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Regulatory Compliance Engineer Jobs in Union, Arkansas

Compliance Analyst, Regulatory Complaints
By Credit Acceptance At United States
Minimum 2 years' of recent and relevant experience within a compliance oriented, research and investigative environment
Experience in financial services industry or legal field
Experience with quickly learning and becoming a subject matter expert in new systems/processes
Insightful by cultivating innovation, accumulating business and role specific knowledge, demonstrating self-awareness and making quality decisions
Timely and accurately perform investigations of regulatory complaints. This includes:
Engaging consumers, dealers, or third parties over the telephone in a professional, but direct manner;
Compliance Engineer Jobs
By MasterControl At United States
Project manage adverse events from beginning to end, ensuring compliance to applicable regulations and standards
Enhance and improve compliance knowledge across the organization through training and mentoring
Five years experience within a regulated life sciences company
Working knowledge of standards and regulations such as ISO 9001, ISO 27001, 21 CFR Part 11, GDPR, HIPAA, CCPA, and GxP
Experience completing deviation and CAPA investigations
Excellent written and oral communication skills
Regulatory, Policy, & Compliance Manager
By ZEEKR极氪 At United States
Disseminate regulatory or legal information to all levels of management as well as providing employees with accurate and timely compliance information
Ensure quality control in areas of spending, policies, oversight, and risk management
7 or more years of related experience or any combination of education and experience
What Skills & Experiences You Will Need
Identify and maintain working knowledge of applicable laws or regulations
Possess strong government (local, municipal, federal) policy knowledge
Regulatory And Compliance Attorney
By Opto Investments At United States
Annually file and amend the firm's ADV to ensure compliance with SEC filing requirements
Assist with the supervision of sales related activities such as filings, RFPs, and certifications or email surveillance
Review and approve outside business activities, annual compliance certifications, and personal trading
Actively manage departmental report(s) and external compliance vendors
Experience working with external regulatory bodies and responding to regulatory inquiries or investigations
Experience serving as a CCO
Associate, Regulatory Compliance (Mhp) - Remote
By Oscar Health At United States
Knowledge of and experience with commercial and MHP rules
Bachelor’s Degree or 4 years commensurate work experience.
Prior experience working with regulators on compliance audits, reporting and other matters.
Experience managing complicated projects, keeping track of details, and staging work to complete projects on time.
Regulatory requirements to business and technical staff to capture information and.
Experience developing reporting and metrics.
Regulatory Compliance Specialist (Healthcare)
By Bernard Nickels & Associates At United States
Work Location: Remote (United States)
• Bachelor’s Degree or equivalent work experience
• Analytical experience and advanced proficiency with translating analysis to written & oral communications.
• Strong organizational and prioritization skills, and ability to balance multiple tasks.
• 8+ years of experience in healthcare regulatory compliance.
• Extensive knowledge of healthcare industry regulations and governing laws.
Regulatory Compliance Officer Jobs
By Boulo Solutions At United States
Experience with MS PowerPoint,, Excel, etc, as well as electronic document management systems is helpful.
Oversight and management of typical compliance needs for an investment advisor / fund manager
5+ years of experience with regulatory compliance legal work with investment manager regulatory issues
Strong communication and interpersonal skills will be key to working in this small and dynamic team.
Responsibilities of the Regulatory Compliance Officer position
Requirements for the Regulatory Compliance Officer position
Regulatory Compliance Analyst -Health Care
By Real Soft, Inc. At United States
·Conducts regulatory research and interpretation, as assigned, in response to requests from clients, stakeholders, management, and/or regulators.
·Assists with system data entry for tracking compliance issue requests and helps maintain regulatory issue log maintenance.
·Anticipates and follows-up on requests and issues with a proactive, problem-solving approach.
Regulatory Compliance Analyst Jobs
By JustinBradley At United States
Ability to complete projects/tests efficiently with high attention to detail and excellent time management skills.
Identifying and escalating issues to management promptly.
Experience conducting controls testing in compliance, audit, operational risk or related function.
Strong written and verbal communication skills.
Bachelor’s degree required; industry certification (e.g., CCEP, PMP etc.) preferred.
Conducting controls testing and analyzing results.
Senior Regulatory Compliance Specialist
By Empower At United States
Compile statistical data and narrative trend analysis reports as required by regulators and/or for internal management.
Update organizational compliance policies, as well as internal department policies and procedures for review/approval by management.
Facilitate implementation of various SEC, FINRA and/or State regulatory requirement(s) and development of effective and efficient compliance supervisory oversight programs.
Bachelor's degree or equivalent work experience.
5+ years financial services experience, with minimum 2 years in directly related securities compliance role.
Respond to a broad range of questions from internal business personnel regarding compliance matters.
Nepa Senior Regulatory Compliance Specialist
By Sealaska Remediation Solutions, LLC At United States

Job Summary: The Senior Regulatory Document Specialist will support environmental projects. Position will apply regulatory analysis for technical projects for National Environmental Policy Act ...

Regulatory Compliance Specialist Jobs
By Empower At United States
Assist with compiling statistical and trend analysis reports as required by regulators and/or for management reporting purposes.
2-4 years’ experience in a related financial services industry position required.
Bachelor's degree or equivalent work experience.
Registrations / Certifications / Licensing Required
Respond to routine questions from internal business personnel regarding compliance with firm policies and procedures.
Assist with regulatory filings as assigned.
Compliance And Regulatory Tester
By The Judge Group At United States
Maintains a high level of awareness and knowledge of regulatory compliance requirements.
Assessing second-line business processes and controls used to monitor and test for adherence with federal and state regulatory requirements
Manages activities of the Compliance Testing staff (direct/indirect) and is responsible for the overall integrity and quality of the work product.
Bachelors Degree in Business, Finance, or Legal
This is a contract role that can be done 100% remote. W2 only, No C2C
Creates and maintains testing work papers and supporting documentation.
Remote Regulatory Compliance Manager (Insurance Industry)
By National General At Knoxville Metropolitan Area, United States
Serve as Subject Matter Expert (SME) for product management and other departments.
NOTES: Ideal candidate will have Property & Insurance domain experience.
Maintain expert business knowledge of product development, including new product concepts and company initiatives.
Develop and maintain policy contract, endorsements, policyholder notifications and other forms as well as requirements for implementation of forms output.
8+ years of Property and Casualty insurance industry experience.
Knowledge of industry-standard personal lines programs of insurance, including coverage concepts, rating procedures, and underwriting philosophies.
Regulatory Compliance Analyst Jobs
By Centene Corporation At Arkansas, United States
Responsible for identifying, assessing, monitoring, and reporting complex risks, applying knowledge of risk management techniques.
Conduct ad hoc research to analyze, interpret and disseminate guidance on legal, contractual and regulatory requirements
Facilitate the identification and assessment of risks to the organization including strategic, regulatory, compliance, operational, and/or key initiative risks.
Execute timely and accurate delivery of licensure filings, renewals and updates
Collaborate with internal and external teams, legal and regulatory resources regarding solutions to address potential legal, contractual and/or regulatory issues
Remote Regulatory Compliance Manager (Insurance Industry)
By National General At Nevada, United States
Serve as Subject Matter Expert (SME) for product management and other departments.
NOTES: Ideal candidate will have Property & Insurance domain experience.
Maintain expert business knowledge of product development, including new product concepts and company initiatives.
Develop and maintain policy contract, endorsements, policyholder notifications and other forms as well as requirements for implementation of forms output.
8+ years of Property and Casualty insurance industry experience.
Knowledge of industry-standard personal lines programs of insurance, including coverage concepts, rating procedures, and underwriting philosophies.
Manager Ii, Specialty Compliance And Ethics-2, Controlled Substance Compliance-Regulatory Compliance, Prescriber Review
By Walmart At Bentonville, AR, United States
You have experience and familiarity with regulatory requirements pertaining to pharmacies, prescribers, and controlled substances.
You have pharmacy or healthcare experience
You have experience with regulatory board actions
You have strong communication skills to interact with senior leadership and stakeholders
You have experience working in cross-functional teams within a corporate environment
You're organized, disciplined, and can manage multiple projects simultaneously
Regulatory Compliance Manager – Supplements
By unybrands At Rochester, NY, United States
Responsible for the full regulatory compliance requirements of the supplement brands.
Support the brand managers in dealing with any Amazon compliance issues.
Support the NPD team and brand managers in developing new products for the brands.
Full understanding of regulatory requirements in food supplements market.
Experience in selling to UK / EUROPE / USA / CANADA
Experience in working with Amazon preferable.
Regulatory Compliance Manager – Supplements
By unybrands At Miami, FL, United States
Responsible for the full regulatory compliance requirements of the supplement brands.
Support the brand managers in dealing with any Amazon compliance issues.
Support the NPD team and brand managers in developing new products for the brands.
Full understanding of regulatory requirements in food supplements market.
Experience in selling to UK / EUROPE / USA / CANADA
Experience in working with Amazon preferable.
Healthcare Regulatory Compliance Manager
By Ascension At , Remote From $80,059 a year
3 years of leadership or management experience preferred.
Manage staff relations including performance management, staff satisfaction and conflict management.
Schedule: Full-Time, 8-hour day shift, Monday - Friday, Fully Remote
Facility: Automated Benefit Services (ABS)
Maintain compliance with federal, state, and local regulatory requirements.
Extensive knowledge of CCIIO, SERFF and CMS.
Intern, Regulatory & Legal Compliance
By Live Nation At , San Francisco, 94108
Monitor and research compliance related laws, regulations and legislative updates pertaining to Live Nation Entertainment
Proactively identify and discuss emerging compliance issues with the Compliance team, while also developing and preparing compliance reporting as necessary.
Assist with drafting appropriate policies and practices to ensure compliance with applicable laws & regulations.
Assist with routine compliance review to ensure that regulatory and legal compliance procedures are followed, and remediated as appropriate.
Assist the Compliance team with implementing the recommendations and action items resulting from reviews and new law updates.
Bachelor's degree and current enrollment in accredited law school
Sr. Compliance Officer (Us Banking Regulatory Compliance)
By Right Executive Search, LLC At New York, NY, United States
· Strong written, verbal, and interpersonal skills, including ability to communicate effectively with senior level management.
· Identify and professionally escalate matters requiring management attention.
Remote, East Coast hours (NYC/NJ/PA/FL based) 90% remote
Responsibilities of the Sr. Compliance Officer:
Qualifications of the Senior Compliance Officer:
· Bachelor’s degree in Finance/Banking/Accounting or related field is required.
Remote Regulatory Compliance Manager (P&C Insurance Industry)
By National General At Arizona, United States
Serve as Subject Matter Expert (SME) for product management and other departments.
NOTES: Ideal candidate will have Property & Insurance domain experience.
Maintain expert business knowledge of product development, including new product concepts and company initiatives.
Develop and maintain policy contract, endorsements, policyholder notifications and other forms as well as requirements for implementation of forms output.
8+ years of Property and Casualty insurance industry experience.
Knowledge of industry-standard personal lines programs of insurance, including coverage concepts, rating procedures, and underwriting philosophies.
Remote Regulatory Compliance Manager (P&C Insurance Industry)
By National General At Rhode Island, United States
Serve as Subject Matter Expert (SME) for product management and other departments.
NOTES: Ideal candidate will have Property & Insurance domain experience.
Maintain expert business knowledge of product development, including new product concepts and company initiatives.
Develop and maintain policy contract, endorsements, policyholder notifications and other forms as well as requirements for implementation of forms output.
8+ years of Property and Casualty insurance industry experience.
Knowledge of industry-standard personal lines programs of insurance, including coverage concepts, rating procedures, and underwriting philosophies.

Are you looking for a challenging and rewarding career in Regulatory Compliance? We are looking for a Regulatory Compliance Engineer to join our team and help ensure our products meet all applicable regulatory requirements. You will be responsible for developing and maintaining compliance processes, performing compliance testing, and providing technical guidance to our engineering teams. If you are an experienced engineer with a passion for regulatory compliance, this is the job for you!

Overview A Regulatory Compliance Engineer is responsible for ensuring that a company’s products and services comply with applicable laws and regulations. They are responsible for researching and interpreting regulations, developing and implementing compliance strategies, and providing guidance and training to staff. Detailed Job Description Regulatory Compliance Engineers are responsible for researching, interpreting, and implementing laws and regulations related to the company’s products and services. They must be knowledgeable about the industry and the regulations that apply to it. They must be able to identify potential risks and develop strategies to mitigate them. They must also be able to provide guidance and training to staff on regulatory compliance. Job Skills Required
• Knowledge of applicable laws and regulations
• Ability to research and interpret regulations
• Ability to develop and implement compliance strategies
• Ability to provide guidance and training to staff
• Excellent communication and organizational skills
• Ability to work independently and as part of a team
Job Qualifications
• Bachelor’s degree in a related field
• 5+ years of experience in regulatory compliance
• Professional certification in regulatory compliance (e.g., Certified Regulatory Compliance Manager)
Job Knowledge
• Knowledge of applicable laws and regulations
• Knowledge of industry standards and best practices
• Knowledge of risk management principles
Job Experience
• 5+ years of experience in regulatory compliance
• Experience developing and implementing compliance strategies
• Experience providing guidance and training to staff
Job Responsibilities
• Research and interpret applicable laws and regulations
• Develop and implement compliance strategies
• Monitor and audit compliance with applicable laws and regulations
• Provide guidance and training to staff on regulatory compliance
• Identify potential risks and develop strategies to mitigate them
• Maintain up-to-date knowledge of industry standards and best practices
• Prepare reports on compliance activities