Aml Investigations Analyst Jobs in New York, New York

Strong organization and time management skills

Assess and analyze research results and conduct data analysis applying background knowledge and experience

Excellent research skills, including experience with online research tools

Identify trends/patterns and report to the Manager, FCC Investigation

Perform ad-hoc projects or task assigned by the Manager, FCC Investigation

1 year of experience in investigations, banking, or financial services; bachelor’s degree in related field or equivalent work experience

Bachelor's degree in Finance, Business Administration, or a related field (or equivalent work experience).

Ensure all required documents are obtained and maintained in accordance with established policies and regulatory requirements.

Strong understanding of AML regulations, sanctions screening, adverse news, and KYC requirements.

Effective communication and interpersonal skills for collaboration with internal and external stakeholders.

Review and analyze batches of customer transactions against sanctioned individual and entity lists.

Conduct thorough investigations to identify any matches or potential violations.

Develop procedures to manage intelligence collection and data monitoring throughout the season and off-season

BA/BS degree or equivalent experience preferred

5+ years of equivalent experience

Experience as an intelligence analyst or data analyst preferred

Experience and success in leveraging open source intelligence techniques

Strong verbal and written communication skills

Strong knowledge of Know Your Customer ,Customer Identification Program and CDD requirements

Undergraduate degree in Business, Finance, or other related field

Working knowledge of MS Office suite

Certified as an Anti-Money Laundering Specialist by ACAMS or equivalent AML certification/license is a plus

Strong interpersonal skills and ability to communicate effectively both verbally and in writing

Our Client, a Global Investment Bank, is seeking a Remote - Jr. AML Analyst.

Identify and escalate potential problem items to Management quickly and efficiently.

Work with LOB relationship managers to clarify relevant party details when necessary

Develop an understanding of AML and Sanctions requirements and implications

Ensure timely completion of all mandatory training requirements

Bachelor’s Degree, or equivalent work experience

Knowledge of FircoSoft or related screening systems strongly preferred.

Identify and escalate potential problem items to Management quickly and efficiently.

Work with LOB relationship managers to clarify relevant party details when necessary

Develop an understanding of AML and Sanctions requirements and implications

Ensure timely completion of all mandatory training requirements

Bachelor’s Degree, or equivalent work experience

Knowledge of FircoSoft or related screening systems strongly preferred.

Experience in internal controls, compliance/risk management, internal audit or quality control/quality assurance within AML function preferred.

Preferred experience, education, and qualifications:

Generates related reports, including findings and trends for management in a thorough and timely manner.

Identifies potential and emerging BSA/AML/OFAC risks or issues through detailed analyses and offers effective solutions within testing activities.

Performs special projects, and additional duties and responsibilities as required.

Professional certifications preferred i.e., CAMS, CFCS, CIA, CFE.

Customer Due Diligence process requirements for Wealth Management and US Banks Enhanced

Effectively document and communicate any identified errors/discrepancies to analysts and/or management and ensure that corrective action is taken.

Experience with AML Regulations, Compliance, Financial services.

Expiry Date: 16 September 2023

Perform quality control reviews for the new account opening process ensuring that the AML

Due Diligence reviews (including CIP, Customer Due Diligence, Negative News, and Sanctions

Ability to acquire and demonstrate intermediate knowledge of policies, procedures and regulatory requirements pertaining to risk management and compliance.

Responsible for working collaboratively with other analyst, managers and Senior Management.

Knowledge of overall BSA/AML, USA PATRIOT Act and OFAC requirements and regulations.

Responsible for participating in continuing education to maintain and/or enhance job performance.

2 to 4 years of banking experience including related experience in compliance, BSA/AML or Fraud required

Possess strong analytical, conceptual and problem solving skills.

Provide credible challenge to U.S. Wealth Management AML processes through data analysis, testing, and knowledge of AML regulatory compliance framework.

Proactively identify and recommend improvements to enhance the effectiveness or efficiency of the U.S. Wealth Management AML Program.

Assist in the comprehensive risk assessment of the U.S. Wealth Management AML Program.

Participate in relevant projects and support to ad hoc requests pertaining to the U.S. Wealth Management AML Program.

Ability to prioritize and manage multiple tasks while ensuring that assigned job responsibilities and department goals are met.

Excellent communication and interpersonal skills.

Demonstrated knowledge of AML/BSA/OFAC regulations, requirements, and tools

3+ years of BSA/AML experience, with at least 2 years of AML Investigations experience, preferably in an innovative environment

Advanced Excel function and SQL knowledge is a plus

Strong written and verbal communication skills with the ability to communicate at the executive level

Experience collaborating with stakeholders across technical and non-technical groups

ACAMS or ACFCS certification preferred

Strong knowledge of Know Your Customer ,Customer Identification Program and CDD requirements

Experience with AML, Risk analysis, Compliance, CDD/KYC

Undergraduate degree in Business, Finance, or other related field

Working knowledge of MS Office suite

Certified as an Anti-Money Laundering Specialist by ACAMS or equivalent AML certification/license is a plus

Strong interpersonal skills and ability to communicate effectively both verbally and in writing

Tracking MI on case and investigator productivity, and ensuring case queues are actively managed in line with procedures

Over five years of AML Compliance and Bank Secrecy Act or other relevant experience

More than five years’ experience of using Microsoft office applications and internet search tools

Experience leading or managing others and working in the investment banking or broker-dealer space

CAMS certification, CFE, JD or other advanced degree or certification

Law enforcement or government agency experience in supervising investigations, and leading teams of investigators

Bachelor’s Degree Preferred, H.S. Diploma or GED certificate + Significant Practical Experience will be considered.

1 – 3 years of securities industry experience

Strong verbal and written communication skills are required

Transaction Monitoring System experience, Actimize, Mantas, etc.

Strong SAR writing and case disposition capabilities

General compliance knowledge - must have extensive knowledge of FINRA, SEC, and Firm-specific rules and regulations

Excellent written and verbal communication skills for preparing detailed reports and collaborating with teams remotely.

Prior experience in remote work or contract-based positions is a plus.

Minimum of 5 years of hands-on experience in Bank Secrecy Act (BSA) compliance.

Extensive experience in investigating and reporting on Suspicious Activity Reports (SARs).

Strong analytical skills with the ability to interpret complex financial data.

Self-motivated, independent, and able to thrive in a fully remote work environment.

Bachelor's degree in criminal justice, business administration, or security management – or equivalent combination of education and relevant work experience

Knowledge of risk management and control principles

Maintain current knowledge and awareness of investigative/fraud techniques, privacy laws, bank regulations, investigation and incident handling policy and procedure.

3+ years of fraud investigation and/or detection experience required, preferably in a banking, financial services, or law enforcement environment.

Certifications in area of investigative specialization preferred, e.g., CFE.

Experience using data analytics and software tools to proactively detect fraud risk.

Project Management experience with complex system enhancement projects while collaborating with the Riskonnect team.

Excellent interpersonal skills to communicate with all levels of employees and management in a multi-cultural environment.

Will provide investigative support to the Global Security Investigations, Intelligence and Situational Management Teams

May serve in a Situational Management capacity during an incident.

Associate Degree in a related discipline or directly related experience.

Strong analytical ability and problem-solving skills.

Bachelor’s Degree Preferred, H.S. Diploma or GED certificate + Significant Practical Experience will be considered.

1 – 3 years of securities industry experience

Strong verbal and written communication skills are required

Transaction Monitoring System experience, Actimize, Mantas, etc.

Strong SAR writing and case disposition capabilities

General compliance knowledge - must have extensive knowledge of FINRA, SEC, and Firm-specific rules and regulations

Excellent analytical, research, project management, and planning skills

Knowledge of BSA/AML, USA PATRIOT Act, OFAC laws and regulations, and CTR and SAR reporting requirements.

EDUCATION: Bachelor’s degree or equivalent.

Strong written and verbal communication skills

strong written and verbal communication skills

Assist in and perform investigations for cases referred by Bank personnel for unusual activity and document findings accordingly.

Carries out FinCEN 314(a) (PATRIOT Act) responsibilities.

Completed or actively pursuing Bachelor’s in Accounting, Business, Economics, Finance, or related field highly preferred.

Strong critical thinking and problem-solving skills.

Maintain current knowledge of the Bank Secrecy Act, Customer Information Program, Customer Due Diligence, OFAC, and all related anti-money laundering regulations.

Maintain current knowledge of all federal and state laws and regulations, along with the Bank’s policies and procedures.

Working knowledge of red flags for money laundering, fraud, structuring, counter financial terrorism, and other financial crimes.

Inputting relevant data points of internal referrals into SAM 8 case management tool in preparation of case assignment

Excellent Written and Verbal communication skills

Good organizational skills and attention to detail

General knowledge and understanding of BSA AML rules and regulations

Skills that will help you in the role:

Initiating new hire process and address actions on behalf of the team leader to help expedite recruitment life cycle