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Regulatory Compliance Analyst Jobs

Company

JustinBradley

Address United States
Employment type CONTRACTOR
Salary
Category Staffing and Recruiting
Expires 2023-07-28
Posted at 10 months ago
Job Description

JustinBradley's client is seeking a Regulatory Compliance Analyst IV to perform controls testing related to compliance with laws or regulations, mortgage-backed security (MBS) trust agreements, and supervisory guidance across multiple business units to evaluate control operating effectiveness.


Job responsibilities include:

  • Leading test inquiry meetings with internal control owners.
  • Preparing analysis and documenting test results in the system of record (MetricStream).
  • Conducting controls testing and analyzing results.
  • Selecting the sample of transactions to be tested.
  • Tracking identified issues through remediation.
  • Identifying and escalating issues to management promptly.
  • Reviewing related policies, procedures, and job aids.
  • Collecting and assessing evidence of control operation.


Skills/Experience required include:

  • Bachelor’s degree required; industry certification (e.g., CCEP, PMP etc.) preferred.
  • Ability to complete projects/tests efficiently with high attention to detail and excellent time management skills.
  • Strong written and verbal communication skills.
  • 8-10 years of experience.
  • Experience conducting controls testing in compliance, audit, operational risk or related function.
  • Ability to work collaboratively as a team member to facilitate effective enterprise-wide compliance.


JustinBradley is an EO employer - Veterans/Disabled and other protected categories