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Financial Services Compliance Analyst Jobs

Senior Analyst, Financial Travel Services
By Royal Caribbean Group At ,
Strong negotiations skills and contract management
Manage new vendors and develop RFPs that align with business requirements.
Any other related duties as assigned by senior management.
Brand leaders (All Brands), Revenue Management, Sales, Air Planning teams and in-market counterparts
Qualification: bachelor’s degree required or a minimum of 5 years relevant experience
Create new strategies to manage travel suppliers across all three brands.
Financial Services Analyst Jobs
By State of Washington Administrative Office of the Courts At , Olympia $56,676 - $74,376 a year
Interpersonal skills and abilities to establish and maintain professional working relationships with co-workers, management and clients
Management Services Division – Financial Services
, application submission requirements, supplemental questions, inquire about benefits, or to apply for the position:
Two years of experience in fiscal bookkeeping or fiscal recordkeeping; AND
Ability to adapt to change and demonstrate flexibility in providing excellent customer service; personally owns and acknowledges responsibility for meeting expectations
Knowledge of basic accounting practices, office technology and terminology
Financial Services Analyst Jobs
By Nationwide At ,
Compiles management information such as contract and sold case activity as needed by internal management.
Other criteria, including leadership skills, competencies and experiences may take precedence.
Interprets plan provisions, product rules and guidelines to process requests in accordance with Plan and Legal requirements.
May perform other responsibilities as assigned.
Reporting Relationships: Reports to Operations Division Manager or Unit Manager.
License/Certification/Designation: FINRA Series 6 license preferred, and may be required, based on assigned product/line-of-business or distribution system.
Financial Compliance Analyst Jobs
By Salus GRC At United States
• Support and manage client relationships, including addressing regulatory questions.
• Industry experience of 0-4 years.
• Demonstrated interest and basic knowledge of SEC rules and regulations.
• Previous regulatory experience is a plus.
• Strong research skills with an ability to effectively communicate with clients.
• Assist in performing annual compliance reviews and mock SEC examinations.
Senior Analyst - Divorce Financial Services
By Panther Financial Divorce Solutions, LLC At Nashville, TN, United States
CPA license registered in Tennessee or have passed exam and awaiting experience requirement.
Minimum of 3 years of experience in a CPA firm, preferably with experience in tax and/or litigation support.
Outstanding written and oral communication skills, exceptional attention to detail, and ability to multitask.
Strong technical tax and analytical accounting skills.
Is self-motivated with the ability to set and meet priorities.
Identifies and prepares financial analyses for various divorce settlement processes, including Collaborative Divorce, mediation, and litigation.
Services Compliance Manager Jobs
By Lerner Enterprises At United States
Associate degree or equivalent experience in business management, accounting, or administration
Liaise with building facilities management in our Morton Grove, IL headquarters as issues arise.
Partner with Associate Manager on both US and Canada payroll processing
Assist in preparing and reconciling mid-month and month end reports for Finance.
Manage communication and outreach for employee life events (baby gifts, bereavements, etc)
Strong Excel skills and ability to learn new tools and software.
Senior Data Analyst, Financial Services
By Talvana At New York, NY, United States

The Earnest Analytics Company Earnest Analytics is a VC-backed data innovation startup driven to change the way professionals understand consumer and business behavior. Working with world-class ...

Business Analyst (Financial Services)
By Adame Services At United States
Key stakeholder management with various internal customers, partners, and internal and external suppliers
Understanding of basis project managements
Familiar with various project management tools (JIRA, SharePoint etc).
Writing and maintaining Business/Functional Requirements Documents
Explain overall requirements to various Applications Owners and engaged in cross review of functional requirements
Planning and personal organizational skills
Financial Analyst Ii, Financial Business Services
By Sutter Health At , Sacramento, Ca $34.42 - $51.63 an hour
Bachelor's: Finance, Accounting, Economics, Business Administration or related field or equivalent education/experience
2 years progressively responsible analytical and reporting experience in accounting, budgeting, and/or finance
This is position is eligible to work from home. Open to California residents only.
Equivalent experience will be accepted in lieu of the required degree or diploma.
2 years experience with preparing financial analysis and reporting.
2 years experience with budgeting process.
Analyst, Financial Crime Compliance
By Exiger At , San Antonio, Tx
Strong and demonstrated written communication and editing skills
Experience working with the online information resources commonly used in investigative research (e.g., LexisNexis and Factiva) preferred
0 - 2 years of experience in the analytics, financial services, legal, or multi-national corporate environment preferred
Exiger Advisory Solutions comprises the Managed Services, Financial Crime Compliance, Compliance Risk Analytics practices.
Review alerted transactional activity in search of potentially suspicious activity, such as money laundering and terrorist financing
Review existing KYC data to identify potential gaps within the file
Financial Services Analyst 1 Jobs
By University of California, Riverside At , Riverside, 92521, Ca $44,000 - $58,500 a year
Bachelor's degree in related area and/or equivalent experience/training.
0 - 1 years of related experience.
UC Riverside is the top university in the United States for social mobility. - U.S. News 2020
Among top-tier universities, UC Riverside ranks No. 2 in financial aid. - Business Insider 2019
UCR's distinguished faculty boasts 2 Nobel Laureates, and 13 members of the National Academies of Science and Medicine.
Must pass a background check.
Manager - Code Compliance Services
By City of Dallas At Dallas, TX, United States
Bachelor's degree in a business, public administration, management, or social science field.
Four (4) years of experience interpreting and/or enforcing city, county, state, or federal codes.
Must have or be able to obtain certification as a Registered Code Enforcement Officer within twelve (12) months of appointment.
English/Spanish bi-lingual skills are a plus.
Clinical supervisory experience formulating psychosocial assessments and helping individuals with various disorders with proven success in leading cognitive and behavioral therapy.
Code Compliance Services (Manager – Training)
Analyst, Solutions Center-Financial Services
By Nationwide At , Remote
Other criteria, including leadership skills, competencies and experiences may take precedence.
The role can be filled in Scottsdale, AZ or remotely.
May perform other responsibilities as assigned.
Reporting Relationships: Reports to Supervisor/Manager and does not have direct reports.
Experience: Two to three years of experience in customer service, sales-related occupations.
30 mbps download/3 mbps upload
Financial Services Business Analyst
By Matco At , Remote
Effective time management and personal organization
Effectively manage workload and ensure that the highest impact activities are prioritized.
3-5 years experience working in process improvement and business analytics preferred
Organizational, process analysis, documentation skills; detail-oriented
Ability to manage multiple assignments and priorities
Experience in lending / credit is desirable as well as Oracle experience
Financial Services Analyst - Us
By Audi of America At Libertyville, IL, United States
Ability to meet deadlines with various projects, reports, and any other tasks given by Management.
Develop and organize training manuals, visual aids, and other educational material.
Serve as liaison between Financial Services and Accounting Manager
Bachelor’s Degree in Accounting or Finance
Communication skills – interpersonal, presentation and written
Computer savvy – skilled in the use of software
Financial Services Risk Analyst
By Buildertrend At , Remote $65,000 - $85,000 a year
Partner closely with Financial Management Business Unit, Risk, Compliance, Legal, and Customer Success to deliver best-in class financial services experience.
Familiarity with payments processing framework, fraud and compliance management, credit underwriting, disputes/chargebacks requirements, and collection processing.
Work underwriting and transaction monitoring cases by manually executing Buildertrend risk management policies and procedures.
Help define Buildertrend next generation of internal tools and systems to effectively manage risks with the financial services applications.
Bachelor's degree or equivalent years of experience.
2+ years of experience in payments industry handling back-office cases.
Financial Analyst I, Financial Business Services
By Sutter Health At , Sacramento, Ca $29.56 - $42.87 an hour
Bachelor's: Finance, Accounting, Economics, Business Administration or related field or equivalent education/experience
This is position is eligible to work from home. Open to California residents only.
Knowledge of accounting and financial operations and processes.
Knowledge of computerized accounting/financial systems and how it’s used in compiling, recording, maintaining accounting/financial transactions and information.
Knowledge of financial analysis principles and methods.
Ability to read, comprehend, and apply policies, procedures, practices, and regulatory & legal requirements.
Financial Data Analyst - Credit Services
By Home Depot / THD At , Atlanta, 30301, Ga
Superior critical thinking skills and analytic abilities to interpret complex data using SQL, Tableau, Microsoft Excel
Degree in business analytics, economics, finance, etc.
Experience with scriptable programming & automation (e.g. Python, PowerShell, VBA)
No additional years of experience
Minimum Years of Work Experience:
Preferred Years of Work Experience:

Are you looking for a challenging and rewarding career in Financial Services Compliance? We are looking for a Compliance Analyst to join our team and help ensure our company is compliant with all applicable laws and regulations. You will be responsible for monitoring and analyzing regulatory changes, developing and implementing compliance policies and procedures, and providing guidance and advice on compliance matters. If you are an experienced professional with a passion for compliance and a commitment to excellence, this is the perfect opportunity for you!

Overview Financial Services Compliance Analysts are responsible for ensuring that financial services organizations comply with applicable laws and regulations. They review and analyze financial services policies and procedures, conduct risk assessments, and monitor compliance with applicable laws and regulations. Detailed Job Description Financial Services Compliance Analysts are responsible for ensuring that financial services organizations comply with applicable laws and regulations. They review and analyze financial services policies and procedures, conduct risk assessments, and monitor compliance with applicable laws and regulations. They also provide guidance to management on compliance issues, and develop and implement compliance programs. Job Skills Required
• Knowledge of financial services laws and regulations
• Ability to analyze financial data
• Strong organizational and communication skills
• Ability to work independently and as part of a team
• Proficiency in Microsoft Office
Job Qualifications
• Bachelor’s degree in finance, accounting, or a related field
• At least two years of experience in a financial services compliance role
• Professional certification in compliance or a related field (e.g., Certified Regulatory Compliance Manager)
Job Knowledge
• Knowledge of financial services laws and regulations
• Knowledge of risk management principles
• Knowledge of financial services products and services
• Knowledge of financial markets and instruments
Job Experience
• At least two years of experience in a financial services compliance role
• Experience in developing and implementing compliance programs
• Experience in conducting risk assessments
Job Responsibilities
• Review and analyze financial services policies and procedures
• Monitor compliance with applicable laws and regulations
• Provide guidance to management on compliance issues
• Develop and implement compliance programs
• Conduct risk assessments
• Prepare reports on compliance activities
• Respond to inquiries from regulatory agencies