Aml Investigations Analyst Jobs in New York

Customer Due Diligence process requirements for Wealth Management and US Banks Enhanced

Effectively document and communicate any identified errors/discrepancies to analysts and/or management and ensure that corrective action is taken.

Experience with AML Regulations, Compliance, Financial services.

Expiry Date: 16 September 2023

Perform quality control reviews for the new account opening process ensuring that the AML

Due Diligence reviews (including CIP, Customer Due Diligence, Negative News, and Sanctions

Strong organization and time management skills

Assess and analyze research results and conduct data analysis applying background knowledge and experience

Excellent research skills, including experience with online research tools

Identify trends/patterns and report to the Manager, FCC Investigation

Perform ad-hoc projects or task assigned by the Manager, FCC Investigation

1 year of experience in investigations, banking, or financial services; bachelor’s degree in related field or equivalent work experience

Bachelor's degree in Finance, Business Administration, or a related field (or equivalent work experience).

Ensure all required documents are obtained and maintained in accordance with established policies and regulatory requirements.

Strong understanding of AML regulations, sanctions screening, adverse news, and KYC requirements.

Effective communication and interpersonal skills for collaboration with internal and external stakeholders.

Review and analyze batches of customer transactions against sanctioned individual and entity lists.

Conduct thorough investigations to identify any matches or potential violations.

Develop procedures to manage intelligence collection and data monitoring throughout the season and off-season

BA/BS degree or equivalent experience preferred

5+ years of equivalent experience

Experience as an intelligence analyst or data analyst preferred

Experience and success in leveraging open source intelligence techniques

Strong verbal and written communication skills

Strong knowledge of Know Your Customer ,Customer Identification Program and CDD requirements

Undergraduate degree in Business, Finance, or other related field

Working knowledge of MS Office suite

Certified as an Anti-Money Laundering Specialist by ACAMS or equivalent AML certification/license is a plus

Strong interpersonal skills and ability to communicate effectively both verbally and in writing

Our Client, a Global Investment Bank, is seeking a Remote - Jr. AML Analyst.

Identify and escalate potential problem items to Management quickly and efficiently.

Work with LOB relationship managers to clarify relevant party details when necessary

Develop an understanding of AML and Sanctions requirements and implications

Ensure timely completion of all mandatory training requirements

Bachelor’s Degree, or equivalent work experience

Knowledge of FircoSoft or related screening systems strongly preferred.

Identify and escalate potential problem items to Management quickly and efficiently.

Work with LOB relationship managers to clarify relevant party details when necessary

Develop an understanding of AML and Sanctions requirements and implications

Ensure timely completion of all mandatory training requirements

Bachelor’s Degree, or equivalent work experience

Knowledge of FircoSoft or related screening systems strongly preferred.

Experience in internal controls, compliance/risk management, internal audit or quality control/quality assurance within AML function preferred.

Preferred experience, education, and qualifications:

Generates related reports, including findings and trends for management in a thorough and timely manner.

Identifies potential and emerging BSA/AML/OFAC risks or issues through detailed analyses and offers effective solutions within testing activities.

Performs special projects, and additional duties and responsibilities as required.

Professional certifications preferred i.e., CAMS, CFCS, CIA, CFE.