Register
Recruit Create CV

Compliance Officer Jobs in Houston, Texas

Corporate Compliance Officer Jobs
By Aranscia At Houston, TX, United States
Bachelor’s degree in law, finance, business management or a related field. Master’s preferred.
Establishes and provides direction and management of the compliance hotline.
Exceptional knowledge of legal requirements and procedures.
Manages the oversight and compliance with any regulatory reporting.
Five (5) years’ experience in a compliance officer role preferred.
Excellent oral and written communication skills.
Code Compliance Officer Jobs
By City of Hurst At Hurst, TX, United States

Skills, Knowledge and Abilities: Ability to read, interpret, and enforce applicable City, State, and Federal codes, ordinances, and regulations. Ability to work as a positive team member and in ...

Cybersecurity Audit & Compliance Officer (Caco)
By CAE At Arlington, TX, United States
Conduct investigations of computer security violations and incidents, reporting as necessary to both the FSO/CPSO and Program Management.
Acts as a primary liaison with between the D&S Global Security organization and Engineering/Program Management leadership teams regarding Cybersecurity compliance.
Clearly communicate/present program status, issues, risks, opportunities and plans to senior program management and senior executive staff members
Must display tact and self-discipline necessary to interface effectively with customers, vendors, all levels of management, and employees.
Perform assessment of ISs, based upon the RMF methodology in accordance with the DAAPM, JSIG, and other USG security requirements.
Demonstrated experience with information systems and RMF process/artifacts is required and industry-standard Information Assurance tools.
Compliance Officer Jobs
By Temu At Greater Boston, United States
Strong attention to detail and organizational skills to manage multiple priorities and meet deadlines.
In-depth knowledge of relevant laws, regulations, and industry standards.
Strong analytical skills with the ability to identify compliance risks, conduct investigations, and propose effective solutions.
Conduct internal audits and assessments to monitor compliance and identify areas for improvement.
Conduct risk assessments to identify areas of vulnerability and implement appropriate risk mitigation strategies.
Foster a culture of compliance within the organization by promoting awareness, accountability, and ethical behavior.
Compliance Officer I Jobs
By Tarleton State University At Stephenville, TX, United States
Cover Letter / Letter of Interest addressing qualifications
At least 3 current professional references and their full contact information
Diversity, Inclusion, and International Programs
Research and Economic Development (https://web.tarleton.edu/research/about-us/)
Compliance Officer Manager Broker Dealer - Inspections
By TIAA At , Frisco, Tx $107,800 - $179,600 a year
Liaises with business unit(s) and/or management on compliance programs, policies and procedures.
Communicates results of compliance and ethics initiatives of the business unit to management, including key takeaways and opportunities for improvement.
5+ Years Required; 7+ Years Preferred
SRC Indicator: Series 7; Series 24
Assists in enhancing metrics reporting of inspection plan for senior leaders.
Assists in the development of the annual Inspection plan and enhancing inspection methodologies and processes to identify any gaps.
Unsecured Lending Compliance Officer, Director
By SoFi At Frisco, TX, United States
Management/Leadership experience related to compliance processes and activities common to mid to large banking organizations.
Project planning and management including implementing regulatory change events.
Professional certification such as Certified Regulatory Compliance Manager (CRCM) is preferred.
Management/leadership in audit and regulatory exams.
Minimum of 10 years of relevant experience in unsecured lending product compliance or as a federal regulator.
Ability to build effective relationships with a proven record of building trust and credibility through strong interpersonal skills, communications, and actions.
Compliance Risk Management Sr Officer
By Citi At , Irving, Tx $161,906 - $182,123 a year
Citibank, N.A. seeks a Compliance Risk Management Sr Officer for its Irving, Texas location.
Job Family: Compliance Risk Management
Wage Range: $161,906.09 to $182,122.50
Job Family Group: Compliance and Control
Citi is an equal opportunity and affirmative action employer.
EEO is the Law Supplement
Director & Ada Compliance Officer
By Emory University At , Atlanta, 30322, Ga
Updates job knowledge by participating in educational opportunities, reading professional publications, maintaining professional networks, and participating in professional organizations.
Avoids legal challenges by understanding current and proposed legislation; enforces regulations; recommends new procedures; complies with legal requirements.
Performs related responsibilities as required.
A bachelor's degree in human resources, education administration or related field and s
Sven years of ADA or related experience in coordinating and implementing ADA compliance and accommodations programs, preferably in a university setting.
Current Certified Rehabilitation Counselor (CRC) licensure. Knowledge of federal and state EEO regulations, affirmative action, ADA, mediation, and conflict resolution.
Vp Compliance Officer Jobs
By Conselium Compliance Search At Austin, TX, United States
You will bring several years of management level healthcare regulatory and compliance experience
Desirable: Healthcare Compliance Certification, e.g. CHC
You will bring experience in the laboratory / diagnostics space
Company owned by a large multi-billion-dollar group, bringing stability, investment and growth opportunities
You will be embedded in a patient-first business seeking to deliver the highest standard of care via medical leadership
Develop collaborative relationships with members of the Executive Team and counterparts in other business units
Compliance Officer Jobs
By JW Michaels & Co. At San Francisco Bay Area, United States
College graduate; with a minimum of 3-4 years of work experience in an asset management firm
Strong attention to detail, as well as organizational and time management skills; ability to multi-task in a fast paced environment
Ability to work with senior management across teams and office locations, managing multiple deadlines and following up when necessary.
A prestigious alternative investment management firm is seeking a Compliance Professional to to join their team.
Strong experience with Microsoft Office suite
Administer the Firm’s compliance program while remaining up-to-date regarding regulatory developments.
Senior Compliance Officer Jobs
By AscendHire At New York City Metropolitan Area, United States
Compensation & Benefits: Competitive salary ($130-$150k DOE) plus bonus and comprehensive Medical, Dental and Vision Programs.
Environment: Hybrid, 2 days in office, 3 days remote
Why Join Them? Thrive with These Benefits:
Grow & Thrive: Enjoy mentorship from industry leaders, continuous learning opportunities, and the space to make a tangible difference every day.
Career Advancement: Opportunities for growth, professional development, and mentoring from senior staff.
Work-Life Balance: Flexible hybrid schedule, 401(K) Program with a robust company match, and annual wellness reimbursements.
Compliance Officer Jobs
By Majestic Care At Westfield, IN, United States
Certification in health care compliance preferred. Specific skills, knowledge, and abilities:
Establishes and provides direction and management of the compliance Hotline.
Must also meet state requirements for relevant licensures or certifications and have no disciplinary action in effect against professional license.
Manages the day-to-day governance and operation of the Compliance Program.
Experience in dealing with compliance issues.
Effective verbal and written communication skills and ability to exercise judgement.
Sr. Compliance Officer (Us Banking Regulatory Compliance)
By Right Executive Search, LLC At New York, NY, United States
· Strong written, verbal, and interpersonal skills, including ability to communicate effectively with senior level management.
· Identify and professionally escalate matters requiring management attention.
Remote, East Coast hours (NYC/NJ/PA/FL based) 90% remote
Responsibilities of the Sr. Compliance Officer:
Qualifications of the Senior Compliance Officer:
· Bachelor’s degree in Finance/Banking/Accounting or related field is required.
Deputy Compliance Officer, Office Of Ethics, Risk & Compliance Services (6060U) 57112
By University of California Berkeley At , Berkeley, 94720 $140,000 - $184,200 a year

Deputy Compliance Officer, Office of Ethics, Risk & Compliance Services (6060U) 57112 About Berkeley At the University of California, Berkeley, we are committed to creating a community that fosters ...

Vehicle Inspection Station Compliance Officer
By Parsons At , Philadelphia $17.74 - $31.06 an hour
- Effective communication skills, including speaking with the public and accurately documenting station violations
- Automotive knowledge is not required ; Training is provided to the right candidate
- Previous auditing or investigative skills are helpful
Vehicle Inspection Station Compliance Officer
Delaware and Philadelphia County areas
- High School diploma or equivalent
Compliance Officer - Consumer Servicing
By KeyBank At , Remote $90,000 - $120,000 a year
Experience and knowledge of federal and private education loans and education loan servicers preferred.
Strong relationship management and leadership skills.
Bachelor’s Degree required; substantial industry experience may be substituted for a Bachelor’s Degree.
3-5 years of experience as a financial services compliance professional, bank regulator or other comparable legal experience.
Demonstrated knowledge of the consumer loan servicing, including Regulation Z, FCRA, SCRA, ECOA, UDAAP.
Sound decision-making skills; able to make decisions independently and quickly.
Research Compliance Officer Jobs
By General Dynamics Information Technology At , Silver Spring
Knowledge of HSP, bio-safety, and COI requirements
Develop a compliance training program, ensuring it meets regulatory requirements, and ensures that it is completed by appropriate staff members
5-10 years of human subjects/regulatory, and compliance monitoring/oversight experience
Working knowledge of U.S. Federal government regulations regarding the Protection of Human Subjects Involved in Research
Demonstrated expertise in the Human Subject Protection (HSP) regulations with monitoring and compliance program experience
Provide guidance and counsel on incorporating compliance-related activities into the day-to-day operations of the Human Research Protection Program
Compliance Officer - Registration
By Inclusively At United States
Solid organizational and time management skills.
Must have a good working knowledge of industry registration requirements and processes.
Minimum two years Compliance experience.
Proven judgment, problem-solving, and decision-making skills.
Strong written and verbal communication skills.
Dedicated knowledge of department and FINRA systems and processes will be expected after training is complete.
Credit Card Compliance Officer(Remote)
By Jenius Bank At United States
Establish and oversee training programs to ensure that all staff members are aware of and understand compliance requirements and responsibilities.
Exceptional communication skills, with the ability to translate complex regulatory language into actionable business requirements.
Act as a subject matter expert to the organization, for the regulatory risks and requirements relating to the credit card product
5+ years of experience in a compliance role within the financial services industry, with specific experience in credit card services.
Extensive knowledge of credit card regulations and industry standards, such as the Truth in Lending Act, CARD Act, FCRA, and others.
Proven experience in taking initiative and/or building and implementing compliance programs from the ground up.
Compliance Officer - Deposit Products
By KeyBank At , Remote
Strong relationship management and leadership skills.
Demonstrated knowledge of the banking industry, particularly deposit product offerings and the systems supporting them.
Bachelor’s Degree required; substantial industry experience may be substituted for a Bachelor’s Degree; Juris Doctorate or CRCM preferred.
3-5 years of experience as a financial services compliance professional, bank regulator or other comparable legal experience.
Sound decision-making skills; able to make decisions independently and quickly.
Solid written and oral communication skills.
Compliance Officer – Broker-Dealer Jobs
By Natixis At , $242,000 - $275,000 a year
FinOp experience a plus, but not required
10 + years industry experience covering institutional broker-dealer activities, preferably at a foreign investment bank
Strong analytical, writing and presentation skills
Contribute actively as a member of the Broker-Dealer Operating Committee
Drive implementation of local regulatory change/remediation projects and initiatives
Provide day-to-day advice on rules and regulations, compliance policies and procedures
Osha Safety Compliance Officer I
By North Carolina Dept of Labor At , , Nc $54,197 - $94,844 a year
The SCO must be a self motivated professional who has outstanding time management and database management skills.
Knowledge, Skills and Abilities / Competencies
Minimum Education and Experience Requirements
The SCO with an understanding of industrial engineering concepts, must be knowledgeable and decisive in consistently applying the OSHNC standards.
The SCO must be physically, mentally and emotionally capable of conducting independent inspections.
The SCO will be required to evaluate and make recommendations on unusual problems.
Compliance Officer- Mortgage - Remote | Wfh
By Get It Recruit - Real Estate At Crafton, PA, United States

Are you ready to take on a dynamic role where you'll play a pivotal part in ensuring compliance with federal and state regulations in the fast-paced world of mortgage lending? We are looking for a ...

Associate Compliance Officer Jobs
By Ramp Talent At United States
Maintain continuous and effective communication with our partners, including banks, networks, vendors, and other stakeholders, to ensure alignment with compliance requirements.
Bachelor's degree in finance, accounting, or related field preferred.
Excellent communication and interpersonal skills to facilitate effective communication with internal teams and external partners.
Excellent communication and leadership skills to collaborate effectively with cross-functional teams.
Self-motivated and able to work independently in a remote environment.
Build procedures for handling exceptions to compliance policies (CIP, AML, Reg E, etc.) and build cardholder complaint procedures.
Chief Compliance Officer (Vp Level)
By Marqeta At United States
Stay abreast of regulatory changes, assess their impact on the business, and provide guidance and recommendations to senior management.
Exceptional leadership and managerial skills, with the ability to effectively lead and develop a high-performing compliance team.
Excellent understanding of risk management principles and the ability to implement effective controls and processes.
Maintain certifications and licenses as needed to support the business.
Deep understanding of the financial services industry, including experience in consumer financial services, payments, processing, and/ or financial technology.
Experience in executive and board regulatory level reporting, in addition to managing regulatory expectations within financial services.
Compliance Officer (Kyc) Jobs
By ReguChain At United States

At ReguChain, we specialize in providing comprehensive and cutting-edge regulatory compliance solutions specifically tailored for the digital asset industry. As the digital asset landscape continues ...

Chief Compliance Officer Jobs
By Hire Writing, LLC At Los Angeles Metropolitan Area, United States
5 years of compliance experience in a multi-site behavioral healthcare services business
Experience in a fast-growing multi-site healthcare business is preferred
On-Site, Full-Time, in Los Angeles - Generous Pay & Benefits Package
Create new compliance-related policies and procedures
Present to Board of Directors
Create and oversee annual audit work plans
Property Management Compliance Officer
By New Samaritan Corporation, Elderly Housing Management Inc. At North Haven, CT, United States
Education, Experience & Skills Qualifications
· Working knowledge of property management fundamentals.
Assist in updating and maintaining Property Management Operation Manuals.
Develop recordkeeping procedures and manage appropriate records in accordance with applicable regulations, policies and standards.
Work with regional managers to ensure proper compliance of EIV Master Files in accordance with EHM EIV Policies.
· Working knowledge of basic GAAP accounting principles.

Are you looking for an exciting opportunity to help ensure compliance with laws and regulations? We are looking for a Compliance Officer to join our team and help us protect our organization from legal and financial risks. You will be responsible for monitoring and enforcing compliance with applicable laws and regulations, as well as developing and implementing policies and procedures to ensure compliance. If you are a detail-oriented professional with excellent communication and problem-solving skills, this could be the perfect job for you!

A Compliance Officer is responsible for ensuring that a company or organization complies with all applicable laws and regulations. They are responsible for developing and implementing policies and procedures to ensure compliance, monitoring activities to ensure compliance, and providing guidance and advice on compliance issues.

What is Compliance Officer Skills Required?

• Knowledge of applicable laws and regulations
• Analytical and problem-solving skills
• Attention to detail
• Excellent communication and interpersonal skills
• Ability to work independently and as part of a team
• Ability to manage multiple tasks and prioritize

What is Compliance Officer Qualifications?

• Bachelor’s degree in business, finance, law, or a related field
• Relevant certifications or licenses, such as Certified Regulatory Compliance Manager (CRCM)
• Relevant experience in compliance, risk management, or a related field

What is Compliance Officer Knowledge?

• Knowledge of applicable laws and regulations
• Knowledge of risk management principles
• Knowledge of corporate governance principles
• Knowledge of financial and accounting principles

What is Compliance Officer Experience?

• Relevant experience in compliance, risk management, or a related field
• Experience in developing and implementing policies and procedures
• Experience in monitoring activities to ensure compliance

What is Compliance Officer Responsibilities?

• Develop and implement policies and procedures to ensure