Aml Investigations Analyst Jobs in Lee, Texas

Completes work within specifically defined parameters with guidance / direction from management as necessary

Requires diplomacy to exchange ideas and information with internal partners and management

Recommends responses to any AML, Sanctions/ABAC questions and immediately escalates any sensitive issues to senior management

Provides trend analysis and reporting of AML, Sanctions/ABAC findings to Management for review

Completes filings and/or reporting to regulators and/or law enforcement agencies as required, for Management review and approval

Prioritizes and manages own workload to meet SLA requirements for service and productivity

Strong organizational and time management skills.

Learns about and diligently follows established risk management policies, processes and procedures.

Understands the central role the risk management function plays in the organization environment.

Assists Team Manager with coaching new hire analysts and cross-trains on various operations across the FIU as needed by production volumes.

3+ years; Financial Services industry or related field/Law enforcement experience

Ability to gather and process statistical data in order to forecast team workflow requirements.

Communicate with senior management on compliance, legal and business AML issues

Assist with Drafting and filling SARs consistent with the Financial Crimes Enforcement Network (FinCEN) requirements

Comprehensive knowledge of AML regulations preferred

Experience in writing and preparing SARs preferred

Effective verbal and written communication skills

Bachelors (4 Year University) Degree or equivalent experience

Strong organizational and time management skills.

Assists Team Manager with coaching new hire analysts and cross-trains on various operations across the FIU as needed by production volumes.

Robust knowledge and understanding of AML/BSA/OFAC legal and regulatory matters affecting the compliance program.

Ability to gather and process statistical data in order to forecast team workflow requirements.

Strong PC skills including Excel, PowerPoint and Process Flow Creation.

Strong verbal and written communication skills.

Strong knowledge of AML/CFT Laws and Regulations governing the European AML Gambling regulations and general wide knowledge of AML requirements.

At least 1-year experience in a similar role or relevant experience in the iGaming industry.

Organized with strong attention to detail, strong investigative and analytical skills.

Investigate transactions and customer records, external data, publicly- available information, and other data to identify suspicious or unusual activity

Compile reports based on the data of your findings

Draft Suspicious Activity Reports and report them directly to the MLRO

Detects, assesses and escalates high risk suspicious activity to AML Management for possible law enforcement and/or regulatory referrals.

Reviews reports of such suspicious transactions and other cash transactions before submitting to management for approval.

Assesses client profile data and transaction activity against complex hits to determine matches and to ensure normal and expected behavior.

Provides guidance to business partners in matters of AML Compliance.

Maintains an understanding of AML regulations current money laundering schemes and investigative techniques required to detect illegal or unethical schemes.

2+ Years Required; 3+ Years Preferred

Advanced knowledge of bank, mutual funds, and brokerage products, processes, and/or legal requirements.

Identify and manage existing and emerging risks that stem from business activities and the job role.

5 years of related work experience on operations, or processing in a financial services industry.

Advanced knowledge of Bank Secrecy Act, AML, OFAC regulations and the USA Patriot Act.

Analytical, collaborative, problem-solving skills, and the ability to make decisions in complex scenarios.

You will report to the Senior Manager, Direct Investor Business.

Knowledge of Regulation E and experience navigating the requirements of the Regulation.

Demonstrated skills related to individual case/workload management

Strong time management skills utilizing a risk-based approach to prioritizing and completing daily tasks

The ability to effectively manage cases workloads and additional daily responsibilities at a high level of competency is required.

At least 3+ years of professional experience working in a fraud, compliance or operations in financial services.

Proven expertise with financial investigations demonstrating risk-based judgment, problem solving skills and strong analytical ability.

Ability to acquire and demonstrate intermediate knowledge of policies, procedures and regulatory requirements pertaining to risk management and compliance.

Responsible for working collaboratively with other analyst, managers and Senior Management.

Knowledge of overall BSA/AML, USA PATRIOT Act and OFAC requirements and regulations.

Responsible for participating in continuing education to maintain and/or enhance job performance.

2 to 4 years of banking experience including related experience in compliance, BSA/AML or Fraud required

Possess strong analytical, conceptual and problem solving skills.

Provide credible challenge to U.S. Wealth Management AML processes through data analysis, testing, and knowledge of AML regulatory compliance framework.

Proactively identify and recommend improvements to enhance the effectiveness or efficiency of the U.S. Wealth Management AML Program.

Assist in the comprehensive risk assessment of the U.S. Wealth Management AML Program.

Participate in relevant projects and support to ad hoc requests pertaining to the U.S. Wealth Management AML Program.

Ability to prioritize and manage multiple tasks while ensuring that assigned job responsibilities and department goals are met.

Excellent communication and interpersonal skills.

Demonstrated knowledge of AML/BSA/OFAC regulations, requirements, and tools

3+ years of BSA/AML experience, with at least 2 years of AML Investigations experience, preferably in an innovative environment

Advanced Excel function and SQL knowledge is a plus

Strong written and verbal communication skills with the ability to communicate at the executive level

Experience collaborating with stakeholders across technical and non-technical groups

ACAMS or ACFCS certification preferred

Strong knowledge of Know Your Customer ,Customer Identification Program and CDD requirements

Experience with AML, Risk analysis, Compliance, CDD/KYC

Undergraduate degree in Business, Finance, or other related field

Working knowledge of MS Office suite

Certified as an Anti-Money Laundering Specialist by ACAMS or equivalent AML certification/license is a plus

Strong interpersonal skills and ability to communicate effectively both verbally and in writing

Customer Due Diligence process requirements for Wealth Management and US Banks Enhanced

Effectively document and communicate any identified errors/discrepancies to analysts and/or management and ensure that corrective action is taken.

Experience with AML Regulations, Compliance, Financial services.

Expiry Date: 16 September 2023

Perform quality control reviews for the new account opening process ensuring that the AML

Due Diligence reviews (including CIP, Customer Due Diligence, Negative News, and Sanctions

Tracking MI on case and investigator productivity, and ensuring case queues are actively managed in line with procedures

Over five years of AML Compliance and Bank Secrecy Act or other relevant experience

More than five years’ experience of using Microsoft office applications and internet search tools

Experience leading or managing others and working in the investment banking or broker-dealer space

CAMS certification, CFE, JD or other advanced degree or certification

Law enforcement or government agency experience in supervising investigations, and leading teams of investigators

Bachelor’s Degree Preferred, H.S. Diploma or GED certificate + Significant Practical Experience will be considered.

1 – 3 years of securities industry experience

Strong verbal and written communication skills are required

Transaction Monitoring System experience, Actimize, Mantas, etc.

Strong SAR writing and case disposition capabilities

General compliance knowledge - must have extensive knowledge of FINRA, SEC, and Firm-specific rules and regulations

Strong organization and time management skills

Assess and analyze research results and conduct data analysis applying background knowledge and experience

Excellent research skills, including experience with online research tools

Identify trends/patterns and report to the Manager, FCC Investigation

Perform ad-hoc projects or task assigned by the Manager, FCC Investigation

1 year of experience in investigations, banking, or financial services; bachelor’s degree in related field or equivalent work experience

Excellent written and verbal communication skills for preparing detailed reports and collaborating with teams remotely.

Prior experience in remote work or contract-based positions is a plus.

Minimum of 5 years of hands-on experience in Bank Secrecy Act (BSA) compliance.

Extensive experience in investigating and reporting on Suspicious Activity Reports (SARs).

Strong analytical skills with the ability to interpret complex financial data.

Self-motivated, independent, and able to thrive in a fully remote work environment.

Bachelor's degree in criminal justice, business administration, or security management – or equivalent combination of education and relevant work experience

Knowledge of risk management and control principles

Maintain current knowledge and awareness of investigative/fraud techniques, privacy laws, bank regulations, investigation and incident handling policy and procedure.

3+ years of fraud investigation and/or detection experience required, preferably in a banking, financial services, or law enforcement environment.

Certifications in area of investigative specialization preferred, e.g., CFE.

Experience using data analytics and software tools to proactively detect fraud risk.

Project Management experience with complex system enhancement projects while collaborating with the Riskonnect team.

Excellent interpersonal skills to communicate with all levels of employees and management in a multi-cultural environment.

Will provide investigative support to the Global Security Investigations, Intelligence and Situational Management Teams

May serve in a Situational Management capacity during an incident.

Associate Degree in a related discipline or directly related experience.

Strong analytical ability and problem-solving skills.

Bachelor’s Degree Preferred, H.S. Diploma or GED certificate + Significant Practical Experience will be considered.

1 – 3 years of securities industry experience

Strong verbal and written communication skills are required

Transaction Monitoring System experience, Actimize, Mantas, etc.

Strong SAR writing and case disposition capabilities

General compliance knowledge - must have extensive knowledge of FINRA, SEC, and Firm-specific rules and regulations

Excellent analytical, research, project management, and planning skills

Knowledge of BSA/AML, USA PATRIOT Act, OFAC laws and regulations, and CTR and SAR reporting requirements.

EDUCATION: Bachelor’s degree or equivalent.

Strong written and verbal communication skills

strong written and verbal communication skills

Assist in and perform investigations for cases referred by Bank personnel for unusual activity and document findings accordingly.

Carries out FinCEN 314(a) (PATRIOT Act) responsibilities.

Completed or actively pursuing Bachelor’s in Accounting, Business, Economics, Finance, or related field highly preferred.

Strong critical thinking and problem-solving skills.

Maintain current knowledge of the Bank Secrecy Act, Customer Information Program, Customer Due Diligence, OFAC, and all related anti-money laundering regulations.

Maintain current knowledge of all federal and state laws and regulations, along with the Bank’s policies and procedures.

Working knowledge of red flags for money laundering, fraud, structuring, counter financial terrorism, and other financial crimes.

Inputting relevant data points of internal referrals into SAM 8 case management tool in preparation of case assignment

Excellent Written and Verbal communication skills

Good organizational skills and attention to detail

General knowledge and understanding of BSA AML rules and regulations

Skills that will help you in the role:

Initiating new hire process and address actions on behalf of the team leader to help expedite recruitment life cycle

Experience with case management platforms a must. Exposure to platform implementation/enhancement environment a plus.

Highly self-motivated with excellent communication skills and ability to manage and analyze data

A minimum of 2 years of BSA/AML experience required or other related experience required. College Degree preferred.

Experience working with money laundering/terrorist financing/SAR or equivalent investigations preferred

Excellent written and oral formats, including presentations to regulators, auditors, analysts, senior managers

Exceptional analytical skills, judgment, attention to detail, and ability to prioritize tasks and work under pressure

May lead or assist with special projects as assigned by Management.

High School diploma or equivalent experience - college degree preferred

Identification and mitigation of BSA/AML risk and SAR reporting requirements.

Exposure to a BSA/AML platform implementation, enhancement, and testing environment a plus.

Train peer FIU colleagues, frontlines and operational staff as needed.

Familiarity with Enhanced Due Diligence reviews, customer risk ratings and applying risk-based analysis and reporting methodologies.

Demonstrated knowledge of AML/BSA/OFAC regulations, requirements, and tools

3+ years of BSA/AML experience, with at least 2 years of AML Investigations experience, preferably in an innovative environment

Advanced Excel function and SQL knowledge is a plus

Strong written and verbal communication skills with the ability to communicate at the executive level

Experience collaborating with stakeholders across technical and non-technical groups

ACAMS or ACFCS certification preferred

3+ years of experience or equivalent in audit program development, internal control consulting, or risk management utilizing

Exhibit superior time management skills (measured by deadlines and quality of progress and projects completed).

Act as a resource to all co-workers in understanding compliance requirements and how it affects products and services;

Recommend enhancements for marketing materials for products and services to ensure compliance requirements are considered or included;

Conduct research and data gathering for the completion of compliance requirements for new products & services; and

Bachelor’s degree or equivalent in Accounting, Finance (w/strong emphasis in Accounting or Finance).