Aml Investigations Analyst Jobs

Ability to acquire and demonstrate intermediate knowledge of policies, procedures and regulatory requirements pertaining to risk management and compliance.

Responsible for working collaboratively with other analyst, managers and Senior Management.

Knowledge of overall BSA/AML, USA PATRIOT Act and OFAC requirements and regulations.

Responsible for participating in continuing education to maintain and/or enhance job performance.

2 to 4 years of banking experience including related experience in compliance, BSA/AML or Fraud required

Possess strong analytical, conceptual and problem solving skills.

Provide credible challenge to U.S. Wealth Management AML processes through data analysis, testing, and knowledge of AML regulatory compliance framework.

Proactively identify and recommend improvements to enhance the effectiveness or efficiency of the U.S. Wealth Management AML Program.

Assist in the comprehensive risk assessment of the U.S. Wealth Management AML Program.

Participate in relevant projects and support to ad hoc requests pertaining to the U.S. Wealth Management AML Program.

Ability to prioritize and manage multiple tasks while ensuring that assigned job responsibilities and department goals are met.

Excellent communication and interpersonal skills.

Demonstrated knowledge of AML/BSA/OFAC regulations, requirements, and tools

3+ years of BSA/AML experience, with at least 2 years of AML Investigations experience, preferably in an innovative environment

Advanced Excel function and SQL knowledge is a plus

Strong written and verbal communication skills with the ability to communicate at the executive level

Experience collaborating with stakeholders across technical and non-technical groups

ACAMS or ACFCS certification preferred

Strong knowledge of Know Your Customer ,Customer Identification Program and CDD requirements

Experience with AML, Risk analysis, Compliance, CDD/KYC

Undergraduate degree in Business, Finance, or other related field

Working knowledge of MS Office suite

Certified as an Anti-Money Laundering Specialist by ACAMS or equivalent AML certification/license is a plus

Strong interpersonal skills and ability to communicate effectively both verbally and in writing

Customer Due Diligence process requirements for Wealth Management and US Banks Enhanced

Effectively document and communicate any identified errors/discrepancies to analysts and/or management and ensure that corrective action is taken.

Experience with AML Regulations, Compliance, Financial services.

Expiry Date: 16 September 2023

Perform quality control reviews for the new account opening process ensuring that the AML

Due Diligence reviews (including CIP, Customer Due Diligence, Negative News, and Sanctions

Tracking MI on case and investigator productivity, and ensuring case queues are actively managed in line with procedures

Over five years of AML Compliance and Bank Secrecy Act or other relevant experience

More than five years’ experience of using Microsoft office applications and internet search tools

Experience leading or managing others and working in the investment banking or broker-dealer space

CAMS certification, CFE, JD or other advanced degree or certification

Law enforcement or government agency experience in supervising investigations, and leading teams of investigators

Bachelor’s Degree Preferred, H.S. Diploma or GED certificate + Significant Practical Experience will be considered.

1 – 3 years of securities industry experience

Strong verbal and written communication skills are required

Transaction Monitoring System experience, Actimize, Mantas, etc.

Strong SAR writing and case disposition capabilities

General compliance knowledge - must have extensive knowledge of FINRA, SEC, and Firm-specific rules and regulations

Strong organization and time management skills

Assess and analyze research results and conduct data analysis applying background knowledge and experience

Excellent research skills, including experience with online research tools

Identify trends/patterns and report to the Manager, FCC Investigation

Perform ad-hoc projects or task assigned by the Manager, FCC Investigation

1 year of experience in investigations, banking, or financial services; bachelor’s degree in related field or equivalent work experience

Excellent written and verbal communication skills for preparing detailed reports and collaborating with teams remotely.

Prior experience in remote work or contract-based positions is a plus.

Minimum of 5 years of hands-on experience in Bank Secrecy Act (BSA) compliance.

Extensive experience in investigating and reporting on Suspicious Activity Reports (SARs).

Strong analytical skills with the ability to interpret complex financial data.

Self-motivated, independent, and able to thrive in a fully remote work environment.

Bachelor's degree in criminal justice, business administration, or security management – or equivalent combination of education and relevant work experience

Knowledge of risk management and control principles

Maintain current knowledge and awareness of investigative/fraud techniques, privacy laws, bank regulations, investigation and incident handling policy and procedure.

3+ years of fraud investigation and/or detection experience required, preferably in a banking, financial services, or law enforcement environment.

Certifications in area of investigative specialization preferred, e.g., CFE.

Experience using data analytics and software tools to proactively detect fraud risk.

Project Management experience with complex system enhancement projects while collaborating with the Riskonnect team.

Excellent interpersonal skills to communicate with all levels of employees and management in a multi-cultural environment.

Will provide investigative support to the Global Security Investigations, Intelligence and Situational Management Teams

May serve in a Situational Management capacity during an incident.

Associate Degree in a related discipline or directly related experience.

Strong analytical ability and problem-solving skills.

Bachelor’s Degree Preferred, H.S. Diploma or GED certificate + Significant Practical Experience will be considered.

1 – 3 years of securities industry experience

Strong verbal and written communication skills are required

Transaction Monitoring System experience, Actimize, Mantas, etc.

Strong SAR writing and case disposition capabilities

General compliance knowledge - must have extensive knowledge of FINRA, SEC, and Firm-specific rules and regulations

Excellent analytical, research, project management, and planning skills

Knowledge of BSA/AML, USA PATRIOT Act, OFAC laws and regulations, and CTR and SAR reporting requirements.

EDUCATION: Bachelor’s degree or equivalent.

Strong written and verbal communication skills

strong written and verbal communication skills

Assist in and perform investigations for cases referred by Bank personnel for unusual activity and document findings accordingly.

Carries out FinCEN 314(a) (PATRIOT Act) responsibilities.

Completed or actively pursuing Bachelor’s in Accounting, Business, Economics, Finance, or related field highly preferred.

Strong critical thinking and problem-solving skills.

Maintain current knowledge of the Bank Secrecy Act, Customer Information Program, Customer Due Diligence, OFAC, and all related anti-money laundering regulations.

Maintain current knowledge of all federal and state laws and regulations, along with the Bank’s policies and procedures.

Working knowledge of red flags for money laundering, fraud, structuring, counter financial terrorism, and other financial crimes.

Inputting relevant data points of internal referrals into SAM 8 case management tool in preparation of case assignment

Excellent Written and Verbal communication skills

Good organizational skills and attention to detail

General knowledge and understanding of BSA AML rules and regulations

Skills that will help you in the role:

Initiating new hire process and address actions on behalf of the team leader to help expedite recruitment life cycle

Completes work within specifically defined parameters with guidance / direction from management as necessary

Requires diplomacy to exchange ideas and information with internal partners and management

Recommends responses to any AML, Sanctions/ABAC questions and immediately escalates any sensitive issues to senior management

Provides trend analysis and reporting of AML, Sanctions/ABAC findings to Management for review

Completes filings and/or reporting to regulators and/or law enforcement agencies as required, for Management review and approval

Prioritizes and manages own workload to meet SLA requirements for service and productivity

Experience with case management platforms a must. Exposure to platform implementation/enhancement environment a plus.

Highly self-motivated with excellent communication skills and ability to manage and analyze data

A minimum of 2 years of BSA/AML experience required or other related experience required. College Degree preferred.

Experience working with money laundering/terrorist financing/SAR or equivalent investigations preferred

Excellent written and oral formats, including presentations to regulators, auditors, analysts, senior managers

Exceptional analytical skills, judgment, attention to detail, and ability to prioritize tasks and work under pressure

May lead or assist with special projects as assigned by Management.

High School diploma or equivalent experience - college degree preferred

Identification and mitigation of BSA/AML risk and SAR reporting requirements.

Exposure to a BSA/AML platform implementation, enhancement, and testing environment a plus.

Train peer FIU colleagues, frontlines and operational staff as needed.

Familiarity with Enhanced Due Diligence reviews, customer risk ratings and applying risk-based analysis and reporting methodologies.

Demonstrated knowledge of AML/BSA/OFAC regulations, requirements, and tools

3+ years of BSA/AML experience, with at least 2 years of AML Investigations experience, preferably in an innovative environment

Advanced Excel function and SQL knowledge is a plus

Strong written and verbal communication skills with the ability to communicate at the executive level

Experience collaborating with stakeholders across technical and non-technical groups

ACAMS or ACFCS certification preferred

3+ years of experience or equivalent in audit program development, internal control consulting, or risk management utilizing

Exhibit superior time management skills (measured by deadlines and quality of progress and projects completed).

Act as a resource to all co-workers in understanding compliance requirements and how it affects products and services;

Recommend enhancements for marketing materials for products and services to ensure compliance requirements are considered or included;

Conduct research and data gathering for the completion of compliance requirements for new products & services; and

Bachelor’s degree or equivalent in Accounting, Finance (w/strong emphasis in Accounting or Finance).