,000 a year
Manage third party reviews of FICO, including regulatory compliance reviews.
Bachelor's Degree in Business, Finance or related field preferred.
Experience in a compliance role; preferably in a highly regulated industry.
Strong computer skills, specifically with Microsoft Office products including Excel Pivot Tables.
Work experience in the consumer lending industry helpful but not required.
Willingness and ability to research and develop technology solutions to enhance operational efficiencies.
Compliance Data Analyst Jobs
By Lyft At San Francisco, CA, United States
Define metrics and produce accurate reports and data analysis in a timely manner to meet contractual and regulatory requirements
3+ years of relevant experience:
Experience with Python/R or other statistical programming language
Experience with git/github or other version control software
Knowledge of ETL concepts and data warehousing procedures, knowledge of Apache Airflow
Knowledge of Tableau or any other data analysis dashboard is preferred
Compliance Analyst Jobs
By Intuit At San Diego, CA, United States
Strong project management skills with the ability to manage multiple projects simultaneously.
Compliance, risk management, expense management and/or audit
Third party risk management and related compliance considerations, including due diligence, purchasing and expense management systems
Reviewing and decisioning of third-party risk management legal compliance processes against applicable policies, standards and guidelines.
Minimum of four (4) years of direct work experience in:
Flexibly assist in other areas of concern to benefit Intuit’s legal compliance posture.
Compliance Analyst Jobs
By First Entertainment Credit Union At West Hollywood, CA, United States
Experience in financial services compliance, audit, credit union/ bank operations, or risk management within the financial services industry
Provide support on Vendor Management to ensuring risk assessments and due diligence are performed on all vendors
Thorough knowledge of Credit Union products and services, procedures and guidelines, and field of membership requirements
In-depth knowledge of regulations applicable to essential responsibilities
Strong problem-solving skills to effectively research, investigate, and offer solutions to issues that are more complex and difficult in nature
Ability to interact effectively with all levels of management, legal counsel, law enforcement, regulators, auditors and examiners, while maintaining strict confidentiality
Program Analyst, Corporate Compliance
By Netflix At Los Angeles, CA, United States
Provide technical and administrative support for the broader compliance technology stack, e.g. due diligence, knowledge management, and/or analytics tools, etc.
Prior experience in learning and development project management, LMS implementation, and/or instructional design is also pretty essential
Manage workflow design and implementation of compliance learning management system.
Onboarding users and maintaining user profiles in our learning management system.
Provide project management support for global compliance program initiatives.
3+ years of substantial experience in legal operations or as a legal/compliance professional at a multinational company or law firm
Compliance Analyst I (20611) Jobs
By Agua Caliente Casinos At Rancho Mirage, CA, United States
Such other compliance related responsibilities that may be assigned from time-to-time by the Compliance Manager
BSA auditing or casino accounting experience preferred
Advanced knowledge of Microsoft Excel is required
Strong verbal and written communication skills
Perform technical, analytical and detail orientated work related to gaming records, activities and patterns to identify possible suspicious activity
Prepare detailed investigative reports for all incidents of possible suspicious behavior
Compliance Analyst Jobs
By California Health & Wellness At , Sacramento, Ca $51,600 - $92,900 a year
Communicate state and federal requirements to internal and external clients.
1+ years of related experience in compliance, privacy and/or regulatory affairs.
Working knowledge of laws and/or regulations in area of compliance; in particular HIPAA, and state regulations.
Regulatory research and analysis experience strongly preferred
Respond to external requests for information required by the organization for its regulatory filings.
Respond to inquiries from state and federal regulatory agencies.
Compliance Analyst Jobs
By UCLA Health At , Los Angeles, 90095, Ca $76,900 - $150,900 a year

Description As a key member of our Office of Compliance Services, you will help advance our culture of trust while ensuring compliance with relevant laws and regulations. In this role, you will ...

Security Compliance Analyst Jobs
By Hive At , San Francisco, Ca $110,000 - $140,000 a year
Manage Hive’s current risk management program
Manage external and internal audits, including reviewing materials that require attention for accuracy and properly adhering to regulatory expectations.
Bachelor's degree or related experience
Minimum 4+ years experience related to conducting risk-based assessment for information systems and/or operations.
Participate in building a comprehensive compliance program
Provide compliance, risk, and controls expertise to support information security and compliance initiatives.
Research Compliance Analyst Jobs
By University of California, Riverside At , Riverside, 92521, Ca $56,800 - $99,200 a year
Bachelor's degree in related area and/or equivalent experience/training.
Relevant compliance certification (if applicable).
2 - 4 years of related experience.
UC Riverside is the top university in the United States for social mobility. - U.S. News 2020
Among top-tier universities, UC Riverside ranks No. 2 in financial aid. - Business Insider 2019
UCR's distinguished faculty boasts 2 Nobel Laureates, and 13 members of the National Academies of Science and Medicine.
Compliance Analyst Jobs
By Affirm At , San Francisco, Ca
Strong project management, critical thinking, and analytical skills.
Support other key compliance and risk management projects as needed.
Assist with the ongoing compliance testing activities on adherence to compliance program and federal/state regulatory requirements.
1-2 years of professional work experience in Compliance Testing, Quality Assurance, or Audit preferred.
Proficient computer navigation skills using a variety of software packages, including Google docs, word processing, and spreadsheets.
Work closely and cross functionally with multiple departments (Compliance Risk Legal Product, etc) while completing reviews.
Senior Compliance Analyst - Remote
By UnitedHealth Group At , El Segundo, 90245, Ca $67,800 - $133,100 a year
Conduct state-specific legal research and monitor changes in requirements to mitigate risks and achieve compliance
High school diploma or equivalent experience
Experience communicating complex information via phone conversations and emails to non-technical clients, external customers, internal customers and executives
Experience interacting & collaborating with a variety of stakeholders (other team members, internal customers and executives)
Support the collection of data for regulatory filings, coordinate and develop reports, projects and use assessment tools to verify compliance
Develop compliance communications and drive problem resolution for a business segment across UnitedHealth Group

Are you looking for an exciting opportunity to use your compliance expertise to help protect a company's reputation? We are looking for a Compliance Analyst to join our team and help ensure our company meets all applicable laws and regulations. You will be responsible for developing and implementing compliance policies, monitoring compliance activities, and providing guidance to ensure compliance with applicable laws and regulations. If you are a detail-oriented professional with a passion for compliance, this could be the perfect job for you!

A Compliance Analyst is responsible for ensuring that an organization is adhering to applicable laws, regulations, and standards. They are responsible for developing, implementing, and monitoring compliance programs, as well as conducting internal audits and investigations.

What is Compliance Analyst Skills Required?

• Knowledge of applicable laws, regulations, and standards
• Analytical and problem-solving skills
• Attention to detail
• Excellent communication and interpersonal skills
• Ability to work independently and as part of a team
• Ability to manage multiple tasks and prioritize

What is Compliance Analyst Qualifications?

• Bachelor’s degree in a related field such as law, accounting, or finance
• Relevant certifications such as Certified Regulatory Compliance Manager (CRCM)
• Relevant experience in compliance, risk management, or auditing

What is Compliance Analyst Knowledge?

• Knowledge of applicable laws, regulations, and standards
• Knowledge of risk management and auditing principles
• Knowledge of internal control systems
• Knowledge of data analysis and reporting

What is Compliance Analyst Experience?

• Previous experience in a compliance or risk management role
• Experience in conducting internal audits and investigations
• Experience in developing and implementing compliance programs

What is Compliance Analyst Responsibilities?

• Develop, implement, and monitor compliance programs
• Conduct internal