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Regulatory Compliance Officer Jobs

Regulatory Compliance Manager – Supplements
By unybrands At Rochester, NY, United States
Responsible for the full regulatory compliance requirements of the supplement brands.
Support the brand managers in dealing with any Amazon compliance issues.
Support the NPD team and brand managers in developing new products for the brands.
Full understanding of regulatory requirements in food supplements market.
Experience in selling to UK / EUROPE / USA / CANADA
Experience in working with Amazon preferable.
Regulatory Compliance Manager – Supplements
By unybrands At Miami, FL, United States
Responsible for the full regulatory compliance requirements of the supplement brands.
Support the brand managers in dealing with any Amazon compliance issues.
Support the NPD team and brand managers in developing new products for the brands.
Full understanding of regulatory requirements in food supplements market.
Experience in selling to UK / EUROPE / USA / CANADA
Experience in working with Amazon preferable.
Healthcare Regulatory Compliance Manager
By Ascension At , Remote From $80,059 a year
3 years of leadership or management experience preferred.
Manage staff relations including performance management, staff satisfaction and conflict management.
Schedule: Full-Time, 8-hour day shift, Monday - Friday, Fully Remote
Facility: Automated Benefit Services (ABS)
Maintain compliance with federal, state, and local regulatory requirements.
Extensive knowledge of CCIIO, SERFF and CMS.
Intern, Regulatory & Legal Compliance
By Live Nation At , San Francisco, 94108
Monitor and research compliance related laws, regulations and legislative updates pertaining to Live Nation Entertainment
Proactively identify and discuss emerging compliance issues with the Compliance team, while also developing and preparing compliance reporting as necessary.
Assist with drafting appropriate policies and practices to ensure compliance with applicable laws & regulations.
Assist with routine compliance review to ensure that regulatory and legal compliance procedures are followed, and remediated as appropriate.
Assist the Compliance team with implementing the recommendations and action items resulting from reviews and new law updates.
Bachelor's degree and current enrollment in accredited law school
Sr. Compliance Officer (Us Banking Regulatory Compliance)
By Right Executive Search, LLC At New York, NY, United States
· Strong written, verbal, and interpersonal skills, including ability to communicate effectively with senior level management.
· Identify and professionally escalate matters requiring management attention.
Remote, East Coast hours (NYC/NJ/PA/FL based) 90% remote
Responsibilities of the Sr. Compliance Officer:
Qualifications of the Senior Compliance Officer:
· Bachelor’s degree in Finance/Banking/Accounting or related field is required.
Remote Regulatory Compliance Manager (P&C Insurance Industry)
By National General At Arizona, United States
Serve as Subject Matter Expert (SME) for product management and other departments.
NOTES: Ideal candidate will have Property & Insurance domain experience.
Maintain expert business knowledge of product development, including new product concepts and company initiatives.
Develop and maintain policy contract, endorsements, policyholder notifications and other forms as well as requirements for implementation of forms output.
8+ years of Property and Casualty insurance industry experience.
Knowledge of industry-standard personal lines programs of insurance, including coverage concepts, rating procedures, and underwriting philosophies.
Remote Regulatory Compliance Manager (P&C Insurance Industry)
By National General At Rhode Island, United States
Serve as Subject Matter Expert (SME) for product management and other departments.
NOTES: Ideal candidate will have Property & Insurance domain experience.
Maintain expert business knowledge of product development, including new product concepts and company initiatives.
Develop and maintain policy contract, endorsements, policyholder notifications and other forms as well as requirements for implementation of forms output.
8+ years of Property and Casualty insurance industry experience.
Knowledge of industry-standard personal lines programs of insurance, including coverage concepts, rating procedures, and underwriting philosophies.
Regulatory Compliance Manager (Remote)
By Booster At Los Angeles, CA, United States
A bachelor’s degree or higher with 3-4 years of federal, state or local policy experience and/or campaign experience.
Experience building and strengthening relationships with regulators and politicians.
Excellent written and verbal communication skills required.
Start-up experience is a plus.
Paint the “Booster future” for policymakers and walk them through the journey into this future.
Support the Public Policy team by reaching out to and working with local and regional regulators
Remote Regulatory Compliance Specialist
By Comrise At Allendale, NJ, United States
Regulatory Compliance Specialist-REMOTE 6-12 months contract
1. Updating and maintaining product field action records in Trackwise electronic database (Trackwise experience preferred)
Medical Device or Pharmaceutical Industry experience preferred.
Assist with general Product Field Action execution activities, including but not limited to:
2. Contacting domestic hospital customers to confirm receipt of field action notifications, and documenting and tracking responses
3. Communicating with domestic and international Company affiliates to support execution of field actions in local markets
Regulatory, Policy, & Compliance Manager
By ZEEKR极氪 At United States
Disseminate regulatory or legal information to all levels of management as well as providing employees with accurate and timely compliance information
Ensure quality control in areas of spending, policies, oversight, and risk management
7 or more years of related experience or any combination of education and experience
What Skills & Experiences You Will Need
Identify and maintain working knowledge of applicable laws or regulations
Possess strong government (local, municipal, federal) policy knowledge
Remote Regulatory Compliance Manager (P&C Insurance Industry)
By National General At Ohio, United States
Serve as Subject Matter Expert (SME) for product management and other departments.
NOTES: Ideal candidate will have Property & Insurance domain experience.
Maintain expert business knowledge of product development, including new product concepts and company initiatives.
Develop and maintain policy contract, endorsements, policyholder notifications and other forms as well as requirements for implementation of forms output.
8+ years of Property and Casualty insurance industry experience.
Knowledge of industry-standard personal lines programs of insurance, including coverage concepts, rating procedures, and underwriting philosophies.
Regulatory Compliance Reviewer Jobs
By Coda Search│Staffing At Rhode Island, United States
Proficient using Mac OS, and Microsoft Products; and project management/routing program
Maintain an up to date knowledge of regulatory compliance changes as needed to perform this role
Manage various trackers and spreadsheet reports, and submit to our client for review weekly or monthly
3-5 years experience working in regulatory compliance
Strong Knowledge of current code of federal regulations
Regulatory knowledge of consumer packaged goods for edibles, beauty and healthcare categories
Regulatory Compliance Clerk Jobs
By IACX Energy At Dallas-Fort Worth Metroplex, United States
Possess excellent interpersonal skills to facilitate positive working relationships with all levels of management and staff
Bachelor's degree in environmental sciences, engineering, or related discipline or relevant years of experience.
3-6 years of experience in regulatory permitting or compliance in the oil and gas industry, preferably in midstream.
Working knowledge of Federal Safety Regulations under OSHA and PHMSA.
Strong verbal and written communication skills.
Detail-oriented with excellent organizational skills, able to work on multiple tasks in any given workday.
Remote Regulatory Compliance Manager (Insurance Industry)
By National General At Buffalo-Niagara Falls Area, United States
Serve as Subject Matter Expert (SME) for product management and other departments.
NOTES: Ideal candidate will have Property & Insurance domain experience.
Maintain expert business knowledge of product development, including new product concepts and company initiatives.
Develop and maintain policy contract, endorsements, policyholder notifications and other forms as well as requirements for implementation of forms output.
8+ years of Property and Casualty insurance industry experience.
Knowledge of industry-standard personal lines programs of insurance, including coverage concepts, rating procedures, and underwriting philosophies.
Remote Regulatory Compliance Manager (Insurance Industry)
By National General At Delaware, United States
Serve as Subject Matter Expert (SME) for product management and other departments.
NOTES: Ideal candidate will have Property & Insurance domain experience.
Maintain expert business knowledge of product development, including new product concepts and company initiatives.
Develop and maintain policy contract, endorsements, policyholder notifications and other forms as well as requirements for implementation of forms output.
8+ years of Property and Casualty insurance industry experience.
Knowledge of industry-standard personal lines programs of insurance, including coverage concepts, rating procedures, and underwriting philosophies.
Regulatory Compliance Analyst-1 Jobs
By Vanderbilt University Medical Center At Nashville, TN, United States
Prepares for and facilitates committee meetings by creating and pre-reviewing agenda templates and meeting materials, incorporating regulatory education, and documenting discussions.
Manages Continuing Review notification(s) prior to expiration date of protocol.
The responsibilities listed are a general overview of the position and additional duties may be assigned.
Prepares, reviews, and processes new research proposals, amendments, and continuing review applications prior to committee meetings.
Completes and distributes Committee Action Letters and Final Approval Letters.
Performs oversight and verification of database entries.
Regulatory Compliance Consultant (Us Remote Eligible)
By BlueCross BlueShield of South Carolina At South Carolina, United States
Four years of experience in job related field
Five years legal, regulatory, claims compliance administration or health insurance industry-related experience.
Excellent analytical or critical thinking and problem-solving skills.
Excellent presentation skills with a strong attention to detail.
Working experience with Microsoft Office.
3 years-working experience as in-house lawyer working in insurance and/or regulatory/compliance law dealing with insurance products.
Regulatory Officer 1 – Nj Secure Choice Savings Program
By New Jersey Department of Treasury At Trenton, NJ, United States
NJ Secure Choice Savings Program
The New Jersey Secure Choice Savings Program (SCSP)
* Cover Letter/Letter of Interest
* Proof of degree (unofficial transcript reflecting the date the degree was awarded/conferred or copy of diploma)
(Please list “2023-065-P – Regulatory Officer 1” in the Subject Line)
New Jersey is an Equal Opportunity Employer
Regulatory Compliance Specialist Jobs
By Synergis At Mountain View, CA, United States
2+ years working in a fast-paced environment that required laser-like attention to detail and organization skills
1+ year of experience assembling and/or tracking critical documentation
Excellent people skills and a can-do attitude
Experience with Adobe Acrobat and/or Illustrator
Regulatory Compliance Associate Required Experience:
Regulatory Compliance Associate Preferred Experience:
Project Manager (With Regulatory Compliance)
By Ameex Technologies At Los Angeles, CA, United States
Manage overall project organization to ensure requirements and project deliverable dates can be clearly communicated.
Provide ongoing program and project management support.
Expert communication, status reporting, plan management and execution.
Create project timelines, and manage creative, development milestones and deliverables.
Create/manage project plans in Microsoft Project, drive all tasks, holding stakeholders accountable
Minimum of 10 years’ experience leading projects within a strong Regulatory and Compliance experience.

Are you looking for an exciting opportunity to make a real impact on a company's regulatory compliance? We are looking for a Regulatory Compliance Officer to join our team and help ensure our company is compliant with all applicable laws and regulations. If you have a passion for compliance and a commitment to excellence, this could be the perfect job for you!

Overview:

A Regulatory Compliance Officer is responsible for ensuring that a company complies with all applicable laws and regulations. They are responsible for monitoring and analyzing changes in the regulatory environment, developing and implementing compliance policies and procedures, and providing guidance and training to staff on regulatory compliance matters.

How To Become an Regulatory Compliance Officer:

To become a Regulatory Compliance Officer, you will need to have a bachelor’s degree in a related field such as business, finance, accounting, or law. You may also need to have experience in the field, such as working in a compliance or legal department. Additionally, you may need to obtain certifications or licenses, such as a Certified Regulatory Compliance Professional (CRCP) or Certified Regulatory Compliance Manager (CRCM).

Regulatory Compliance Officer Skills:

• Knowledge of applicable laws and regulations
• Ability to interpret and apply regulations
• Excellent communication and interpersonal skills
• Ability to analyze and interpret data
• Strong problem-solving and decision-making skills
• Ability to work independently and as part of a team
• Excellent organizational and time management skills
• Proficiency in Microsoft Office Suite

What is Regulatory Compliance Officer Knowledge?

• Knowledge of applicable laws and regulations
• Understanding of risk management principles
• Knowledge of corporate governance principles
• Understanding of financial reporting requirements
• Knowledge of auditing principles and practices
• Knowledge of corporate compliance programs
• Understanding of anti-money laundering regulations

What is Regulatory Compliance Officer Responsibilities?

• Monitor and analyze changes in the regulatory environment
• Develop and implement compliance policies and procedures
• Provide guidance and training to staff on regulatory compliance matters
• Monitor and review compliance with applicable laws and regulations
• Investigate and resolve compliance issues
• Prepare and submit regulatory reports
• Prepare and review contracts and other legal documents
• Liaise with external regulatory bodies

What is Regulatory Compliance Officer Experience?

• Previous experience in a compliance or legal department
• Experience in a financial services or banking environment
• Experience in developing and implementing compliance policies and procedures
• Experience in preparing and submitting regulatory reports
• Experience in conducting investigations and resolving compliance issues

What is Regulatory Compliance Officer Qualifications?

• Bachelor’s degree in a related field such as business, finance, accounting, or law
• Certifications or licenses, such as a Certified Regulatory Compliance Professional (CRCP) or Certified Regulatory Compliance Manager (CRCM)

Regulatory Compliance Officer Education:

• Bachelor’s degree in a related field such as business, finance, accounting, or law
• Certifications or licenses, such as a Certified Regulatory Compliance Professional (CRCP) or Certified Regulatory Compliance Manager (CRCM)

Tools to Help Regulatory Compliance Officer Work Better:

• Compliance management software
• Risk management software
• Regulatory tracking software
• Document management software
• Data analytics software

Good Tips to Help Regulatory Compliance Officer Do More Effectively:

• Stay up to date on changes in the regulatory environment
• Develop and maintain strong relationships with external regulatory bodies
• Develop and implement effective compliance policies and procedures
• Monitor and review compliance with applicable laws and regulations
• Investigate and resolve compliance issues promptly
• Provide guidance and training to staff on regulatory compliance matters

Common Regulatory Compliance Officer Interview Questions:

• What experience do you have in developing and implementing compliance policies and procedures?
• How do you stay up to date on changes in the regulatory environment?
• What strategies do you use to ensure compliance with applicable laws and regulations?
• How do you handle investigations and resolving compliance issues?
• What challenges have you faced in your previous roles as a Regulatory Compliance Officer?