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Lead Compliance Analyst Jobs

Stormwater Compliance Lead Jobs
By Maryland Department of Transportation At Baltimore City County, MD, United States
Benefits are offered to all full-time, part-time permanent and contractual (partially subsidized) employees. Temporary employees do not receive benefits.
Manage consultant resources related to stormwater compliance that includes project managers, engineers, scientists, technicians, and Geographic Information Systems (GIS) Analysts;
Possession of a Master's Degree in engineering may be substituted for one year of the required experience.
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Coordinate the inspection of drainage outfalls along MDTA roadways and campuses to identify any illicit discharges to waterways;
Provide stormwater outreach and information to the public; and
Compliance Product Lead Jobs
By Certa (getcerta.com) At United States
8+ years of experience in Product Management, preferably in B2B
Drive go-to-market components such as customer educations, sales enablement materials, pricing strategy, etc. to define product offering end-to-end
Experience working as part of a remote team as we have Certa teammates around the globe
5+ years experience in developing, launching, and taking to market compliance products
Experience leading initiatives in a fast paced environment
Demonstrable Sales / go-to-market skills and ability to drive zero to one
Bitcoin Compliance Team Lead
By Cash App At Phoenix, AZ, United States
Manage Service level agreements and deadlines as well as team member performance
3-5 years of experience in BSA/AML/Compliance or Fraud/Risk related work, preferably in a financial institution or related FinTech payments space
1-3 years of leadership experience supporting an organization responsible for conducting financial crime investigations
1+ years of experience with investigations involving virtual currencies and the use of blockchain intelligence vendors
BA/BS degree or equivalent professional experience
Excellent written communication skills that demonstrate attention to detail
Compliance Appeals Lead, Cash App
By Cash App At Chicago, IL, United States
3+ years people management experience, including coaching and developing compliance specialists/ analysts
Communicate with program management on ongoing technology, and process/workflow change initiatives and ensure appropriate team adoption
Operational knowledge in executing and running a sound Compliance program with hands-on knowledge of MSB regulatory requirements
Understand regulatory landscape and compliance requirements; with emphasis on applicable Compliance and BSA/AML requirements including customer identification, due diligence best practices
Create, monitor, and meet important operational metrics and implement solutions with COM program managers regarding any issues identified
Maintain up-to-date knowledge on BSA/AML regulatory changes and landscape
Compliance Analyst Jobs
By Intuit At Mountain View, CA, United States

This position will be part of the Intuit Compliance Organization within the overall Legal Team. The compliance program is global and covers all Intuit Inc. products and services. We are a hardworking, ...

Lead Analyst Jobs
By Vanguard At North Carolina, United States
Undergraduate degree or equivalent combination of training and experience. Graduate degree or professional qualifications preferred.
Minimum of eight years of related work experience.
Develops recommendation for recurring analytic or reporting processes. Demonstrate expertise in financial markets and products.
Participates in special projects and performs other duties as assigned.
In this role you will:
Compliance Operations Analyst Jobs
By UC Health At , Cincinnati, 45229
Experience in compliance is preferred.
1 - 2 Years equivalent experience is preferred.
Excellent written and oral communication skills
Receive patient and associate complaints and maintain databases to track potential and/or actual violations of law or policy and reporting obligations.
Maintain Compliance Department electronic systems and build reports for data monitoring and reporting.
Provide training support for all training modalities: computer based training, new associate orientation, new leader orientation and in-service training.
Compliance Analyst Jobs
By The TCW Group At Los Angeles, CA, United States
Excellent written and verbal communication skills; possess strong telephonic, data entry and proofing skills
2 to 5 years of relevant investment operations, compliance and/or paralegal experience in financial services industry related to compliance responsibilities
Exceptional analytical and investigative skills, experience partnering with business and investment colleagues and aptitude for working efficiently in large organizations
Contact employees to ensure timely filings of initial, quarterly, and annual certifications
Must have outstanding attention to detail and organization skills; possess the ability to spot issues and respond timely
Experience with fixed income and various investment products including open-end funds, closed-end funds, ETFs, and private funds
Compliance Analyst Jobs
By PJT Partners At , New York, 10017 $75,000 - $90,000 a year
Strong research skills are preferred.
Excellent organization and execution skills with the ability to work efficiently and independently under demanding deadlines.
Advanced skills in PowerPoint, Excel and report building.
Strong analytical, written, and verbal communication skills.
Day to day responsibilities may include, but not limited to:
Continuously develop and improve the monitoring methodology and overall approach.
Compliance Appeals Lead, Cash App
By Cash App At Denver, CO, United States
3+ years people management experience, including coaching and developing compliance specialists/ analysts
Communicate with program management on ongoing technology, and process/workflow change initiatives and ensure appropriate team adoption
Operational knowledge in executing and running a sound Compliance program with hands-on knowledge of MSB regulatory requirements
Understand regulatory landscape and compliance requirements; with emphasis on applicable Compliance and BSA/AML requirements including customer identification, due diligence best practices
Create, monitor, and meet important operational metrics and implement solutions with COM program managers regarding any issues identified
Maintain up-to-date knowledge on BSA/AML regulatory changes and landscape
Compliance Appeals Lead, Cash App
By Cash App At Atlanta, GA, United States
3+ years people management experience, including coaching and developing compliance specialists/ analysts
Communicate with program management on ongoing technology, and process/workflow change initiatives and ensure appropriate team adoption
Operational knowledge in executing and running a sound Compliance program with hands-on knowledge of MSB regulatory requirements
Understand regulatory landscape and compliance requirements; with emphasis on applicable Compliance and BSA/AML requirements including customer identification, due diligence best practices
Create, monitor, and meet important operational metrics and implement solutions with COM program managers regarding any issues identified
Maintain up-to-date knowledge on BSA/AML regulatory changes and landscape
Compliance Appeals Lead, Cash App
By Cash App At Portland, OR, United States
3+ years people management experience, including coaching and developing compliance specialists/ analysts
Communicate with program management on ongoing technology, and process/workflow change initiatives and ensure appropriate team adoption
Operational knowledge in executing and running a sound Compliance program with hands-on knowledge of MSB regulatory requirements
Understand regulatory landscape and compliance requirements; with emphasis on applicable Compliance and BSA/AML requirements including customer identification, due diligence best practices
Create, monitor, and meet important operational metrics and implement solutions with COM program managers regarding any issues identified
Maintain up-to-date knowledge on BSA/AML regulatory changes and landscape
Compliance Appeals Lead, Cash App
By Cash App At Charlotte, NC, United States
3+ years people management experience, including coaching and developing compliance specialists/ analysts
Communicate with program management on ongoing technology, and process/workflow change initiatives and ensure appropriate team adoption
Operational knowledge in executing and running a sound Compliance program with hands-on knowledge of MSB regulatory requirements
Understand regulatory landscape and compliance requirements; with emphasis on applicable Compliance and BSA/AML requirements including customer identification, due diligence best practices
Create, monitor, and meet important operational metrics and implement solutions with COM program managers regarding any issues identified
Maintain up-to-date knowledge on BSA/AML regulatory changes and landscape
Lead Analyst (#013431) Chief Legal & Compliance Office, Columbia
By South Carolina Department of Corrections At Columbia, SC, United States
A high school diploma and six (6) years of experience in quality improvement and risk management or compliance auditing.
Detects and advises management of risks.
State of South Carolina Minimum Requirements
Assists Assistant Division Director in training analysts in assigned areas to ensure understanding of QIRM processes and compliance auditing.
Analyze data using statistical techniques and produce comprehensive reports.
Use Excel and statistical process control software to analyze and present data.
Analyst-Compliance Jobs
By Amex At , New York $55,000 - $105,000 a year
Project management experience, especially including cross-organizational coordination on large and complex projects a plus
Strong Microsoft Office skills required
Understanding/Experience of the supervisory processes of federal bank regulators
Bachelor’s degree required, advanced degree a plus or equivalent work experience
Comprehensive medical, dental, vision, life insurance, and disability benefits
20+ weeks paid parental leave for all parents, regardless of gender, offered for pregnancy, adoption or surrogacy
Uup Compliance Lead Jobs
By Cash App At San Francisco, CA, United States
5+ years people management experience, including coaching and developing compliance specialists/ analysts
Strong operational knowledge in executing and running a sound Compliance program, preferably with hands-on knowledge of MSB regulatory requirements
Maintain up to date knowledge on BSA/AML regulatory changes and landscape
Strong strategic vision and leadership skills with proven ability to motivate and inspire team members
Excellent written and verbal communication skills, including the ability to represent Block at industry events
Proven working experience as a Compliance operations lead
Uup Compliance Lead Jobs
By Cash App At Seattle, WA, United States
5+ years people management experience, including coaching and developing compliance specialists/ analysts
Strong operational knowledge in executing and running a sound Compliance program, preferably with hands-on knowledge of MSB regulatory requirements
Maintain up to date knowledge on BSA/AML regulatory changes and landscape
Strong strategic vision and leadership skills with proven ability to motivate and inspire team members
Excellent written and verbal communication skills, including the ability to represent Block at industry events
Proven working experience as a Compliance operations lead
Uup Compliance Lead Jobs
By Cash App At Los Angeles, CA, United States
5+ years people management experience, including coaching and developing compliance specialists/ analysts
Strong operational knowledge in executing and running a sound Compliance program, preferably with hands-on knowledge of MSB regulatory requirements
Maintain up to date knowledge on BSA/AML regulatory changes and landscape
Strong strategic vision and leadership skills with proven ability to motivate and inspire team members
Excellent written and verbal communication skills, including the ability to represent Block at industry events
Proven working experience as a Compliance operations lead
Uup Compliance Lead Jobs
By Cash App At San Diego, CA, United States
5+ years people management experience, including coaching and developing compliance specialists/ analysts
Strong operational knowledge in executing and running a sound Compliance program, preferably with hands-on knowledge of MSB regulatory requirements
Maintain up to date knowledge on BSA/AML regulatory changes and landscape
Strong strategic vision and leadership skills with proven ability to motivate and inspire team members
Excellent written and verbal communication skills, including the ability to represent Block at industry events
Proven working experience as a Compliance operations lead
Uup Compliance Lead Jobs
By Cash App At Portland, OR, United States
5+ years people management experience, including coaching and developing compliance specialists/ analysts
Strong operational knowledge in executing and running a sound Compliance program, preferably with hands-on knowledge of MSB regulatory requirements
Maintain up to date knowledge on BSA/AML regulatory changes and landscape
Strong strategic vision and leadership skills with proven ability to motivate and inspire team members
Excellent written and verbal communication skills, including the ability to represent Block at industry events
Proven working experience as a Compliance operations lead

Are you looking for an exciting opportunity to join a dynamic team and make a real impact? We are looking for a Lead Compliance Analyst to join our team and help ensure our company is compliant with all applicable laws and regulations. You will be responsible for developing and implementing compliance policies and procedures, monitoring compliance activities, and providing guidance and training to staff. If you have a passion for compliance and a commitment to excellence, this is the job for you!

A Lead Compliance Analyst is responsible for ensuring that an organization is compliant with applicable laws and regulations. They are responsible for developing and implementing compliance programs, monitoring compliance activities, and providing guidance and advice to management on compliance matters.

What is Lead Compliance Analyst Skills Required?

• Knowledge of applicable laws and regulations
• Analytical and problem-solving skills
• Excellent communication and interpersonal skills
• Ability to work independently and as part of a team
• Attention to detail
• Project management skills
• Ability to interpret and apply policies and procedures

What is Lead Compliance Analyst Qualifications?

• Bachelor’s degree in business, finance, accounting, or a related field
• Professional certification in compliance, such as Certified Regulatory Compliance Manager (CRCM)
• 5+ years of experience in compliance, risk management, or a related field

What is Lead Compliance Analyst Knowledge?

• Knowledge of applicable laws and regulations
• Knowledge of risk management principles
• Knowledge of industry best practices
• Knowledge of corporate governance principles

What is Lead Compliance Analyst Experience?

• Experience developing and implementing compliance programs
• Experience monitoring compliance activities
• Experience providing guidance and advice to management on compliance matters

What is Lead Compliance Analyst Responsibilities?

• Develop and implement compliance programs
• Monitor compliance activities
• Provide guidance and advice to