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Quality Compliance Associate Jobs

Compliance Associate Jobs
By Rutherford At New York, United States
2-5 years’ experience in an asset manager or law firm with experience supporting private funds
Strong knowledge of the Investment Advisors Act of 1940 and Investment Company Act 1940
As an Associate, this individual with assist in the executive of the firm's BDC Compliance program.
Executing on generalist tasks as part of the 'Business Development Company' Compliance division
Provide compliance training to the wider business and relevant stakeholders
Align with the wider team on projects associated with US Regulatory Compliance
Senior Compliance Associate Jobs
By TIAA At New York, NY, United States
Support the management and oversight of the Enterprise Compliance Policy Program
Assist and train users of the Compliance Policy Program management software tool.
Work with policy management tool support to develop and troubleshoot key features .
3 years of compliance experience in financial services
5 years of compliance experience in financial services
Assist in the design, distribution, communication, scheduling and tracking of compliance training sessions
Compliance Associate Jobs
By Atlantic Group At New York, NY, United States
Strong interest in real estate and/or investment management
Strong academic credentials from an undergraduate or JD education level.
2-5 years of prior experience in private equity compliance, legal, or risk-related field within the financial services industry.
Excellent written and verbal communication skills
Familiarity with regulatory requirements and industry best practices
Competitive salary commensurate with experience
Compliance Associate - Cryptocurrency
By CryptoRecruit At United States
Time management and organisational skills
$100K to $120K in line with experience plus additional company benefits.
Experience designing compliance-related products including company guidelines
Experience organising, analysing, and presenting data related to regulations
Experience assisting with regulatory audits and examinations
Minimum 1 year prior experience in conducting suspicious activity monitoring or customer due diligence investigations
Compliance Associate Manager, Auto
By Upstart At United States

About Upstart Upstart is a leading AI lending marketplace partnering with banks and credit unions to expand access to affordable credit. By leveraging Upstart's AI marketplace, Upstart-powered ...

Compliance Associate Jobs
By TBG | The Bachrach Group At United States
Evaluate servicing requirements, policies, and procedures to identify critical areas of risk for review.
Define the scope of transactions and select samples using appropriate sampling techniques.
Collect, analyze, and review supporting documents, conducting thorough transaction testing.
Create comprehensive workpapers and document findings from the review process.
Collaborate in the creation of compliance reports.
Contribute to the development of compliance-related presentations for real estate client.
Quality Associate Jobs
By SAP At Palo Alto, CA, United States
Education And Qualifications / Skills And Competencies
Conduct tests manually or automatically during the development/testing/optimizing phases of SAP IAG software offering.
Actual working experience with software development and operation lifecycle is essential.
Must have good communication skills in both verbal and written proficiency. Multi-linguistic is very helpful but not mandatory.
Has basic to advanced working experience with Microsoft Office products, such as Word, Excel, or PowerPoint.
Basic working knowledge of modern software automation testing tool is important.
Compliance Marketing Associate Jobs
By Phaxis At Los Angeles Metropolitan Area, United States
3+ years of experience within marketing review
Previous experience supporting marketing communications for a broker dealer
Great communication skills - both verbal and written
We are seeking an experienced Compliance Marketing Associate for a broker dealer client.
Oversee business regarding marketing materials and marketing communications for broker dealer.
Review marketing materials and ensure consistency with US and International regulatory standards
Quality Compliance Lead Jobs
By Legend Biotech At Raritan, NJ, United States
Coordinate front room/ back room activities for health authority audits and independent audits; manage audit responses and observation resolution
Drive site compliance to regulatory, enterprise, and global requirements through building positive relationships across functions, to meet unified business objectives
Perform tasks in a manner consistent with the safety policies, quality systems and cGMP requirements
Experience conducting internal audits (self-inspection), including writing audit reports, writing observations, and follow-through of observation resolution
Experience in front room/ back room roles for external audits
Experience working with quality systems is required
Quality Compliance Specialist Jobs
By Roth Staffing At United States
Manage customer relationships and expectations during the course of complaint investigation and resolution process
Experience working in a medical device (cardiovascular, endovascular, or other critical care/surgical products), healthcare, or a related environment required
Excellent written and verbal communication skills and interpersonal relationship skills
Demonstrated problem-solving , critical thinking, and investigative skills
Full knowledge and understanding of client policies, procedures, and guidelines relevant to quality compliance
Good knowledge of medical terms and human anatomy
Compliance Sr Associate And Associate
By KeyBank At United States

Looking to fill various 2nd line Compliance roles within Home Lending Real Estate at KeyBank (fully remote).

Associate - Quality Jobs
By Toyota Material Handling At , Columbus, 47201, In
Previous experience driving a forklift is preferred
Previous inspection experience is preferred
Previous manufacturing or warehouse experience preferred
Physical Requirements / Working Conditions:
Benefits that set Toyota apart:
Ability to read Inspection Standards to insure the quality of the product being inspected.
Quality Associate Jobs
By Cognizant At , Phoenix, Az
Update trackers and required applications & tools and keep management informed of emerging issues/risks
Works closely with Quality Team Lead and Manager to aggregate, prioritize, and report on the top issues impacting the program
Be an exceptional team player when it comes to knowledge sharing, training, people development and reporting
Participate in special projects/manage individual projects, and act as a guide to ensure the project meets SLA’s
Strives to identify new opportunities to provide a better reviewer and end-user experience
Contribute to and participate proactively in knowledge sharing sessions
Compliance, Swap Dealer Compliance, Associate, New York
By Goldman Sachs At , New York, 10282, Ny
Experience writing and implementing policies and procedures, management information and reports
Assist with the development and maintainenance of management reporting for Boards of Directors, CEOs and other senior stakeholders at the firm
4-8 years’ experience in and knowledge of CFTC, SEC, NFA swap dealer regulations
Product knowledge and regulatory experience within the OTC derivatives and securities-based swaps businesses a plus
Strong interpersonal skills and the ability to manage processes and drive change and accountability with key internal stakeholders
Effective communicator with senior stakeholders both verbally and written, including experience delivering trainings
Quality Compliance Manager Jobs
By Palantir Technologies At New York, NY, United States
Continue to develop and lead Palantir’s Quality Management System (QMS).
Author and ensure implementation of approved procedures across the organization, setup non-conformance and CAPA processes to monitor deviations and management reporting.
Support Implementation of internal applications/systems supporting QMS processes like Document Management System and Learning Management System.
Experienced knowledge of QMS in a GxP environment.
Excellent presentation skills with ability to develop training materials and train employees, as well as experience writing SOPs and work instructions.
Knowledge of FDA and EU regulatory requirements and other guidelines related to GxP activities, including 21 CFR Part 11.
Associate Director, Compliance Jobs
By FUJIFILM At , Thousand Oaks, 91320, Ca $165,000 - $180,000 a year
6+ years of direct or indirect management experience
Certification/training in applicable quality management disciplines preferred
Experience with cGMP, manufacturing, and testing requirements as they relate to biologics
Define the Compliance strategy to support business requirements.
Sets the requirements for the Self Inspection Program
Develops and manages training for Auditors, and external inspection support staff
Quality Associate Jobs
By Intellectt Inc At Des Plaines, IL, United States
Scan records as per the provided list by the manager.
Demonstrate strong attention to detail and quick learning abilities.
Significant experience in scanning quality documents in a GMP environment.
Fresh graduates with experience using commercial scanners and editing documents with Adobe will also be considered.
Scan records ranging from 50 to 500 pages.
Support various teams within Abbott's molecular diagnostics site.
Quality Validation And Compliance Associate
By Viatris At Greensboro, NC, United States
Key responsibilities for this role include:
• Assist in the creation, execution, and documentation of validation and qualification protocols
The minimum qualifications for this role are:
• Must possess strong written and oral communication skills as well as interpersonal skills
• Must possess a working knowledge of Microsoft office applications
Viatris empowers people worldwide to live healthier at every stage of life.
Quality Assurance And Compliance Associate – Speedo Usa
By Pentland Brands At , Cypress, Ca $65,500 - $85,000 a year
Knowledge of fabric, garment, and other general consumer product testing principles, standards, and requirements (e.g. ASTM, AATCC, ISO, etc.).
Knowledge of quality control and inspection processes and principles, sampling plans, AQL and defect criteria.
Strong problem solving and analytical skills in quality assurance.
Strong computer skills – Microsoft Word, Excel, Power Point, Outlook.
Success is a team game
Partner with global QA teams to maintain and update testing and inspection processes, protocols and standards across categories.
Quality Associate Jobs
By EDP Renewables North America At , Houston, 77010, Tx
Assist with reviewing and communicating ImPaQ (Quality Management System) cases
2 years of relevant experience in Quality
Strong analytical, quantitative, and interpersonal skills
Equal Opportunity Employer/Protected Veterans/Individuals with Disabilities
Be an advocate for Quality, driving a strong and committed Quality culture throughout the organization
Assist with Historical Quality Data Processing and Reporting to help define trends/focus areas