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Securities Finance Trader Jobs

Trader, Securities Lending Jobs
By RBC Capital Markets At New York, NY, United States
Trade bookings, both cash and non cash, using the departments Order Management system and related technology
Global Equity Trading, Quantitative Strategies, Wealth Management
Manage the full life cycle of the borrowing and lending process including:
Manage relevant desk data and prepare reports for the desk and other internal RBC departments
Strong written and oral communication skills
1-3 years of experience in the Financial markets
Securities Operations Consultant Jobs
By LevelUP At New York, NY, United States
Ensure all appropriate legal and regulatory requirements are met and foster a “Compliance and due process culture”
Undergraduate Degree or equivalent experience
Minimum of 3-5 years of Operations experience in broker dealer or investment
Knowledge of Vendor applications; Broadridge, and Depository functions (such
Provide operational/functional securities support for Sales and Trading businesses across all Legal entities
Ensure the timely processing of all post settlement activity
Securities Associate Jobs
By Principle Recruiting At Greater Minneapolis-St. Paul Area, United States
Under 2000 billable hours requirement.
JD Required - Top Law School preferred.
Hybrid work - 1-2 days in the office required, the rest of the week can be online or in person.
National presence - multiple offices and locations. Applicants from throughout Minnesota, Missouri, and Kansas are also welcome to apply.
Asset Based Finance - Securities Operations, Associate
By Blackstone At New York, NY, United States
Experience with Advent Geneva; Bloomberg knowledge would be a plus.
Working knowledge of security operations with Loans, Fixed Income products, and the trade life cycle.
Experience working with technology professionals on ad-hoc system enhancements.
Prior experience working closely with traders a plus.
2+ years of experience in trade support or middle office role.
Responsible for Client Relationship Maintenance
Vp, Securities Lending Trader
By Macquarie Group At New York, United States
Strong skills in risk management, particularly interest rate risk
Minimum of 5 years of prior hard to borrow trading experience
Product experience in Stock Loan. In addition, UST Repo & Total Return Swaps experience is helpful
Experience with Funding, balance sheet, credit risk, interest rate, FX and capital optimisation will be beneficial.
Technology skills: ability to drive technology enhancements is essential. Coding skills will be beneficial
Strong knowledge of the various securities financing vendors
Securities And Governance Counsel
By Lattice Semiconductor At Austin, TX, United States
Excellent organization and time management skills
Manages outside counsel, proxy advisors and other governance consultants.
Minimum of 10 years of private practice and/or in-house experience in securities compliance, corporate governance, and corporate secretarial matters
Experience handling the preparation and distribution of shareholder, Board of Directors, and committee meeting materials
Experience with filing 10-K, 10-Q, proxy statement, and other SEC required filings accurately and on time
Must possess excellent presentation and communication skills
Junior Portfolio Finance Trader
By Jump Trading LLC At New York, United States
Assist US, Europe, Asia Pacific, and Group Treasurers in all aspects of cash and collateral management
Sound understanding of treasury and cash management concepts
Assist with the analysis and optimization of the global finance activities of the firm
Negotiate and manage margin terms with our key counterparties
Minimum academic level of bachelor’s degree in STEM, Accounting, Finance, Computer Science, or related areas
Ability to multitask, prioritize, and manage competing deadlines
Avp, Trader Tools, Td Securities
By TD Bank At , New York, 10017, Ny $160,000 - $220,000 a year
Ability to work with front office and risk management to prototype new risk management capabilities
Excellent communication and stakeholder management skills
Solid understanding of financial derivatives and their trading, pricing and risk management
Lead the development, and partner with Risk and Data technology teams, to achieve a simplification and speed of technology capabilities
Manage overall budget, revenue and expenditures, meet business objectives while increasing efficiency and effectiveness
Work closely with Production Engineering team to establish a viable support model including measures and monitoring capabilities.
Vice President - Finance, Td Securities
By TD Bank At , New York, 10017, Ny $155,000 - $175,000 a year
5+ years experience in Finance for broker dealers, including supervisory experience
Finance Liaison - Interface with other support functions
Assist in managing outsourced Finance operations team
Excellent verbal and written communication skills
Knowledge of Broadridge a plus
EOE/Minorities/Females/Veterans/Individuals with Disabilities/Sexual Orientation/Gender Identity.
Securities Lending Trader Jobs
By Macquarie Group Limited At , New York, 10019, Ny $162,000 - $253,000 a year
Strong skills in risk management, particularly interest rate risk
Minimum of 5 years of prior hard to borrow trading experience
Product experience in Stock Loan. In addition, UST Repo & Total Return Swaps experience is helpful
Experience with Funding, balance sheet, credit risk, interest rate, FX and capital optimisation will be beneficial.
Technology skills: ability to drive technology enhancements is essential. Coding skills will be beneficial
Strong knowledge of the various securities financing vendors
Receptionist Td Securities Jobs
By TD Bank At , New York, 11205, Ny $40,000 - $48,000 a year
Prioritize and manage own workflow to ensure efficiency and effectiveness.
Support the team by continuously developing knowledge, including maintaining proficiency with software applications/programs and/or department specific systems as required.
EOE/Minorities/Females/Veterans/Individuals with Disabilities/Sexual Orientation/Gender Identity.
Deliver a high level of customer service to Wholesale Banking businesses.
Responsible for internal and external conference room bookings, including AV, Food & beverage and miscellaneous set-up requests.
Answer telephones in a professional, courteous and timely manner. Respond to all inquiries and requests independently or direct appropriately.
Sustainable Finance - Institutional Securities Group, Vp
By Morgan Stanley At , New York, 10036, Ny
Strong communication skills with an ability to write and/or develop engaging content and speak to Senior Management
Strong project management skills and proven ability to move projects through to completion
Excellent oral and written communication skills by clearly articulating objectives, requirements, risks and issues
Deliver on other ad hoc projects and workstreams for the ISG Sustainable Finance team as necessary.
Mature ESG subject matter knowledge across global markets where these topics are a priority
Strong motivation, be a self-starter with a positive outlook and desire to solve problems – creative thinking and problem-solving skills
Vice President - Finance, Td Securities
By TD Bank At , New York, 11205, Ny $155,000 - $175,000 a year
Understanding of Excel/database management platforms; experience with Alteryx strongly preferred
Demonstrated time management and organizational skills to meet tight deadlines
Minimum Bachelors Degree in Business/Accounting/Financial Management or other related field
Experience with liquidity requirements (preferably US rules)
Motivated individual with relationship building skills and the proven ability to drive results
Strong analytical skills and comfort operating in a dynamic business environment
Securities Finance Trader Jobs
By BNY Mellon At , New York, Ny $89,000 - $143,000 a year
In this role, you’ll make an impact in the following ways:
To be successful in this role, we’re seeking the following:
Best Places to Work for Disability Inclusion , Disability:

Are you looking for an exciting opportunity to join a dynamic securities finance trading team? We are looking for a motivated and experienced trader to join our team and help us grow our business. You will be responsible for executing trades, managing risk, and providing market insights to our clients. If you have a passion for trading and a strong understanding of the securities finance market, this could be the perfect job for you!

Overview:

Securities finance traders are responsible for trading securities and other financial instruments on behalf of their clients. They must have a deep understanding of the markets and be able to make informed decisions in order to maximize profits and minimize losses. They must also be able to analyze financial data and make decisions based on their analysis.

How To Become an Securities Finance Trader:

To become a securities finance trader, you must have a bachelor’s degree in finance, economics, or a related field. You should also have experience in the financial industry, such as working as a financial analyst or in a related role. Additionally, you must have a strong understanding of the markets and be able to make informed decisions.

Securities Finance Trader Skills:

• Financial analysis
• Risk management
• Market analysis
• Trading strategies
• Portfolio management
• Regulatory compliance
• Negotiation
• Communication
• Problem-solving

What is Securities Finance Trader Knowledge?

• Knowledge of financial markets and instruments
• Knowledge of trading strategies and techniques
• Knowledge of portfolio management
• Knowledge of regulatory compliance
• Knowledge of risk management
• Knowledge of financial analysis
• Knowledge of negotiation techniques

What is Securities Finance Trader Responsibilities?

• Execute trades on behalf of clients
• Monitor markets and analyze financial data
• Develop and implement trading strategies
• Manage portfolios and adjust positions as needed
• Monitor regulatory compliance
• Negotiate with counterparties
• Communicate with clients and other stakeholders

What is Securities Finance Trader Experience?

• Experience in the financial industry
• Experience in trading securities and other financial instruments
• Experience in portfolio management
• Experience in financial analysis
• Experience in risk management
• Experience in regulatory compliance
• Experience in negotiation

What is Securities Finance Trader Qualifications?

• Bachelor’s degree in finance, economics, or a related field
• Relevant certifications (e.g. CFA, CFP, etc.)
• Strong understanding of the markets
• Ability to make informed decisions
• Ability to analyze financial data
• Ability to develop and implement trading strategies

Securities Finance Trader Educations:

• Bachelor’s degree in finance, economics, or a related field
• Relevant certifications (e.g. CFA, CFP, etc.)
• Courses in financial markets and instruments
• Courses in trading strategies and techniques
• Courses in portfolio management
• Courses in regulatory compliance
• Courses in risk management
• Courses in financial analysis
• Courses in negotiation techniques
What tools help Securities Finance Trader work better?
• Trading platforms
• Financial analysis software
• Risk management software
• Portfolio management software
• Regulatory compliance software
• Market data and news feeds
• Charting and technical analysis software
Good tips to help Securities Finance Trader do more effectively?
• Stay up to date on market news and trends
• Monitor the markets and analyze financial data
• Develop and implement trading strategies
• Manage portfolios and adjust positions as needed
• Monitor regulatory compliance
• Negotiate with counterparties
• Communicate with clients and other stakeholders
Common Securities Finance Trader interview questions?
• What experience do you have in the financial industry?
• How familiar are you with the markets and financial instruments?
• What strategies do you use to manage portfolios?
• How do you stay up to date on regulatory compliance?
• What techniques do you use to analyze financial data?
• How do you develop and implement trading strategies?
• What experience do you have in negotiation?