Compliance Programs Compliance Associate Jobs

Seeks to continually increase knowledge of, and skills in, compliance.

Hybrid work environment with in-office and at-home days to be determined with the team manager.

BA/BS Degree or equivalent experience.

Minimum 2-3 years’ experience marketing/advertising review at a registered investment adviser

Demonstrate excellent communication skills – written and verbal.

Possess exceptional client relationship skills with a strong focus on client service and value additions.

Strong verbal/written communication abilities and effective interpersonal skills

Begins to develop a current knowledge of the laws and regulations that pertain to the department they are assigned to.

This list of responsibilities may not be all-inclusive and can be expanded to include other duties or responsibilities as needed.

Compensation : All intern s are paid at a competitive rate .

Training: Virtual and in-person trainings to get interns onboarded and connect ed with the company globally.

Mentorship : Interns have a mentor and buddy to help answer any questions and work alongside during your internship.

Manages state reporting for assigned Medicaid market(s) (contracts and gathering data for reports).

Bachelor's degree or equivalent work experience (5+ years of healthcare, insurance, or financial services experience).

Two (2) or more years of compliance and/or health insurance experience.

Experience managing multiple or competing priorities and meeting deadlines.

Proven excellent organizational skills and attention to detail.

Proven interpersonal skills with ability to establish rapport and work effectively with peers, internal and external customers.

Manages and evaluates operational efficiency. Sets measurable standards leveraging internal and external resources accordingly.

Minimum of eight years related work experience. Supervisory experience preferred.

Undergraduate degree or equivalent combination of training and experience.

Strong process background and organizational skills

Vanguard is not offering visa sponsorship for this position.

Oversees the implementation of compliance controls to ensure gaps are closed.

 An associate degree, bachelor’s degree or equivalent training, as well as strong communication skills.

 Maintain compliance with all regulatory and accrediting institutions.

 Monitor staff credentials and licenses

 Advise staff on renewal procedures.

 Participate in the development of internal credentialing processes.

 Keep records in licenses, credentials and insurance contracts.

Support drafting of clear, concise memos, proposals, program reports and presentations for executive management.

Skilled in working independently and collaboratively as part of a team, as well as experience engaging external partners and/or working cross-functionally.

Interest in and knowledge of public policy, fiscal policy, and learning about new issue areas connected to the Foundation’s core mission.

Strong analytical skills, adept at research and writing, and impeccable attention to detail.

Excellent oral and written communication skills.

Research and synthesize trends, policy developments, key players and initiatives related to mission and programs.

Minimum 2 years of industry experience

Comprehensive knowledge of registered and nonregistered products

Excellent communication skills (written and verbal)

Must be a self-starter, results-oriented, a team player and be able to prioritize responsibilities

Assist Managing Partner in Agent Supervision

Review incoming correspondence and handle red flags as appropriate

Ensure timely completion of all mandatory training requirements. Knowledge, Skills, and Abilities:

Review daily manual reports for OFAC screening, documenting the reviews and reporting findings to management as necessary.

Organized, detail- oriented, self-motivated, and strong communication, writing, and follow-up skills

Ability to work dependably and consistently under team constraints, and to manage time efficiently and effectively

Strong research, analysis, communication, writing, and follow-up skills. Ability to identify, escalate and resolve a problem

Understanding of compliance and BSA/AML/OFAC regulatory requirements and implications

Conducts survey of facilities and agencies for certification and/or licensure by the State and Medicare/Medicaid.

Consults with agencies and facilities to assist them in meeting requirements and improving overall health care delivery.

Now offering Recruitment and Referral Incentives at the Delaware Department of Health and Social Services (DHSS)!

JOB REQUIREMENTS for Compliance Nurse

To learn more about the comprehensive benefit package please visit our website at https://dhr.delaware.gov/benefits/

Conduct investigations of complaints against agencies/facilities to include allegations of violations against health care regulations and patient care.

Assist with the development and management of the auditor qualification, training requirements and develop effective auditing tools.

Previous Quality Assurance experience that provided the knowledge, skills, and abilities to perform the expectations outlined in this job description.

5+ years in an internal and vendor auditor role for in GMP/GCP /GLP/GPvP/GDP fields. Quality Auditor / Manager Certification, preferred.

Experience with technologies used to conduct audits in a remote/virtual environment.

Must have the ability to build and maintain positive relationships with department management, peers, and other colleagues across the organization.

Self-motivated with the ability to take initiative, ownership and manage multiple responsibilities while shifting priorities quickly under tight timelines.

5+ years’ experience in compliance, legal, risk management, or audit

Provide compliance oversight of findings identified by Nordstrom Compliance, Operational Risk Management, and Internal Audit, and Bank partner

Maintain compliance and professional knowledge by attending training, educational workshops, and reviewing publications

Assist with the implementation of Nordstrom compliance management program

BA/BS in Business Administration, Accounting, Finance, or mathematics related discipline or equivalent relevant work experience.

Nordstrom is able to offer remote

Research on regulatory matters (state and federal regulatory change management)

Assistance in management of various inboxes and provide timely responses to all stakeholders

Identify and develop workflow efficiencies, project management enhancements, and productivity tracking

Extensive knowledge of BSA/AML requirements, process implementation, programs, and relevant documentation

Knowledge of US know your customer requirements and regulations

Four-year degree or equivalent experience

Time Management: Adhere to daily time tracking requirements, ensuring all tasks and responsibilities are accounted for.

Insurance Maintenance: Oversee and update the company's insurance records, ensuring timely renewals, accurate invoice tracking, and effective billing management.

Great Ongoing Learning and Development opportunities offered for certifications and tuition reimbursement

Regulatory Compliance: Manage the company's state registration and filing necessities. This includes keeping track of renewal dates and ensuring timely payments.

0-1 years understanding of accounting and finance as it relates to financial reporting and budgeting.

Strong analytical, critical thinking and problem-solving skills.

Robust analytical and problem-solving abilities to identify intricate risks/issues and provide recommendations aligning with business and compliance requirements.

Develop, update, and manage compliance policies, procedures, templates, awareness communications, tools, and resources.

3-5 years of relevant work experience.

Preferred experience in supporting international business endeavors.

Bachelor’s degree mandatory; paralegal certificate desirable; Compliance or privacy certification a plus.

Exceptional organizational skills and attention to detail.

2+ years of proven project management experience

Audit & Compliance Manager, Developer Compliance Responsibilities:

Communication and presentation skills with technical and non-technical audiences as well as communicating effectively with executives

Experience managing, influencing, and driving strategic solutions across multiple teams including technical teams

Experience operating effectively and autonomously in situations of extreme ambiguity

2+ years of analytical and problem-solving experience

Assist with the development and management of the auditor qualification, training requirements and develop effective auditing tools.

Previous Quality Assurance experience that provided the knowledge, skills, and abilities to perform the expectations outlined in this job description.

5+ years in an internal and vendor auditor role for in GMP/GCP /GLP/GPvP/GDP fields. Quality Auditor / Manager Certification, preferred.

Experience with technologies used to conduct audits in a remote/virtual environment.

Must have the ability to build and maintain positive relationships with department management, peers, and other colleagues across the organization.

Self-motivated with the ability to take initiative, ownership and manage multiple responsibilities while shifting priorities quickly under tight timelines.

10+ years’ experience in a leadership/management role as well as the following:

Highly experienced with project coordinating and management

Consulting experience with a focus on operations management

Impeccable time management and multi-tasking skills

Coach department heads on management success

Bachelor’s degree in Business Management or related field; MBA or JD preferred

High attention to detail, high efficiency, and excellent time management skills.

Excellent project management and organizational skills, including ability to work on multiple projects simultaneously in a fast-paced and dynamic environment.

Experience using Chainalysis or Elliptic.

Advanced research and analytical skills.

Expert oral, written, and interpersonal communication skills with the ability to distill and present complex information accurately and clearly.

This is a remote-first position which may require some infrequent travel to our Lancaster, PA office location.

Exceptional analytical, problem solving, critical thinking and project management skills with a proven track record of execution against deadlines

Excellent time management, analytical and communication skills

Advanced Excel and PowerPoint skills with ability to quickly learn new tools, Alteryx experience is a plus

Leverage strong communication and relationship-building skills in frequent interaction with other areas of the firm, in particular, senior stakeholders

Demonstrate very strong written and oral communication, as well as analytical abilities

Multi-task and have the ability to manage and advance multiple projects simultaneously

Knowledge of products/services available in the investment management industry

100% paid for benefits – health, vision, dental

ROWE – Results Only Work Environment – Hybrid/Remote model

4+yrs experience in financial services in a compliance role

Experience providing compliance review on marketing materials