Compliance Analyst, Regulatory Complaints
By Credit Acceptance At United States
Minimum 2 years' of recent and relevant experience within a compliance oriented, research and investigative environment
Experience in financial services industry or legal field
Experience with quickly learning and becoming a subject matter expert in new systems/processes
Insightful by cultivating innovation, accumulating business and role specific knowledge, demonstrating self-awareness and making quality decisions
Timely and accurately perform investigations of regulatory complaints. This includes:
Engaging consumers, dealers, or third parties over the telephone in a professional, but direct manner;
Regulatory, Policy, & Compliance Manager
By ZEEKR极氪 At United States
Disseminate regulatory or legal information to all levels of management as well as providing employees with accurate and timely compliance information
Ensure quality control in areas of spending, policies, oversight, and risk management
7 or more years of related experience or any combination of education and experience
What Skills & Experiences You Will Need
Identify and maintain working knowledge of applicable laws or regulations
Possess strong government (local, municipal, federal) policy knowledge
Manager, Regulatory Compliance And Operations
By bluebird bio At United States
Preparation and management of procedural documents
Experience working or interacting in a hybrid or fully-remote work environment
Experience with the Microsoft suite of software, e.g., Word, Excel, SharePoint, Project, PowerPoint, Visio
Experience organizing information or managing large projects
Strong verbal and written skills
Responses to requests for regulatory documentation
Regulatory Manager Jobs
By OPIS At United States
Manage all the databases, as per local regulation (e.g. EudraCT European database and EudraCT number request, ClinicalTrials.gov)
If necessary, directly manage ethical/administrative submissions
Conduct with his/her direct Manager annual performance review for his/her staff and provide career development opportunities
Degree level education is a plus preferably in pharmacy, medicine, or biological sciences
Minimum of 3 years professional experience, including previous experience in Regulatory or Start-up functions at a local/country level
At least 1 years of hands-on experience in the submission of clinical trial applications
Associate, Regulatory Compliance (Mhp) - Remote
By Oscar Health At United States
Knowledge of and experience with commercial and MHP rules
Bachelor’s Degree or 4 years commensurate work experience.
Prior experience working with regulators on compliance audits, reporting and other matters.
Experience managing complicated projects, keeping track of details, and staging work to complete projects on time.
Regulatory requirements to business and technical staff to capture information and.
Experience developing reporting and metrics.
Regulatory Compliance Officer Jobs
By Boulo Solutions At United States
Experience with MS PowerPoint,, Excel, etc, as well as electronic document management systems is helpful.
Oversight and management of typical compliance needs for an investment advisor / fund manager
5+ years of experience with regulatory compliance legal work with investment manager regulatory issues
Strong communication and interpersonal skills will be key to working in this small and dynamic team.
Responsibilities of the Regulatory Compliance Officer position
Requirements for the Regulatory Compliance Officer position
Regulatory Compliance Analyst Jobs
By JustinBradley At United States
Ability to complete projects/tests efficiently with high attention to detail and excellent time management skills.
Identifying and escalating issues to management promptly.
Experience conducting controls testing in compliance, audit, operational risk or related function.
Strong written and verbal communication skills.
Bachelor’s degree required; industry certification (e.g., CCEP, PMP etc.) preferred.
Conducting controls testing and analyzing results.
Regulatory Product Manager Jobs
By TekJobs At United States
• Perform other related duties as requested.
• Provide support for requests for regulatory-related documentation and aid in resolution of issues requiring regulatory review/oversight.
• Aid in review of engineering requested product changes (ECR) for regulatory impact. Authorized to approve changes.
• Review product labeling to ensure compliance with registrations.
• Support external regulator or customer audits.
Regulatory Project Manager Jobs
By Black Diamond Networks At United States
Assist to ensure roles and responsibilities for project team members are clearly documented.
Assist submission working group cross functional meetings to drive decision making and project execution.
Ensure creation of agendas, meeting minutes, and tracking/resolution of action items.
Proactively provide status updates to designated stakeholders via dashboards and milestone reports, and ensure leadership is aware of critical considerations
Assist to ensure overall regulatory project timelines are aligned cross-functionally and support the coordination of timely regulatory submissions.
IND / BLA / MAA / CTA
Manager, Regulatory Strategy Jobs
By bluebird bio At United States
Preparing submission plans and manage timelines for regulatory submissions
2+ years of regulatory experience in a biotech/pharma company, preferably in biologics
Knowledgeable in FDA and ICH guidelines
Knowledge of Good Clinical Practice and current Good Manufacturing Practices (GMP) preferred
Assisting in coordination and preparation for regulatory agency meetings and associated briefing document preparation,
Managing regulatory submission process, documentation, submission logs and archiving
Regulatory Compliance Specialist Jobs
By Empower At United States
Assist with compiling statistical and trend analysis reports as required by regulators and/or for management reporting purposes.
2-4 years’ experience in a related financial services industry position required.
Bachelor's degree or equivalent work experience.
Registrations / Certifications / Licensing Required
Respond to routine questions from internal business personnel regarding compliance with firm policies and procedures.
Assist with regulatory filings as assigned.
Compliance And Regulatory Tester
By The Judge Group At United States
Maintains a high level of awareness and knowledge of regulatory compliance requirements.
Assessing second-line business processes and controls used to monitor and test for adherence with federal and state regulatory requirements
Manages activities of the Compliance Testing staff (direct/indirect) and is responsible for the overall integrity and quality of the work product.
Bachelors Degree in Business, Finance, or Legal
This is a contract role that can be done 100% remote. W2 only, No C2C
Creates and maintains testing work papers and supporting documentation.
Regulatory Reporting Manager Jobs
By SoFi At United States
Apply knowledge of regulatory requirements and accounting theories, including research
Subject matter expert in regulatory concepts and reporting requirements, including
Build effective relationships with across other teams including Treasury, Finance, Legal,
Manage projects for additional ad hoc information requests
8+ years related experience, either Big 4 accounting or a mix of Big 4 and industry
Experience working with Call Report and regulatory/financial reporting at financial
Remote Regulatory Compliance Manager (Insurance Industry)
By National General At Knoxville Metropolitan Area, United States
Serve as Subject Matter Expert (SME) for product management and other departments.
NOTES: Ideal candidate will have Property & Insurance domain experience.
Maintain expert business knowledge of product development, including new product concepts and company initiatives.
Develop and maintain policy contract, endorsements, policyholder notifications and other forms as well as requirements for implementation of forms output.
8+ years of Property and Casualty insurance industry experience.
Knowledge of industry-standard personal lines programs of insurance, including coverage concepts, rating procedures, and underwriting philosophies.
Regulatory Compliance Analyst Jobs
By Centene Corporation At Arkansas, United States
Responsible for identifying, assessing, monitoring, and reporting complex risks, applying knowledge of risk management techniques.
Conduct ad hoc research to analyze, interpret and disseminate guidance on legal, contractual and regulatory requirements
Facilitate the identification and assessment of risks to the organization including strategic, regulatory, compliance, operational, and/or key initiative risks.
Execute timely and accurate delivery of licensure filings, renewals and updates
Collaborate with internal and external teams, legal and regulatory resources regarding solutions to address potential legal, contractual and/or regulatory issues
Remote Regulatory Compliance Manager (Insurance Industry)
By National General At Nevada, United States
Serve as Subject Matter Expert (SME) for product management and other departments.
NOTES: Ideal candidate will have Property & Insurance domain experience.
Maintain expert business knowledge of product development, including new product concepts and company initiatives.
Develop and maintain policy contract, endorsements, policyholder notifications and other forms as well as requirements for implementation of forms output.
8+ years of Property and Casualty insurance industry experience.
Knowledge of industry-standard personal lines programs of insurance, including coverage concepts, rating procedures, and underwriting philosophies.
Manager Ii, Specialty Compliance And Ethics-2, Controlled Substance Compliance-Regulatory Compliance, Prescriber Review
By Walmart At Bentonville, AR, United States
You have experience and familiarity with regulatory requirements pertaining to pharmacies, prescribers, and controlled substances.
You have pharmacy or healthcare experience
You have experience with regulatory board actions
You have strong communication skills to interact with senior leadership and stakeholders
You have experience working in cross-functional teams within a corporate environment
You're organized, disciplined, and can manage multiple projects simultaneously
Compliance Manager Jobs
By FlowerHire At Little Rock Metropolitan Area, United States
• Effective time-management skills and the ability to multi-task.
• Coordinates with senior management to stay ahead of any potential changes in laws & regulations.
• Sends weekly compliance reports to senior management teams.
• Manages the implementation of compliance-related policies and procedures throughout the operating units.
• 3 + years of compliance-related experience.
• Prior experience in writing, implementing, and training SOPs.
Regulatory Manager Jobs
By altafiber At Cincinnati, OH, United States
Special Knowledge, Skills and Abilities:
Strong analytical skills and demonstrated problem-solving abilities
Good working knowledge of Company operations, processes, products and services Solid PC Skills, including Excel, Word, PowerPoint
Develops and implements regulatory guidance strategies for new and existing product and service offerings to meet business objective. (20%)
Strong interpersonal skills in order to interact professionally with Commission Staff, Industry Associations/Coalitions, internal departments and other external stakeholders as required.
Knowledge of current regulatory issues, rules and environment (Federal and State)
Regulatory Compliance Manager – Supplements
By unybrands At Rochester, NY, United States
Responsible for the full regulatory compliance requirements of the supplement brands.
Support the brand managers in dealing with any Amazon compliance issues.
Support the NPD team and brand managers in developing new products for the brands.
Full understanding of regulatory requirements in food supplements market.
Experience in selling to UK / EUROPE / USA / CANADA
Experience in working with Amazon preferable.
Regulatory Compliance Manager – Supplements
By unybrands At Miami, FL, United States
Responsible for the full regulatory compliance requirements of the supplement brands.
Support the brand managers in dealing with any Amazon compliance issues.
Support the NPD team and brand managers in developing new products for the brands.
Full understanding of regulatory requirements in food supplements market.
Experience in selling to UK / EUROPE / USA / CANADA
Experience in working with Amazon preferable.
Healthcare Regulatory Compliance Manager
By Ascension At , Remote From $80,059 a year
3 years of leadership or management experience preferred.
Manage staff relations including performance management, staff satisfaction and conflict management.
Schedule: Full-Time, 8-hour day shift, Monday - Friday, Fully Remote
Facility: Automated Benefit Services (ABS)
Maintain compliance with federal, state, and local regulatory requirements.
Extensive knowledge of CCIIO, SERFF and CMS.
Intern, Regulatory & Legal Compliance
By Live Nation At , San Francisco, 94108
Monitor and research compliance related laws, regulations and legislative updates pertaining to Live Nation Entertainment
Proactively identify and discuss emerging compliance issues with the Compliance team, while also developing and preparing compliance reporting as necessary.
Assist with drafting appropriate policies and practices to ensure compliance with applicable laws & regulations.
Assist with routine compliance review to ensure that regulatory and legal compliance procedures are followed, and remediated as appropriate.
Assist the Compliance team with implementing the recommendations and action items resulting from reviews and new law updates.
Bachelor's degree and current enrollment in accredited law school
Sr. Compliance Officer (Us Banking Regulatory Compliance)
By Right Executive Search, LLC At New York, NY, United States
· Strong written, verbal, and interpersonal skills, including ability to communicate effectively with senior level management.
· Identify and professionally escalate matters requiring management attention.
Remote, East Coast hours (NYC/NJ/PA/FL based) 90% remote
Responsibilities of the Sr. Compliance Officer:
Qualifications of the Senior Compliance Officer:
· Bachelor’s degree in Finance/Banking/Accounting or related field is required.
Remote Regulatory Compliance Manager (P&C Insurance Industry)
By National General At Arizona, United States
Serve as Subject Matter Expert (SME) for product management and other departments.
NOTES: Ideal candidate will have Property & Insurance domain experience.
Maintain expert business knowledge of product development, including new product concepts and company initiatives.
Develop and maintain policy contract, endorsements, policyholder notifications and other forms as well as requirements for implementation of forms output.
8+ years of Property and Casualty insurance industry experience.
Knowledge of industry-standard personal lines programs of insurance, including coverage concepts, rating procedures, and underwriting philosophies.

Are you looking for an exciting opportunity to help ensure regulatory compliance in a fast-paced environment? We are looking for a Regulatory Compliance Manager to join our team and help us stay compliant with all applicable regulations. In this role, you will be responsible for developing and implementing policies and procedures to ensure compliance with applicable laws and regulations. You will also be responsible for monitoring and reporting on compliance activities, conducting audits, and providing guidance and training to staff. If you have a passion for regulatory compliance and are looking for a challenging and rewarding role, this could be the perfect opportunity for you!

Overview:

A Regulatory Compliance Manager is responsible for ensuring that a company’s operations are in compliance with all applicable laws and regulations. This includes researching and interpreting laws and regulations, developing and implementing compliance policies and procedures, and monitoring and auditing compliance activities.

Detailed Job Description:

The Regulatory Compliance Manager is responsible for ensuring that the company’s operations are in compliance with all applicable laws and regulations. This includes researching and interpreting laws and regulations, developing and implementing compliance policies and procedures, and monitoring and auditing compliance activities. The Regulatory Compliance Manager will also be responsible for providing guidance and advice to management and staff on compliance issues, and for developing and delivering training on compliance topics.

What is Regulatory Compliance Manager Job Skills Required?

• Knowledge of applicable laws and regulations
• Ability to interpret and apply laws and regulations
• Excellent communication and interpersonal skills
• Ability to develop and implement policies and procedures
• Ability to monitor and audit compliance activities
• Ability to provide guidance and advice on compliance issues
• Ability to develop and deliver training on compliance topics

What is Regulatory Compliance Manager Job Qualifications?

• Bachelor’s degree in law, business, or a related field
• 5+ years of experience in regulatory compliance
• Professional certification in regulatory compliance (e.g., Certified Regulatory Compliance Manager)

What is Regulatory Compliance Manager Job Knowledge?

• Knowledge of applicable laws and regulations
• Knowledge of compliance policies and procedures
• Knowledge of compliance monitoring and auditing techniques
• Knowledge of risk management principles

What is Regulatory Compliance Manager Job Experience?

• 5+ years of experience in regulatory compliance
• Experience developing and implementing compliance policies and procedures
• Experience monitoring and auditing compliance activities
• Experience providing guidance and advice on compliance issues
• Experience developing and delivering training on compliance topics

What is Regulatory Compliance Manager Job Responsibilities?

• Research and interpret applicable laws and regulations
• Develop and implement compliance policies and procedures
• Monitor and audit compliance activities
• Provide guidance and advice to management and staff on compliance issues
• Develop and deliver training on compliance topics
• Maintain records of compliance activities
• Prepare reports on compliance activities